CIK 0000010254
ESTE EARTHSTONE ENERGY INC
Insider trading from SEC Form 4. Last filing Nov 3, 2023.
In brief
EARTHSTONE ENERGY INC (ESTE) has 13 SEC Form 4 filings on file from 11 insiders, the latest filed on Nov 3, 2023. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.
2 open-market trades have been scored at ESTE. The newest: Tony Oviedo (EVP, PAO) sold $445k of stock on Oct 13, 2023, filed Oct 16, 2023, scored 45 (moderate). 2 insiders sold within 14 days of each other around Oct 13, 2023.
2 Form 144 notices of planned sales are on file, the latest filed Oct 13, 2023.
Last 90 days
Signals
Open-market buys and sells at EARTHSTONE ENERGY INC, scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 45Moderate | Tony Oviedo EVP, PAO sell | $445k 20,899 shares | -12% | - | |
| 42Moderate | Mark Lumpkin Jr EVP and CFO sell | $224k 10,967 shares | -4% | - |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Oct 13, 2023 | Oviedo Tony Officer | 20,899 0.02% of outstanding | $445k | Oct 13, 2023 | none |
| Oct 12, 2023 | Lumpkin Mark Jr Officer | 10,967 0.01% of outstanding | $223k | Oct 12, 2023 | none |
Transactions
Every row filed, 47 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Nov 1, 2023 | EnCap Partners GP, LLC director, owner | DDisposition to issuer Class A Common Stockindirect: See footnotes | -22,122,820 | - | - | 0 | Nov 3, 2023 |
| Nov 1, 2023 | EnCap Partners GP, LLC director, owner | DDisposition to issuer Class B Common Stockindirect: See footnotes | -33,956,524 | - | - | 0 | Nov 3, 2023 |
| Nov 1, 2023 | EnCap Partners GP, LLC director, owner | DDisposition to issuer OpCo Unitsderivativeindirect: See footnotes | -33,956,524 | - | - | 0 | Nov 3, 2023 |
| Nov 1, 2023 | Ray J Singleton Jr director | DDisposition to issuer Class A Common Stock | -628,660 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Frank Alan Lodzinski Executive Chairman | DDisposition to issuer Class A Common Stock | -170,869 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Phil D Kramer director | DDisposition to issuer Class A Common Stock | -123,950 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Class A Common Stock | +288,000 | - | - | 445,055 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Class A Common Stock | +288,000 | - | - | 733,273 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Class A Common Stock | +288,000 | - | - | 576,660 | Nov 2, 2023 |
| Nov 1, 2023 | Zachary G. Urban director | DDisposition to issuer Class A Common Stock | -86,915 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | David Habachy director | DDisposition to issuer Class A Common Stock | -18,400 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Jay Frederick Joliat director | DDisposition to issuer Class A Common Stock | -106,450 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Class A Common Stock | +504,000 | - | - | 1,298,316 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Class A Common Stock | +127,530 | - | - | 704,190 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Class A Common Stock | +127,530 | - | - | 572,585 | Nov 2, 2023 |
| Nov 1, 2023 | Jay Frederick Joliat director | DDisposition to issuer Class A Common Stockindirect: By Beefcarver, Inc. | -90,000 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Frank Alan Lodzinski Executive Chairman | DDisposition to issuer Class A Common Stockindirect: By Azure Energy, LLC | -356,418 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Class A Common Stock | +219,440 | - | - | 1,517,756 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Class A Common Stock | +127,530 | - | - | 860,803 | Nov 2, 2023 |
| Nov 1, 2023 | Jay Frederick Joliat director | DDisposition to issuer Class A Common Stockindirect: By Trust | -42,688 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Class A Common Stock | +71,470 | - | - | 932,273 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Class A Common Stock | +62,650 | - | - | 635,235 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Class A Common Stock | +71,470 | - | - | 775,660 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Class A Common Stock | +154,840 | - | - | 1,672,596 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | AGrant or award Class A Common Stock | +61,260 | - | - | 836,920 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | AGrant or award Class A Common Stock | +61,260 | - | - | 993,533 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | AGrant or award Class A Common Stock | +53,700 | - | - | 688,935 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | AGrant or award Class A Common Stock | +132,720 | - | - | 1,805,316 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | DDisposition to issuer Class A Common Stock | -688,935 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | DDisposition to issuer Class A Common Stock | -836,920 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | DDisposition to issuer Class A Common Stock | -1,805,316 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | DDisposition to issuer Class A Common Stock | -993,533 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Performance Unitderivative | -288,000 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Performance Unitderivative | -504,000 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Performance Unitderivative | -288,000 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Performance Unitderivative | -288,000 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Performance Unitderivative | -127,530 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Performance Unitderivative | -127,530 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Performance Unitderivative | -219,440 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Performance Unitderivative | -127,530 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Mark Lumpkin Jr EVP and CFO | MOption exercise Performance Unitderivative | -71,470 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Robert John Anderson President and CEO | MOption exercise Performance Unitderivative | -154,840 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Tony Oviedo EVP and PAO | MOption exercise Performance Unitderivative | -62,650 | - | - | 0 | Nov 2, 2023 |
| Nov 1, 2023 | Steven C. Collins EVP and COO | MOption exercise Performance Unitderivative | -71,470 | - | - | 0 | Nov 2, 2023 |
| Oct 13, 2023 | Tony Oviedo EVP, PAO | SOpen-market sale Class A Common Stock | -20,899 | $21.28 | $445k | 157,055 | Oct 16, 2023 |
| Oct 12, 2023 | Mark Lumpkin Jr EVP and CFO | GGift Class A Common Stock | -10,000 | $0.00 | $0 | 299,627 | Oct 13, 2023 |
| Oct 12, 2023 | Mark Lumpkin Jr EVP and CFO | SOpen-market sale Class A Common Stock | -10,967 | $20.41 | $224k | 288,660 | Oct 13, 2023 |
Insiders
Everyone who has filed a Form 4 here.
- Robert John AndersonPresident and CEO
- Steven C. CollinsEVP and COO
- EnCap Partners GP, LLCdirector, owner
- David Habachydirector
- Jay Frederick Joliatdirector
- Phil D Kramerdirector
- Frank Alan LodzinskiExecutive Chairman
- Mark Lumpkin JrEVP and CFO
- Tony OviedoEVP and PAO
- Ray J Singleton Jrdirector
- Zachary G. Urbandirector
Questions about ESTE
Answered from the filings on this page, as of the latest one.
Are insiders buying ESTE?
No. In the last 90 days no insider at EARTHSTONE ENERGY INC bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.
Who was the last insider to trade ESTE on the open market?
Tony Oviedo (EVP, PAO) sold $445k of ESTE on Oct 13, 2023 and filed the Form 4 on Oct 16, 2023. InsiderTell scored 45 (moderate), with 2 insiders on the same side within 14 days.
How many insiders file Form 4 at EARTHSTONE ENERGY INC?
11 people have filed a Form 4 at EARTHSTONE ENERGY INC, among them Robert John Anderson (President and CEO), Steven C. Collins (EVP and COO), EnCap Partners GP, LLC (director and 10% owner). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.