CIK 0001068875
AVTA AVANTAX, INC.
Insider trading from SEC Form 4. Last filing Nov 29, 2023.
In brief
AVANTAX, INC. (AVTA) has 13 SEC Form 4 filings on file from 13 insiders, the latest filed on Nov 29, 2023. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.
Last 90 days
Net insider value
$0
no open-market trades
Buys
0
$0 by 0 insiders
Sells
0
$0 by 0 insiders
Insiders on file
13
with a Form 4 at this company
Signals
Open-market buys and sells at AVANTAX, INC., scored.
No scored open-market trades yet. Grants, exercises and other rows are below.
Transactions
Every row filed, 49 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Karthik Rao director | DDisposition to issuer Common Stock | -41,412 | $26.00 | $1.1M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Common Stock | -88,367 | $26.00 | $2.3M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Common Stock | -354,121 | $26.00 | $9.2M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Stacy Murray Principal Accounting Officer | DDisposition to issuer Common Stock | -2,846 | $26.00 | $74k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Tabitha Bailey Chief Legal Officer & Corp Sec | DDisposition to issuer Common Stock | -9,565 | $26.00 | $249k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Common Stock | -147,916 | $26.00 | $3.8M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Mark A Ernst director | DDisposition to issuer Common Stock | -102,566 | $26.00 | $2.7M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Carol Hayles director | DDisposition to issuer Common Stock | -42,980 | $26.00 | $1.1M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Georganne Proctor director | DDisposition to issuer Common Stock | -64,643 | $26.00 | $1.7M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Jana R Schreuder director | DDisposition to issuer Common Stock | -42,566 | $26.00 | $1.1M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Tina Perry director | DDisposition to issuer Common Stock | -31,763 | $26.00 | $826k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | J Richard Leaman III director | DDisposition to issuer Common Stock | -22,249 | $26.00 | $578k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Kanayalal Amritlal Kotecha director | DDisposition to issuer Common Stock | -27,249 | $26.00 | $708k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Mark A Ernst director | DDisposition to issuer Common Stockindirect: By Bellevue Capital LLC | -14,000 | $26.00 | $364k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | AGrant or award Common Stock | +25,315 | $0.00 | $0 | 25,315 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | AGrant or award Common Stock | +180,832 | $0.00 | $0 | 180,832 | Nov 29, 2023 |
| Nov 27, 2023 | Stacy Murray Principal Accounting Officer | DDisposition to issuer Cash-Settled Restricted Stock Unitderivative | -3,892 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Tabitha Bailey Chief Legal Officer & Corp Sec | AGrant or award Common Stock | +9,222 | $0.00 | $0 | 9,222 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | AGrant or award Common Stock | +36,166 | $0.00 | $0 | 36,166 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Common Stock | -25,315 | $26.00 | $658k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Tabitha Bailey Chief Legal Officer & Corp Sec | DDisposition to issuer Common Stock | -9,222 | $26.00 | $240k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Common Stock | -36,166 | $26.00 | $940k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Stacy Murray Principal Accounting Officer | DDisposition to issuer Cash-Settled Restricted Stock Unitderivative | -4,074 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Common Stock | -180,832 | $26.00 | $4.7M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | AGrant or award Common Stock | +33,936 | $0.00 | $0 | 33,936 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | AGrant or award Common Stock | +203,619 | $0.00 | $0 | 203,619 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | AGrant or award Common Stock | +38,042 | $0.00 | $0 | 38,042 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Common Stock | -203,619 | $26.00 | $5.3M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Common Stock | -33,936 | $26.00 | $882k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Common Stock | -38,042 | $26.00 | $989k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | AGrant or award Common Stock | +24,924 | $0.00 | $0 | 24,924 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | AGrant or award Common Stock | +128,807 | $0.00 | $0 | 128,807 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | AGrant or award Common Stock | +21,467 | $0.00 | $0 | 21,467 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Common Stock | -128,807 | $26.00 | $3.3M | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Common Stock | -21,467 | $26.00 | $558k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Common Stock | -24,924 | $26.00 | $648k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -165,782 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Common Stockindirect: Spouse | -2,025 | $26.00 | $53k | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Stock Option (Right to Buy)derivative | -5,977 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -104,477 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Stock Option (Right to Buy)derivative | -14,479 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -70,000 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Marc Mehlman Chief Financial Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -30,333 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Stock Option (Right to Buy)derivative | -27,634 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -216,666 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -135,746 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Stock Option (Right to Buy)derivative | -47,014 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Christopher William Walters Chief Executive Officer | DDisposition to issuer Stock Option (Right to Buy)derivative | -102,604 | - | - | 0 | Nov 29, 2023 |
| Nov 27, 2023 | Todd C Mackay President of Wealth Mgmt | DDisposition to issuer Stock Option (Right to Buy)derivative | -43,333 | - | - | 0 | Nov 29, 2023 |
Insiders
Everyone who has filed a Form 4 here.
- Tabitha BaileyChief Legal Officer & Corp Sec
- Mark A Ernstdirector
- Carol Haylesdirector
- Kanayalal Amritlal Kotechadirector
- J Richard Leaman IIIdirector
- Todd C MackayPresident of Wealth Mgmt
- Marc MehlmanChief Financial Officer
- Stacy MurrayPrincipal Accounting Officer
- Georganne Proctordirector
- Tina Perrydirector
- Karthik Raodirector
- Jana R Schreuderdirector
- Christopher William WaltersChief Executive Officer
Questions about AVTA
Answered from the filings on this page, as of the latest one.
Are insiders buying AVTA?
No. In the last 90 days no insider at AVANTAX, INC. bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.
Who was the last insider to trade AVTA on the open market?
No open-market trade has been scored at AVANTAX, INC.. The latest Form 4 on file was filed on Nov 29, 2023 and holds grants, exercises or other rows that are not market trades.
How many insiders file Form 4 at AVANTAX, INC.?
13 people have filed a Form 4 at AVANTAX, INC., among them Tabitha Bailey (Chief Legal Officer & Corp Sec), Mark A Ernst (director), Carol Hayles (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.