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Nasdaq · CIK 0001675033

GECC Great Elm Capital Corp.

Insider trading from SEC Form 4. Last filing 20 d ago. Close $5.00 on Oct 9, 2026, +15% from the 52-week low and -25% from the high.

Great Elm Capital Corp. (GECC) has 24 SEC Form 4 filings on file from 7 insiders, the latest filed on Sep 23, 2026. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.

16 open-market trades have been scored at GECC. The newest: Matthew D Kaplan (CEO and President) bought $150k of stock on Nov 7, 2025, filed Nov 10, 2025, scored 39 (weak). The largest of the 16 shown: Great Elm Strategic Partnership I, LLC (10% owner) sold $570k on Sep 22, 2025, scored 31 (weak). 2 insiders bought within 14 days of each other around Jun 13, 2025.

GECC closed at $5.00 on Oct 9, 2026, 15% above its 52-week low and 25% below its 52-week high.

Last 90 days

Net insider value
$0
no open-market trades
Buys
0
$0 by 0 insiders
Sells
0
$0 by 0 insiders
Insiders on file
7
with a Form 4 at this company

Price and insider trades, last year

GECCOct 9, 2026 · close 5.00

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

Open-market buys and sells at Great Elm Capital Corp., scored.

ScoreInsiderValueHoldingsPrice contextFiled
39WeakMatthew D Kaplan
CEO and President
buy
$150k
19,650 shares
+16%-
18WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$46k
4,009 shares
-0%-
31WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$570k
49,738 shares
-3%-
23WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$170k
14,837 shares
-1%-
25WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$240k
20,938 shares
-1%-
30WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$528k
47,183 shares
-3%-
30WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$500k
44,661 shares
-3%-
21WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$91k
8,156 shares
-0%-
28WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$425k
38,793 shares
-2%-
23WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$129k
11,790 shares
-1%-
23WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$165k
15,070 shares
-1%-
28WeakGreat Elm Strategic Partnership I, LLC
owner
sell
$406k
36,989 shares
-2%-
23WeakRichard M Cohen
director
buy
$396
36 shares
+0%-
47ModerateRichard M Cohen
director
buy
$90k
8,100 shares
+81%-
41ModerateRichard M Cohen
director
buy
$110k
10,000 shares
--
31WeakChad Perry
director
buy
$20k
1,850 shares
--

Transactions

The newest 50 of 52 rows filed, every code.

DateInsiderTransactionSharesPriceValueHoldings afterFiled
Sep 21, 2026Adam M Kleinman
CCO and Secretary
AGrant or award
Common Stock
+15,292$0.00$059,88920 d ago
Sep 21, 2026Great Elm Group, Inc.
owner
JOther
Common Stock
-111,958$0.00$01,244,16720 d ago
Sep 21, 2026Keri Davis
CFO
AGrant or award
Common Stock
+7,646$0.00$029,53920 d ago
Sep 21, 2026Keri Davis
CFO
AGrant or award
Common Stock
+1,372$0.00$030,91120 d ago
Sep 21, 2026Adam M Kleinman
CCO and Secretary
AGrant or award
Common Stock
+791$0.00$060,68020 d ago
Sep 21, 2026Keri Davis
CFO
FTax withholding
Common Stock
-2,972$5.37$16k27,93920 d ago
Sep 21, 2026Adam M Kleinman
CCO and Secretary
FTax withholding
Common Stock
-3,451$5.37$19k57,22920 d ago
Nov 7, 2025Matthew D Kaplan
CEO and President
POpen-market purchase
Common Stock
+19,650$7.64$150k142,400Nov 10, 2025
Sep 25, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-1,696$11.45$19k1,560,573Sep 26, 2025
Sep 26, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-2,313$11.45$26k1,558,260Sep 26, 2025
Sep 19, 2025Keri Davis
CFO
AGrant or award
Common Stock
+3,820$0.00$023,212Sep 23, 2025
Sep 19, 2025Matthew D Kaplan
CEO and President
AGrant or award
Common Stock
+37,117$0.00$0129,906Sep 23, 2025
Sep 19, 2025Adam M Kleinman
CCO and Secretary
AGrant or award
Common Stock
+5,458$0.00$045,802Sep 23, 2025
Sep 19, 2025Great Elm Group, Inc.
owner
JOther
Common Stock
-16,612$0.00$01,421,467Sep 23, 2025
Sep 22, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-48,248$11.45$552k1,563,759Sep 23, 2025
Sep 20, 2025Great Elm Group, Inc.
owner
JOther
Common Stock
-63,189$0.00$01,358,278Sep 23, 2025
Sep 19, 2025Keri Davis
CFO
AGrant or award
Common Stock
+1,406$0.00$024,618Sep 23, 2025
Sep 19, 2025Matthew D Kaplan
CEO and President
AGrant or award
Common Stock
+1,055$0.00$0130,961Sep 23, 2025
Sep 23, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-1,490$11.45$17k1,562,269Sep 23, 2025
Sep 19, 2025Adam M Kleinman
CCO and Secretary
AGrant or award
Common Stock
+156$0.00$045,958Sep 23, 2025
Sep 23, 2025Keri Davis
CFO
FTax withholding
Common Stock
-2,725$11.43$31k21,893Sep 23, 2025
Sep 23, 2025Matthew D Kaplan
CEO and President
FTax withholding
Common Stock
-8,211$11.43$94k122,750Sep 23, 2025
Sep 23, 2025Adam M Kleinman
CCO and Secretary
FTax withholding
Common Stock
-1,361$11.43$16k44,597Sep 23, 2025
Sep 18, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-100$11.45$1,1451,626,744Sep 19, 2025
Sep 19, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-14,737$11.45$169k1,612,007Sep 19, 2025
Sep 15, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-20,938$11.45$240k1,626,844Sep 17, 2025
Aug 25, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-25,711$11.20$288k1,669,254Aug 27, 2025
Aug 26, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-21,472$11.20$240k1,647,782Aug 27, 2025
Aug 21, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-26,705$11.20$299k1,712,921Aug 22, 2025
Aug 22, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-17,956$11.20$201k1,694,965Aug 22, 2025
Aug 18, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-363$11.20$4,0661,747,419Aug 20, 2025
Aug 20, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-7,793$11.20$87k1,739,626Aug 20, 2025
Jul 11, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-38,793$10.95$425k1,747,782Jul 14, 2025
Jul 9, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-3,129$10.95$34k1,795,236Jul 10, 2025
Jul 10, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-8,661$10.95$95k1,786,575Jul 10, 2025
Jul 7, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-11,852$10.95$130k1,801,583Jul 8, 2025
Jul 8, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-3,218$10.95$35k1,798,365Jul 8, 2025
Jun 11, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-2,642$11.20$30k1,847,782Jul 3, 2025
Jun 12, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-7,288$10.97$80k1,840,494Jul 3, 2025
Jun 13, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-2,714$11.00$30k1,837,780Jul 3, 2025
Jul 2, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-13,324$10.95$146k1,824,456Jul 3, 2025
Jul 3, 2025Great Elm Strategic Partnership I, LLC
owner
SOpen-market sale
Common Stock
-11,021$10.95$121k1,813,435Jul 3, 2025
Jun 13, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+36$11.01$39618,136Jun 13, 2025
Jun 11, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+5,000$11.18$56k15,000Jun 12, 2025
Jun 12, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+3,100$10.95$34k18,100Jun 12, 2025
Jun 6, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+1,000$10.64$11k1,000Jun 11, 2025
Jun 6, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+1,500$10.74$16k2,500Jun 11, 2025
Jun 9, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+1,500$10.83$16k4,000Jun 11, 2025
Jun 9, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+2,500$11.12$28k6,500Jun 11, 2025
Jun 10, 2025Richard M Cohen
director
POpen-market purchase
Common Stock
+3,500$11.13$39k10,000Jun 11, 2025
50 of 52 rows shown.

Insiders

Everyone who has filed a Form 4 here.

Questions about GECC

Answered from the filings on this page, as of the latest one.

Are insiders buying GECC?

No. In the last 90 days no insider at Great Elm Capital Corp. bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.

Who was the last insider to trade GECC on the open market?

Matthew D Kaplan (CEO and President) bought $150k of GECC on Nov 7, 2025 and filed the Form 4 on Nov 10, 2025. InsiderTell scored 39 (weak).

How many insiders file Form 4 at Great Elm Capital Corp.?

7 people have filed a Form 4 at Great Elm Capital Corp., among them Richard M Cohen (director), Keri Davis (CFO), Great Elm Group, Inc. (10% owner). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

GECC insider trading: Great Elm Capital Corp. | InsiderTell