Nasdaq · CIK 0001854963
SHFS SHF Holdings, Inc.
Insider trading from SEC Form 4. Last filing May 8, 2026. Close $0.40 on Oct 12, 2026, 0% from the 52-week low and -99% from the high.
In brief
SHF Holdings, Inc. (SHFS) has 30 SEC Form 4 filings on file from 15 insiders, the latest filed on May 8, 2026. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.
12 open-market trades have been scored at SHFS. The newest: Doug Fagan (director) bought $15k of stock on Dec 14, 2023, filed Dec 18, 2023, scored 41 (moderate). The largest of the 12 shown: Donald Emmi (Chief Legal Officer) bought $57k on Dec 5, 2023, scored 43 (moderate). 7 insiders bought within 14 days of each other around Dec 14, 2023.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at SHF Holdings, Inc., scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 41Moderate | Doug Fagan director buy | $15k 15,000 shares | +45% | - | |
| 45Moderate | Sundie Seefried Chief Executive Officer buy | $24k 24,700 shares | +2% | - | |
| 30Weak | Dan Roda EVP & Chief Operating Officer buy | $1,000 1,000 shares | +0% | - | |
| 35Weak | Donald Emmi Chief Legal Officer buy | $7,500 7,500 shares | +2% | - | |
| 33Weak | Jonathon Niehaus director buy | $13k 15,000 shares | +10% | - | |
| 40Moderate | Sundie Seefried Chief Executive Officer buy | $8,573 8,900 shares | +1% | - | |
| 33Weak | Jonathan Summers director buy | $7,500 8,000 shares | +6% | - | |
| 43Moderate | Donald Emmi Chief Legal Officer buy | $57k 66,000 shares | +22% | - | |
| 45Moderate | Sundie Seefried Chief Executive Officer buy | $18k 20,000 shares | +2% | - | |
| 42Moderate | Richard Carleton director buy | $36k 45,000 shares | +33% | - | |
| 40Moderate | Sundie Seefried Chief Executive Officer buy | $17k 21,739 shares | +2% | - | |
| 40Moderate | Doug Fagan director buy | $10k 13,000 shares | +65% | - |
Transactions
Every row filed, 50 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | Michael Regan Chief Inv. & Strat. Officer | AGrant or award Stock Option (Right to Buy)derivative | +45,875 | $0.00 | $0 | 45,875 | May 8, 2026 |
| Sep 30, 2025 | Richard Carleton director | POpen-market purchase Series B Convertible Preferred Stockderivative | +13 | $800.00 | $10k | 13 | May 8, 2026 |
| Sep 30, 2025 | Terrance Elliot Mendez Director, CEO and CFO | AGrant or award Stock Option (Right to Buy)derivative | +91,751 | $0.00 | $0 | 91,751 | May 8, 2026 |
| Sep 30, 2025 | Douglas Beck PAO SVP of Finance Controller | AGrant or award Stock Option (Right to Buy)derivative | +45,875 | $0.00 | $0 | 45,875 | May 8, 2026 |
| Sep 30, 2025 | Jeffrey R. Kay Chief Marketing Officer | POpen-market purchase Series B Convertible Preferred Stockderivative | +63 | $800.00 | $50k | 63 | May 8, 2026 |
| Sep 30, 2025 | Michael Regan Chief Inv. & Strat. Officer | POpen-market purchase Series B Convertible Preferred Stockderivative | +63 | $800.00 | $50k | 63 | May 8, 2026 |
| Sep 30, 2025 | Richard Carleton director | POpen-market purchase Series B Warrant to Purchase Common Stock (Right to Buy)derivative | +837 | $0.00 | $0 | 837 | May 8, 2026 |
| Sep 30, 2025 | Jeffrey R. Kay Chief Marketing Officer | POpen-market purchase Series B Warrant to Purchase Common Stock (Right to Buy)derivative | +4,057 | $0.00 | $0 | 4,057 | May 8, 2026 |
| Sep 30, 2025 | Terrance Elliot Mendez Director, CEO and CFO | POpen-market purchase Series B Convertible Preferred Stockderivative | +125 | $800.00 | $100k | 125 | May 8, 2026 |
| Sep 30, 2025 | Terrance Elliot Mendez Director, CEO and CFO | POpen-market purchase Series B Warrant to Purchase Common Stock (Right to Buy)derivative | +8,050 | $0.00 | $0 | 8,050 | May 8, 2026 |
| Sep 30, 2025 | Michael Regan Chief Inv. & Strat. Officer | POpen-market purchase Series B Warrant to Purchase Common Stock (Right to Buy)derivative | +4,057 | $0.00 | $0 | 4,057 | May 8, 2026 |
| Dec 10, 2025 | Richard Carleton director | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 12 | May 8, 2026 |
| Dec 10, 2025 | Jeffrey R. Kay Chief Marketing Officer | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 62 | May 8, 2026 |
| Dec 10, 2025 | Michael Regan Chief Inv. & Strat. Officer | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 62 | May 8, 2026 |
| Dec 31, 2025 | Jeffrey R. Kay Chief Marketing Officer | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 61 | May 8, 2026 |
| Dec 31, 2025 | Richard Carleton director | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 11 | May 8, 2026 |
| Dec 10, 2025 | Terrance Elliot Mendez Director, CEO and CFO | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 124 | May 8, 2026 |
| Dec 31, 2025 | Terrance Elliot Mendez Director, CEO and CFO | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 123 | May 8, 2026 |
| Dec 31, 2025 | Michael Regan Chief Inv. & Strat. Officer | JOther Series B Convertible Preferred Stockderivative | -1 | $800.00 | $800 | 61 | May 8, 2026 |
| Aug 7, 2025 | Francis A Braun III director | AGrant or award Stock Option (Right to Buy)derivative | +53,144 | $0.00 | $0 | 53,114 | Sep 17, 2025 |
| Aug 7, 2025 | Terrance Elliot Mendez CEO and Interim CFO | AGrant or award Stock Option (Right to Buy)derivative | +91,751 | $0.00 | $0 | 91,751 | Sep 17, 2025 |
| Jan 10, 2023 | Donald Emmi Chief Legal Officer | AGrant or award Restricted Stock Units | +2,795 | $0.00 | $0 | 21,254 | Jun 6, 2025 |
| Jan 10, 2024 | Donald Emmi Chief Legal Officer | FTax withholding Class A Common Stock | -310 | $28.40 | $8,804 | 20,944 | Jun 6, 2025 |
| May 6, 2025 | Donald Emmi Chief Legal Officer | FTax withholding Class A Common Stock | -318 | $28.40 | $9,031 | 20,626 | Jun 6, 2025 |
| Apr 29, 2025 | Jennifer Meyers director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 29, 2025 |
| Apr 28, 2025 | Jonathon Niehaus director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Apr 25, 2025 | Doug Fagan director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Apr 24, 2025 | Richard Carleton director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Apr 24, 2025 | Karl Racine director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Apr 24, 2025 | Sundie Seefried Chief Executive Officer | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Apr 24, 2025 | Jonathan Summers director | AGrant or award Stock Option (Right to Buy)derivative | +11,628 | $0.00 | $0 | 11,628 | Apr 28, 2025 |
| Jan 10, 2023 | Karl Racine director | AGrant or award Class A Common Stock | +80,128 | $0.00 | $0 | 80,128 | Nov 1, 2024 |
| Dec 14, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +24,700 | $0.96 | $24k | 1,248,172 | Dec 18, 2023 |
| Dec 14, 2023 | Doug Fagan director | POpen-market purchase SHFS Class A Common Stock | +15,000 | $0.97 | $15k | 48,000 | Dec 18, 2023 |
| Dec 11, 2023 | Dan Roda EVP & Chief Operating Officer | POpen-market purchase Class A Common Stock | +1,000 | $1.00 | $1,000 | 928,869 | Dec 13, 2023 |
| Dec 8, 2023 | Donald Emmi Chief Legal Officer | POpen-market purchase Class A Common Stock | +7,500 | $1.00 | $7,500 | 369,197 | Dec 12, 2023 |
| Dec 8, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +3,700 | $0.99 | $3,674 | 1,218,272 | Dec 12, 2023 |
| Dec 8, 2023 | Jonathan Summers director | POpen-market purchase Class A Common Stock | +5,000 | $0.93 | $4,650 | 148,128 | Dec 12, 2023 |
| Dec 5, 2023 | Jonathon Niehaus director | POpen-market purchase Class A Common Stock | +5,000 | $0.75 | $3,745 | 154,359 | Dec 12, 2023 |
| Dec 11, 2023 | Jonathon Niehaus director | POpen-market purchase Class A Common Stock | +10,000 | $0.94 | $9,360 | 164,359 | Dec 12, 2023 |
| Dec 11, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +5,200 | $0.94 | $4,898 | 1,223,472 | Dec 12, 2023 |
| Dec 11, 2023 | Jonathan Summers director | POpen-market purchase Class A Common Stock | +3,000 | $0.95 | $2,850 | 151,128 | Dec 12, 2023 |
| Dec 7, 2023 | John Darwin director | JOther Common Stock | +2,000 | $0.93 | $1,850 | 1,445,157 | Dec 8, 2023 |
| Dec 5, 2023 | Donald Emmi Chief Legal Officer | POpen-market purchase Class A Common Stock | +66,000 | $0.87 | $57k | 361,697 | Dec 7, 2023 |
| Dec 5, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +20,000 | $0.88 | $18k | 1,214,572 | Dec 7, 2023 |
| Dec 1, 2023 | Richard Carleton director | POpen-market purchase Class A Common Stock | +45,000 | $0.80 | $36k | 180,128 | Dec 5, 2023 |
| Dec 1, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +12,239 | $0.75 | $9,179 | 1,185,072 | Dec 5, 2023 |
| Dec 4, 2023 | Sundie Seefried Chief Executive Officer | POpen-market purchase Class A Common Stock | +9,500 | $0.82 | $7,790 | 1,194,572 | Dec 5, 2023 |
| Dec 1, 2023 | Doug Fagan director | POpen-market purchase SHFS Class A Common Stock | +13,000 | $0.77 | $10k | 33,000 | Dec 4, 2023 |
| Nov 22, 2023 | John Darwin director | JOther Common Stockindirect: See footnote 2 | -325,313 | $0.72 | $234k | 1,443,157 | Nov 27, 2023 |
Insiders
Everyone who has filed a Form 4 here.
- Douglas BeckPAO SVP of Finance Controller
- Francis A Braun IIIdirector
- Richard Carletondirector
- John Darwincfo, officer, owner, director
- Donald EmmiChief Legal Officer
- Doug Fagandirector
- Jeffrey R. KayChief Marketing Officer
- Terrance Elliot MendezDirector, CEO and CFO
- Jennifer Meyersdirector
- Jonathon Niehausdirector
- Karl Racinedirector
- Michael ReganChief Inv. & Strat. Officer
- Dan RodaEVP & Chief Operating Officer
- Sundie SeefriedChief Executive Officer
- Jonathan Summersdirector
Questions about SHFS
Answered from the filings on this page, as of the latest one.
Are insiders buying SHFS?
No. In the last 90 days no insider at SHF Holdings, Inc. bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.
Who was the last insider to trade SHFS on the open market?
Doug Fagan (director) bought $15k of SHFS on Dec 14, 2023 and filed the Form 4 on Dec 18, 2023. InsiderTell scored 41 (moderate), with 7 insiders on the same side within 14 days.
How many insiders file Form 4 at SHF Holdings, Inc.?
15 people have filed a Form 4 at SHF Holdings, Inc., among them Douglas Beck (PAO SVP of Finance Controller), Francis A Braun III (director), Richard Carleton (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.