Nasdaq · CIK 0000017313
CSWC CAPITAL SOUTHWEST CORP
Insider trading from SEC Form 4. Last filing 12 d ago. Close $23.54 on Oct 9, 2026, +35% from the 52-week low and -7% from the high.
CAPITAL SOUTHWEST CORP (CSWC) has 26 SEC Form 4 filings on file from 8 insiders, the latest filed on Oct 1, 2026. In the last 90 days insiders made 1 open-market buy worth $50k and 0 open-market sells worth $0, net +$50k.
16 open-market trades have been scored at CSWC. The newest: William R Thomas III (director) bought $50k of stock on Oct 1, 2026, filed Oct 1, 2026, scored 25 (weak). The largest of the 16 shown: William R Thomas III (director) bought $117k on Jun 5, 2026, scored 46 (moderate). 2 insiders bought within 14 days of each other around Jun 30, 2026.
CSWC closed at $23.54 on Oct 9, 2026, 35% above its 52-week low and 7% below its 52-week high.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at CAPITAL SOUTHWEST CORP, scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 25Weak | William R Thomas III director buy | $50k 2,170 shares | +10% | +34% from low-8% from high | |
| 23Weak | Ramona Lynn Rogers-Windsor director buy | $5,000 211 shares | +1% | +33% from low-0% from high | |
| 33Weak | Christine Battist director buy | $20k 860 shares | +7% | +28% from low-4% from high | |
| 46Moderate | William R Thomas III director buy | $117k 5,000 shares | +37% | +28% from low-4% from high | |
| 35Weak | William R Thomas III director sell | $109k 4,661 shares | -25% | +28% from low-4% from high | |
| 18Weak | Ramona Lynn Rogers-Windsor director buy | $4,988 213 shares | +1% | +29% from low-3% from high | |
| 27Weak | Michael Scott Sarner President and CEO buy | $59k 2,695 shares | +1% | +35% from low-7% from high | |
| 15Weak | Christine Battist director buy | $14k 600 shares | +5% | +42% from low-2% from high | |
| 15Weak | Ramona Lynn Rogers-Windsor director buy | $9,979 463 shares | +2% | +28% from low-6% from high | |
| 23Weak | Christine Battist director buy | $15k 667 shares | +6% | +30% from low-4% from high | |
| 20Weak | Ramona Lynn Rogers-Windsor director buy | $9,980 471 shares | +3% | +22% from low-10% from high | |
| 18Weak | Christine Battist director buy | $9,935 476 shares | +5% | +16% from low-15% from high | |
| 15Weak | Ramona Lynn Rogers-Windsor director buy | $10k 450 shares | +3% | - | |
| 20Weak | Ramona Lynn Rogers-Windsor director buy | $5,667 250 shares | +2% | - | |
| 23Weak | Christine Battist director buy | $5,921 256 shares | +3% | - | |
| 23Weak | Ramona Lynn Rogers-Windsor director buy | $12k 500 shares | +3% | - |
Transactions
Every row filed, 39 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Oct 1, 2026 | William R Thomas III director | POpen-market purchase Common Stock | +2,170 | $23.04 | $50k | 22,842 | 12 d ago |
| Jun 30, 2026 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +211 | $23.70 | $5,000 | 23,091 | Jun 30, 2026 |
| Jun 17, 2026 | Christine Battist director | POpen-market purchase Common Stock | +860 | $23.23 | $20k | 14,075 | Jun 18, 2026 |
| Jun 9, 2026 | Joshua S. Weinstein Senior Managing Director & CIO | FTax withholding Common Stock | -11,349 | $23.28 | $264k | 290,173 | Jun 10, 2026 |
| Jun 9, 2026 | Chris Rehberger Chief Financial Officer | FTax withholding Common Stock | -4,492 | $23.28 | $105k | 144,659 | Jun 10, 2026 |
| Jun 9, 2026 | Michael Scott Sarner President and CEO | FTax withholding Common Stock | -13,765 | $23.28 | $320k | 459,389 | Jun 10, 2026 |
| Jun 9, 2026 | Joshua S. Weinstein Senior Managing Director & CIO | AGrant or award Common Stock | +100,000 | $0.00 | $0 | 390,173 | Jun 10, 2026 |
| Jun 9, 2026 | Michael Scott Sarner President and CEO | AGrant or award Common Stock | +140,000 | $0.00 | $0 | 599,389 | Jun 10, 2026 |
| Jun 9, 2026 | Chris Rehberger Chief Financial Officer | AGrant or award Common Stock | +75,000 | $0.00 | $0 | 219,659 | Jun 10, 2026 |
| Jun 10, 2026 | Joshua S. Weinstein Senior Managing Director & CIO | FTax withholding Common Stock | -9,588 | $23.54 | $226k | 380,585 | Jun 10, 2026 |
| Jun 10, 2026 | Michael Scott Sarner President and CEO | FTax withholding Common Stock | -11,705 | $23.54 | $276k | 587,684 | Jun 10, 2026 |
| Jun 10, 2026 | Chris Rehberger Chief Financial Officer | FTax withholding Common Stock | -3,688 | $23.54 | $87k | 215,971 | Jun 10, 2026 |
| Jun 5, 2026 | William R Thomas III director | SOpen-market sale Common Stock | -4,661 | $23.29 | $109k | 13,683 | Jun 5, 2026 |
| Jun 5, 2026 | William R Thomas III director | POpen-market purchase Common Stock | +5,000 | $23.40 | $117k | 18,683 | Jun 5, 2026 |
| Jun 1, 2026 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +213 | $23.42 | $4,988 | 22,880 | Jun 1, 2026 |
| Feb 27, 2026 | Michael Scott Sarner President and CEO | POpen-market purchase Common Stock | +2,695 | $21.90 | $59k | 473,154 | Mar 2, 2026 |
| Feb 9, 2026 | Christine Battist director | POpen-market purchase Common Stock | +600 | $23.16 | $14k | 13,215 | Feb 9, 2026 |
| Oct 1, 2025 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +463 | $21.55 | $9,979 | 21,612 | Oct 1, 2025 |
| Aug 20, 2025 | Christine Battist director | POpen-market purchase Common Stock | +667 | $22.45 | $15k | 12,615 | Aug 21, 2025 |
| Aug 12, 2025 | Jack D Furst director | AGrant or award Common Stock | +2,193 | $0.00 | $0 | 47,948 | Aug 14, 2025 |
| Aug 12, 2025 | Christine Battist director | AGrant or award Common Stock | +2,193 | $0.00 | $0 | 11,948 | Aug 13, 2025 |
| Aug 12, 2025 | Ramona Lynn Rogers-Windsor director | AGrant or award Common Stock | +2,193 | $0.00 | $0 | 20,828 | Aug 13, 2025 |
| Aug 12, 2025 | David R Brooks director | AGrant or award Common Stock | +2,193 | $0.00 | $0 | 40,944 | Aug 13, 2025 |
| Aug 12, 2025 | William R Thomas III director | AGrant or award Common Stock | +2,193 | $0.00 | $0 | 18,344 | Aug 13, 2025 |
| Jun 23, 2025 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +471 | $21.19 | $9,980 | 18,092 | Jun 23, 2025 |
| Jun 9, 2025 | Joshua S. Weinstein Senior Managing Director & CIO | FTax withholding Common Stock | -3,127 | $21.06 | $66k | 248,563 | Jun 11, 2025 |
| Jun 9, 2025 | Joshua S. Weinstein Senior Managing Director & CIO | AGrant or award Common Stock | +65,000 | $0.00 | $0 | 313,563 | Jun 11, 2025 |
| Jun 10, 2025 | Joshua S. Weinstein Senior Managing Director & CIO | FTax withholding Common Stock | -12,041 | $21.35 | $257k | 301,522 | Jun 11, 2025 |
| Jun 9, 2025 | Michael Scott Sarner President and CEO | FTax withholding Common Stock | -3,648 | $21.06 | $77k | 405,779 | Jun 10, 2025 |
| Jun 9, 2025 | Chris Rehberger Chief Financial Officer | FTax withholding Common Stock | -1,126 | $21.06 | $24k | 107,192 | Jun 10, 2025 |
| Jun 9, 2025 | Chris Rehberger Chief Financial Officer | AGrant or award Common Stock | +45,000 | $0.00 | $0 | 152,192 | Jun 10, 2025 |
| Jun 9, 2025 | Michael Scott Sarner President and CEO | AGrant or award Common Stock | +80,000 | $0.00 | $0 | 485,779 | Jun 10, 2025 |
| Jun 10, 2025 | Michael Scott Sarner President and CEO | FTax withholding Common Stock | -15,319 | $21.35 | $327k | 470,460 | Jun 10, 2025 |
| Jun 10, 2025 | Chris Rehberger Chief Financial Officer | FTax withholding Common Stock | -3,041 | $21.35 | $65k | 149,151 | Jun 10, 2025 |
| May 27, 2025 | Christine Battist director | POpen-market purchase Common Stock | +476 | $20.87 | $9,935 | 9,755 | May 28, 2025 |
| Mar 26, 2025 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +450 | $22.52 | $10k | 17,238 | Mar 26, 2025 |
| Dec 12, 2024 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +250 | $22.67 | $5,667 | 16,407 | Dec 12, 2024 |
| Nov 8, 2024 | Christine Battist director | POpen-market purchase Common Stock | +256 | $23.13 | $5,921 | 9,279 | Nov 8, 2024 |
| Nov 7, 2024 | Ramona Lynn Rogers-Windsor director | POpen-market purchase Common Stock | +500 | $23.07 | $12k | 16,157 | Nov 7, 2024 |
Insiders
Everyone who has filed a Form 4 here.
- Christine Battistdirector
- David R Brooksceo, chair, officer, director
- Jack D Furstdirector
- Chris RehbergerChief Financial Officer
- Ramona Lynn Rogers-Windsordirector
- Michael Scott SarnerPresident and CEO
- William R Thomas IIIdirector
- Joshua S. WeinsteinSenior Managing Director & CIO
Questions about CSWC
Answered from the filings on this page, as of the latest one.
Are insiders buying CSWC?
As of Oct 1, 2026, SEC Form 4 filings show 1 open-market buy worth $50k by 1 insider and 0 open-market sells worth $0 by 0 insiders at CAPITAL SOUTHWEST CORP in the last 90 days, net +$50k. Only purchases (code P) and sales (code S) count; grants, option exercises and tax withholding do not.
Who was the last insider to trade CSWC on the open market?
William R Thomas III (director) bought $50k of CSWC on Oct 1, 2026 and filed the Form 4 on Oct 1, 2026. InsiderTell scored 25 (weak).
How many insiders file Form 4 at CAPITAL SOUTHWEST CORP?
8 people have filed a Form 4 at CAPITAL SOUTHWEST CORP, among them Christine Battist (director), David R Brooks (CEO, chair and director), Jack D Furst (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.