Nasdaq · CIK 0000893847
HWBK HAWTHORN BANCSHARES, INC.
Insider trading from SEC Form 4. Last filing Aug 28, 2026. Close $37.82 on Oct 9, 2026, +32% from the 52-week low and -6% from the high.
In brief
HAWTHORN BANCSHARES, INC. (HWBK) has 25 SEC Form 4 filings on file from 12 insiders, the latest filed on Aug 28, 2026. In the last 90 days insiders made 1 open-market buy worth $50k and 0 open-market sells worth $0, net +$50k.
12 open-market trades have been scored at HWBK. The newest: Shawna M. Hettinger (director) bought $50k of stock on Aug 26, 2026, filed Aug 28, 2026, scored 28 (weak). The largest of the 12 shown: Jonathan Holtaway (director) sold $667k on Feb 26, 2025, scored 35 (weak). 2 insiders sold within 14 days of each other around Dec 10, 2024.
2 Form 144 notices of planned sales are on file, the latest filed Feb 18, 2025.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at HAWTHORN BANCSHARES, INC., scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 28Weak | Shawna M. Hettinger director buy | $50k 1,300 shares | +32% | +35% from low-3% from high | |
| 28Weak | Brent M Giles CHIEF EXECUTIVE OFFICER buy | $18k 700 shares | +6% | - | |
| 35Weak | Jonathan Holtaway director sell | $667k 21,449 shares | -6% | - | |
| 24Weak | Jonathan Holtaway director sell | $89k 2,643 shares | -1% | - | |
| 24Weak | Jonathan Holtaway director sell | $92k 2,798 shares | -1% | - | |
| 28Weak | Jonathan Holtaway director sell | $245k 7,443 shares | -2% | - | |
| 27Weak | Jonathan Holtaway director sell | $180k 5,468 shares | -1% | - | |
| 36Weak | Jonathan Holtaway director sell | $238k 7,424 shares | -2% | - | |
| 29Weak | Jonathan Holtaway director sell | $45k 1,404 shares | -0% | - | |
| 38Weak | Frank E. Burkhead director sell | $96k 3,000 shares | -21% | - | |
| 35Weak | Jonathan Holtaway director sell | $219k 6,824 shares | -2% | - | |
| 29Weak | Jonathan Holtaway director sell | $277k 9,670 shares | -2% | - |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Feb 18, 2025 | Ategra Community Financial Institution Fund, LP Affiliate | 40,300 0.58% of outstanding | $1.4M | Feb 19, 2025 | $1.0M |
| Nov 15, 2024 | Ategra Community Financial Institution Fund, LP Affiliate | 69,000 0.99% of outstanding | $1.9M | Nov 13, 2024 | none |
Transactions
Every row filed, 35 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Aug 26, 2026 | Shawna M. Hettinger director | POpen-market purchase Common Stock | +645 | $38.75 | $25k | 4,769 | Aug 28, 2026 |
| Aug 27, 2026 | Shawna M. Hettinger director | POpen-market purchase Common Stock | +654 | $38.20 | $25k | 5,424 | Aug 28, 2026 |
| Jun 2, 2026 | James Grant Burcham director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Frank E. Burkhead director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Douglas Todd Eden director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Philip D Freeman director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Jonathan Holtaway director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Kevin L Riley director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | David T Turner director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Gus Seitter Wetzel III director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Jonathan L States director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| Jun 2, 2026 | Shawna M. Hettinger director | AGrant or award Common Stock | +500 | $0.00 | $0 | 500 | Jun 4, 2026 |
| May 1, 2026 | Brent M Giles CHIEF EXECUTIVE OFFICER | AGrant or award Common Stock | +6,849 | $0.00 | $0 | 20,144 | May 5, 2026 |
| May 1, 2025 | Brent M Giles CHIEF EXECUTIVE OFFICER | AGrant or award Common Stock | +8,174 | $0.00 | $0 | 27,545 | May 5, 2025 |
| Mar 11, 2025 | Brent M Giles CHIEF EXECUTIVE OFFICER | POpen-market purchase Common Stockindirect: Trust | +700 | $25.84 | $18k | 13,005 | Mar 13, 2025 |
| Feb 26, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -568 | $32.05 | $18k | 363,271 | Feb 28, 2025 |
| Feb 27, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -1,158 | $31.76 | $37k | 362,113 | Feb 28, 2025 |
| Feb 28, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -19,723 | $31.04 | $612k | 342,390 | Feb 28, 2025 |
| Feb 20, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -1,941 | $33.75 | $66k | 364,541 | Feb 24, 2025 |
| Feb 20, 2025 | Christopher Eugene Hafner Sr. VP/Chief Financial Officer | AGrant or award Common Stock | +1,000 | $0.00 | $0 | 3,000 | Feb 24, 2025 |
| Feb 21, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -702 | $33.62 | $24k | 363,839 | Feb 24, 2025 |
| Feb 10, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -2,682 | $32.91 | $88k | 366,598 | Feb 12, 2025 |
| Feb 11, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -116 | $32.90 | $3,816 | 366,482 | Feb 12, 2025 |
| Feb 5, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -6,604 | $32.97 | $218k | 370,119 | Feb 7, 2025 |
| Feb 6, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -839 | $32.85 | $28k | 369,280 | Feb 7, 2025 |
| Feb 3, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -1,761 | $32.78 | $58k | 380,430 | Feb 5, 2025 |
| Feb 4, 2025 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -3,707 | $32.90 | $122k | 376,723 | Feb 5, 2025 |
| Dec 10, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -7,424 | $32.05 | $238k | 382,191 | Dec 12, 2024 |
| Dec 6, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -1,015 | $32.25 | $33k | 390,004 | Dec 10, 2024 |
| Dec 9, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -389 | $32.05 | $12k | 389,615 | Dec 10, 2024 |
| Dec 4, 2024 | Frank E. Burkhead director | SOpen-market sale Common Stock | -3,000 | $31.87 | $96k | 11,477 | Dec 6, 2024 |
| Dec 4, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -1,817 | $32.21 | $59k | 396,026 | Dec 6, 2024 |
| Dec 5, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -5,007 | $31.99 | $160k | 391,019 | Dec 6, 2024 |
| Nov 13, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -5,053 | $28.57 | $144k | 402,460 | Nov 15, 2024 |
| Nov 14, 2024 | Jonathan Holtaway director | SOpen-market sale Common Stockindirect: By Ategra Community Financial Institution Fund, LP | -4,617 | $28.62 | $132k | 397,843 | Nov 15, 2024 |
Insiders
Everyone who has filed a Form 4 here.
- James Grant Burchamdirector
- Frank E. Burkheaddirector
- Douglas Todd Edendirector
- Philip D Freemandirector
- Brent M GilesCHIEF EXECUTIVE OFFICER
- Christopher Eugene HafnerSr. VP/Chief Financial Officer
- Shawna M. Hettingerdirector
- Jonathan Holtawaydirector
- Kevin L Rileydirector
- Jonathan L Statesdirector
- David T Turnerdirector
- Gus Seitter Wetzel IIIdirector
Questions about HWBK
Answered from the filings on this page, as of the latest one.
Are insiders buying HWBK?
As of Aug 28, 2026, SEC Form 4 filings show 1 open-market buy worth $50k by 1 insider and 0 open-market sells worth $0 by 0 insiders at HAWTHORN BANCSHARES, INC. in the last 90 days, net +$50k. Only purchases (code P) and sales (code S) count; grants, option exercises and tax withholding do not.
Who was the last insider to trade HWBK on the open market?
Shawna M. Hettinger (director) bought $50k of HWBK on Aug 26, 2026 and filed the Form 4 on Aug 28, 2026. InsiderTell scored 28 (weak).
How many insiders file Form 4 at HAWTHORN BANCSHARES, INC.?
12 people have filed a Form 4 at HAWTHORN BANCSHARES, INC., among them James Grant Burcham (director), Frank E. Burkhead (director), Douglas Todd Eden (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.