NYSE · CIK 0000897802
SPE SPECIAL OPPORTUNITIES FUND, INC.
Insider trading from SEC Form 4. Last filing Mar 9, 2026. Close $12.57 on Oct 9, 2026, +0% from the 52-week low and -11% from the high.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at SPECIAL OPPORTUNITIES FUND, INC., scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 37Weak | Andrew Dakos President sell | $60k 4,098 shares | -40% | - | |
| 29Weak | Phillip Goldstein Chairman and Secretary buy | $41k 3,000 shares | +9% | - |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Feb 14, 2025 | Kovitz Investment Group Partners, LLC 10% Stockholder | 1,068 0.05% of outstanding | $26k | Feb 14, 2025 | $184k |
| Feb 4, 2025 | Kovitz Investment Group Partners, LLC 10% Stockholder | 652 0.03% of outstanding | $16k | Feb 4, 2025 | $168k |
| Feb 3, 2025 | Kovitz Investment Group Partners, LLC 10% Stockholder | 986 0.04% of outstanding | $576 | Feb 3, 2024 | $144k |
| Jan 10, 2025 | Kovitz Investment Group Partners, LLC 10% Stockholder | 5,986 0.27% of outstanding | $144k | Jan 10, 2025 | $4,350 |
| Dec 2, 2024 | Kovitz Investment Group Partners, LLC 10% Stockholder | 4,673 0.21% of outstanding | $111k | Dec 2, 2024 | $307k |
| Nov 12, 2024 | Kovitz Investment Group Partners, LLC 10% Stockholder | 24 0.00% of outstanding | $576 | Nov 12, 2024 | $307k |
Transactions
The last 11 rows filed, every code.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Mar 2, 2026 | Phillip Goldstein Chairman and Secretary | LSmall acquisition 2.75% Convertible Preferred Stock, Series Cderivative | +100 | $25.09 | $2,509 | 6,198 | Mar 9, 2026 |
| Mar 4, 2026 | Phillip Goldstein Chairman and Secretary | LSmall acquisition 2.75% Convertible Preferred Stock, Series Cderivative | +100 | $25.09 | $2,509 | 6,298 | Mar 9, 2026 |
| Mar 5, 2026 | Phillip Goldstein Chairman and Secretary | POpen-market purchase 2.75% Convertible Preferred Stock, Series Cderivative | +3,952 | $25.09 | $99k | 10,250 | Mar 9, 2026 |
| Feb 26, 2026 | Phillip Goldstein Chairman and Secretary | POpen-market purchase 2.75% Convertible Preferred Stock, Series Cderivative | +27 | $25.09 | $677 | 277 | Mar 2, 2026 |
| Feb 27, 2026 | Phillip Goldstein Chairman and Secretary | POpen-market purchase 2.75% Convertible Preferred Stock, Series Cderivative | +5,821 | $25.09 | $146k | 6,098 | Mar 2, 2026 |
| Feb 23, 2026 | Phillip Goldstein Chairman and Secretary | POpen-market purchase 2.75% Convertible Preferred Stock, Series Cderivative | +100 | $25.05 | $2,505 | 220 | Feb 25, 2026 |
| Feb 24, 2026 | Phillip Goldstein Chairman and Secretary | POpen-market purchase 2.75% Convertible Preferred Stock, Series Cderivative | +30 | $25.09 | $753 | 250 | Feb 25, 2026 |
| Dec 30, 2025 | Andrew Dakos President | SOpen-market sale Common Stock | -4,098 | $14.66 | $60k | 6,064 | Dec 31, 2025 |
| Aug 22, 2025 | Phillip Goldstein Chairman and Secretary | SOpen-market sale 2.75% Convertible Preferred Stock, Series Cderivative | -3,000 | $25.10 | $75k | 120 | Aug 25, 2025 |
| Apr 4, 2025 | Phillip Goldstein Chairman and Secretary | POpen-market purchase Common Stock | +3,000 | $13.80 | $41k | 34,822 | Apr 8, 2025 |
| Oct 15, 2024 | Phillip Goldstein Chairman and Secretary | SOpen-market sale 2.75% Convertible Preferred Stock, Series Cderivative | -618 | $23.50 | $15k | 3,120 | Oct 16, 2024 |
Insiders
Everyone who has filed a Form 4 here.
- Andrew DakosPresident
- Phillip GoldsteinChairman and Secretary
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.