Nasdaq · CIK 0001145255
HNNA HENNESSY ADVISORS INC
Insider trading from SEC Form 4. Last filing 12 d ago. Close $10.25 on Oct 12, 2026, +21% from the 52-week low and -2% from the high.
In brief
HENNESSY ADVISORS INC (HNNA) has 68 SEC Form 4 filings on file from 12 insiders, the latest filed on Oct 1, 2026. In the last 90 days insiders made 0 open-market buys worth $0 and 4 open-market sells worth $84k, net -$84k.
30 open-market trades have been scored at HNNA. The newest: Kiera Newton (director) sold $5,050 of stock on Sep 29, 2026, filed Sep 30, 2026, scored 30 (weak). The largest of the 30 shown: Thomas L Seavey (director) sold $158k on Aug 12, 2025, scored 31 (weak). 3 insiders sold within 14 days of each other around Sep 29, 2026.
13 Form 144 notices of planned sales are on file, the latest filed Sep 24, 2026.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at HENNESSY ADVISORS INC, scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 30Weak | Kiera Newton director sell | $5,050 504 shares | -2% | - | |
| 30Weak | Thomas L Seavey director sell | $19k 1,875 shares | -3% | - | |
| 42Moderate | Daniel B Steadman Executive VP sell | $51k 5,000 shares | -12% | - | |
| 30Weak | Kiera Newton director sell | $8,188 792 shares | -5% | - | |
| 37Weak | Kathryn Fahy SVP and CFO sell | $100k 10,000 shares | -14% | +17% from low-18% from high | |
| 15Weak | Kiera Newton director sell | $5,339 571 shares | -3% | +10% from low-26% from high | |
| 15Weak | Kiera Newton director sell | $4,185 390 shares | -2% | +21% from low-20% from high | |
| 15Weak | Kiera Newton director sell | $33 3 shares | -0% | +22% from low-19% from high | |
| 22Weak | Thomas L Seavey director sell | $57k 5,301 shares | -10% | +22% from low-19% from high | |
| 31Weak | Thomas L Seavey director sell | $158k 14,704 shares | -21% | +22% from low-20% from high | |
| 37Weak | Kathryn Fahy SVP and CFO sell | $107k 10,000 shares | -13% | +18% from low-22% from high | |
| 39Weak | Teresa M Nilsen President, COO and Secretary sell | $42k 4,000 shares | -23% | - | |
| 47Moderate | Teresa M Nilsen President, COO and Secretary sell | $84k 8,000 shares | -37% | - | |
| 23Weak | Kiera Newton director sell | $6,051 575 shares | -5% | - | |
| 47Moderate | Teresa M Nilsen President, COO and Secretary sell | $82k 7,860 shares | -27% | - | |
| 31Weak | Kathryn Fahy SVP and CFO sell | $89k 8,000 shares | -10% | - | |
| 30Weak | Kiera Newton director sell | $3,967 330 shares | -3% | - | |
| 42Moderate | Daniel B Steadman Executive VP sell | $48k 4,100 shares | -11% | - | |
| 43Moderate | Daniel B Steadman Executive VP sell | $70k 5,810 shares | -13% | - | |
| 46Moderate | Thomas L Seavey director sell | $127k 11,074 shares | -14% | - | |
| 43Moderate | Daniel B Steadman Executive VP sell | $73k 6,100 shares | -12% | - | |
| 40Moderate | Thomas L Seavey director sell | $108k 8,926 shares | -10% | - | |
| 36Weak | Daniel B Steadman Executive VP sell | $36k 2,658 shares | -5% | - | |
| 30Weak | Kiera Newton director sell | $4,573 367 shares | -3% | - | |
| 39Weak | Neil J Hennessy CEO buy | $3,894 599 shares | +0% | +3% from low-29% from high | |
| 39Weak | Neil J Hennessy CEO buy | $650 100 shares | +0% | +4% from low-28% from high | |
| 39Weak | Neil J Hennessy CEO buy | $10k 1,551 shares | +0% | +2% from low-29% from high | |
| 40Moderate | Neil J Hennessy CEO buy | $47k 7,190 shares | +0% | +2% from low-29% from high | |
| 35Weak | Susan Weber Pomilia director buy | $42k 2,275 shares | +3% | +6% from low-30% from high | |
| 27Weak | Brian A Hennessy director buy | $39k 3,900 shares | +26% | +30% from low-7% from high |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Sep 24, 2026 | STEADMAN DANIEL B Officer | 5,000 0.06% of outstanding | $51k | Sep 24, 2026 | none |
| May 11, 2026 | Fahy Kathryn Officer | 10,000 0.13% of outstanding | $102k | May 11, 2026 | none |
| Aug 15, 2025 | SEAVEY THOMAS L Director | 2,603 0.03% of outstanding | $28k | Aug 15, 2025 | $187k |
| Aug 14, 2025 | SEAVEY THOMAS L Director | 2,693 0.03% of outstanding | $29k | Aug 14, 2025 | $158k |
| Aug 13, 2025 | SEAVEY THOMAS L Director | 7,704 0.10% of outstanding | $82k | Aug 13, 2025 | $76k |
| Aug 12, 2025 | SEAVEY THOMAS L Director | 7,000 0.09% of outstanding | $76k | Aug 12, 2025 | none |
| May 13, 2025 | Fahy Kathryn Officer | 10,000 0.13% of outstanding | $108k | May 13, 2025 | $89k |
| Mar 18, 2025 | NILSEN TERESA M Member of immediate family of any of the foregoing | 19,860 0.26% of outstanding | $210k | Mar 18, 2025 | none |
| Feb 27, 2025 | Fahy Kathryn Officer | 8,000 0.10% of outstanding | $88k | Feb 27, 2025 | none |
| Dec 19, 2024 | SEAVEY THOMAS L Director | 11,074 0.14% of outstanding | $127k | Dec 19, 2024 | $108k |
| Dec 18, 2024 | SEAVEY THOMAS L Director | 1,657 0.02% of outstanding | $20k | Dec 18, 2024 | $88k |
| Dec 17, 2024 | SEAVEY THOMAS L Director | 7,269 0.09% of outstanding | $88k | Dec 17, 2024 | none |
| Dec 16, 2024 | STEADMAN DANIEL B Officer | 24,000 0.31% of outstanding | $326k | Dec 16, 2024 | none |
Transactions
The newest 50 of 101 rows filed, every code.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Sep 30, 2026 | Daniel B Steadman Executive VP | GGift Common Stock | -2,000 | $0.00 | $0 | 35,768 | 12 d ago |
| Sep 29, 2026 | Kiera Newton director | SOpen-market sale Common Stock | -504 | $10.02 | $5,050 | 20,598 | 13 d ago |
| Sep 24, 2026 | Thomas L Seavey director | SOpen-market sale Common Stock | -1,875 | $10.15 | $19k | 59,754 | 15 d ago |
| Sep 24, 2026 | Daniel B Steadman Executive VP | SOpen-market sale Common Stock | -5,000 | $10.26 | $51k | 37,768 | 18 d ago |
| Sep 18, 2026 | Neil J Hennessy CEO | AGrant or award Common Stockindirect: By Trust | +19,700 | $0.00 | $0 | 2,080,812 | 21 d ago |
| Sep 18, 2026 | Daniel G Libarle other | AGrant or award Common Stockindirect: By Trust | +2,800 | $0.00 | $0 | 66,610 | 21 d ago |
| Sep 18, 2026 | Kiera Newton director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 21,102 | 21 d ago |
| Sep 18, 2026 | ORiordan Lydia D Knight director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 26,900 | 21 d ago |
| Sep 18, 2026 | Thomas L Seavey director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 61,629 | 21 d ago |
| Sep 18, 2026 | Susan Weber Pomilia director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 55,487 | 21 d ago |
| Sep 18, 2026 | Brian A Hennessy director | AGrant or award Common Stockindirect: By Trust | +5,600 | $0.00 | $0 | 234,665 | 21 d ago |
| Sep 18, 2026 | Teresa M Nilsen President, COO and Secretary | AGrant or award Common Stock | +19,700 | $0.00 | $0 | 170,523 | 21 d ago |
| Sep 18, 2026 | Daniel B Steadman Executive VP | AGrant or award Common Stock | +9,400 | $0.00 | $0 | 45,974 | 21 d ago |
| Sep 18, 2026 | Kathryn Fahy SVP and CFO | AGrant or award Common Stock | +12,500 | $0.00 | $0 | 73,189 | 21 d ago |
| Sep 18, 2026 | Henry Hansel director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 225,725 | 21 d ago |
| Sep 18, 2026 | Teresa M Nilsen President, COO and Secretary | FTax withholding Common Stock | -9,521 | $10.38 | $99k | 161,002 | 21 d ago |
| Sep 18, 2026 | Neil J Hennessy CEO | FTax withholding Common Stockindirect: By Trust | -9,521 | $10.38 | $99k | 2,071,291 | 21 d ago |
| Sep 18, 2026 | Kathryn Fahy SVP and CFO | FTax withholding Common Stock | -4,258 | $10.38 | $44k | 68,931 | 21 d ago |
| Sep 18, 2026 | Daniel B Steadman Executive VP | FTax withholding Common Stock | -3,206 | $10.38 | $33k | 42,768 | 21 d ago |
| Sep 14, 2026 | Kiera Newton director | SOpen-market sale Common Stock | -593 | $10.34 | $6,129 | 15,701 | 27 d ago |
| Sep 16, 2026 | Kiera Newton director | SOpen-market sale Common Stock | -199 | $10.35 | $2,060 | 15,502 | 27 d ago |
| May 11, 2026 | Kathryn Fahy SVP and CFO | SOpen-market sale Common Stock | -10,000 | $10.00 | $100k | 60,689 | May 12, 2026 |
| Dec 30, 2025 | Kiera Newton director | SOpen-market sale Common Stock | -571 | $9.35 | $5,339 | 16,294 | Dec 31, 2025 |
| Dec 26, 2025 | Daniel B Steadman Executive VP | GGift Common Stock | -750 | $0.00 | $0 | 36,574 | Dec 29, 2025 |
| Dec 19, 2025 | Brian A Hennessy director | GGift Common Stockindirect: By Trust | -4,900 | $0.00 | $0 | 229,065 | Dec 22, 2025 |
| Dec 10, 2025 | Kathryn Fahy SVP and CFO | GGift Common Stock | -2,000 | $0.00 | $0 | 70,689 | Dec 11, 2025 |
| Dec 8, 2025 | Daniel B Steadman Executive VP | GGift Common Stock | -500 | $0.00 | $0 | 37,324 | Dec 9, 2025 |
| Dec 8, 2025 | Daniel B Steadman Executive VP | GGift Common Stockindirect: FBO Child | +500 | $0.00 | $0 | 2,250 | Dec 9, 2025 |
| Sep 29, 2025 | Kiera Newton director | SOpen-market sale Common Stock | -390 | $10.73 | $4,185 | 16,865 | Sep 29, 2025 |
| Sep 23, 2025 | Kiera Newton director | SOpen-market sale Common Stock | -3 | $11.00 | $33 | 17,255 | Sep 25, 2025 |
| Sep 18, 2025 | Henry Hansel director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 220,125 | Sep 19, 2025 |
| Sep 18, 2025 | Rodger Offenbach other | AGrant or award Common Stockindirect: By Trust | +2,800 | $0.00 | $0 | 113,298 | Sep 19, 2025 |
| Sep 18, 2025 | Daniel G Libarle other | AGrant or award Common Stockindirect: By Trust | +2,800 | $0.00 | $0 | 63,810 | Sep 19, 2025 |
| Sep 18, 2025 | Kiera Newton director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 17,258 | Sep 19, 2025 |
| Sep 18, 2025 | ORiordan Lydia D Knight director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 21,300 | Sep 19, 2025 |
| Sep 18, 2025 | Thomas L Seavey director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 56,029 | Sep 19, 2025 |
| Sep 18, 2025 | Susan Weber Pomilia director | AGrant or award Common Stock | +5,600 | $0.00 | $0 | 49,887 | Sep 19, 2025 |
| Sep 18, 2025 | Brian A Hennessy director | AGrant or award Common Stockindirect: By Trust | +5,600 | $0.00 | $0 | 233,965 | Sep 19, 2025 |
| Sep 18, 2025 | Daniel B Steadman Executive VP | AGrant or award Common Stock | +9,400 | $0.00 | $0 | 40,832 | Sep 19, 2025 |
| Sep 18, 2025 | Teresa M Nilsen President, COO and Secretary | AGrant or award Common Stock | +19,700 | $0.00 | $0 | 159,823 | Sep 19, 2025 |
| Sep 18, 2025 | Neil J Hennessy CEO | AGrant or award Common Stockindirect: By Trust | +19,700 | $0.00 | $0 | 2,070,112 | Sep 19, 2025 |
| Sep 18, 2025 | Kathryn Fahy SVP and CFO | AGrant or award Common Stock | +12,500 | $0.00 | $0 | 76,711 | Sep 19, 2025 |
| Sep 18, 2025 | Kathryn Fahy SVP and CFO | FTax withholding Common Stock | -4,022 | $11.08 | $45k | 72,689 | Sep 19, 2025 |
| Sep 18, 2025 | Daniel B Steadman Executive VP | FTax withholding Common Stock | -3,008 | $11.08 | $33k | 37,824 | Sep 19, 2025 |
| Sep 18, 2025 | Teresa M Nilsen President, COO and Secretary | FTax withholding Common Stock | -9,000 | $11.08 | $100k | 150,823 | Sep 19, 2025 |
| Sep 18, 2025 | Neil J Hennessy CEO | FTax withholding Common Stockindirect: By Trust | -9,000 | $11.08 | $100k | 2,061,112 | Sep 19, 2025 |
| Aug 27, 2025 | Daniel B Steadman Executive VP | GGift Common Stock | -2,000 | $0.00 | $0 | 31,432 | Sep 3, 2025 |
| Aug 14, 2025 | Thomas L Seavey director | SOpen-market sale Common Stock | -2,698 | $10.70 | $29k | 53,027 | Aug 18, 2025 |
| Aug 15, 2025 | Thomas L Seavey director | SOpen-market sale Common Stock | -2,603 | $10.63 | $28k | 50,424 | Aug 18, 2025 |
| Aug 12, 2025 | Thomas L Seavey director | SOpen-market sale Common Stock | -7,000 | $10.85 | $76k | 63,429 | Aug 14, 2025 |
Insiders
Everyone who has filed a Form 4 here.
- Kathryn FahySVP and CFO
- Henry Hanseldirector
- Brian A Hennessydirector
- Neil J HennessyCEO
- ORiordan Lydia D Knightdirector
- Daniel G Libarleother
- Teresa M NilsenPresident, COO and Secretary
- Kiera Newtondirector
- Rodger Offenbachother
- Susan Weber Pomiliadirector
- Thomas L Seaveydirector
- Daniel B SteadmanExecutive VP
Questions about HNNA
Answered from the filings on this page, as of the latest one.
Are insiders buying HNNA?
As of Oct 1, 2026, SEC Form 4 filings show 0 open-market buys worth $0 by 0 insiders and 4 open-market sells worth $84k by 3 insiders at HENNESSY ADVISORS INC in the last 90 days, net -$84k. Only purchases (code P) and sales (code S) count; grants, option exercises and tax withholding do not.
Who was the last insider to trade HNNA on the open market?
Kiera Newton (director) sold $5,050 of HNNA on Sep 29, 2026 and filed the Form 4 on Sep 30, 2026. InsiderTell scored 30 (weak), with 3 insiders on the same side within 14 days.
How many insiders file Form 4 at HENNESSY ADVISORS INC?
12 people have filed a Form 4 at HENNESSY ADVISORS INC, among them Kathryn Fahy (SVP and CFO), Henry Hansel (director), Brian A Hennessy (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.