CIK 0001834045
VWE Vintage Wine Estates, Inc.
Insider trading from SEC Form 4. Last filing Mar 11, 2024.
In brief
Vintage Wine Estates, Inc. (VWE) has 25 SEC Form 4 filings on file from 13 insiders, the latest filed on Mar 11, 2024. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.
7 open-market trades have been scored at VWE. The newest: Patrick A Roney (Executive Chairman) bought $53k of stock on Dec 13, 2023, filed Dec 15, 2023, scored 41 (moderate). The largest of the 7 shown: Paul S Walsh (director) bought $80k on Dec 14, 2021, scored 27 (weak). 2 insiders bought within 14 days of each other around Dec 13, 2023.
9 Form 144 notices of planned sales are on file, the latest filed Dec 6, 2023.
Last 90 days
Signals
Open-market buys and sells at Vintage Wine Estates, Inc., scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 41Moderate | Patrick A Roney Executive Chairman buy | $53k 100,000 shares | +32% | - | |
| 41Moderate | Timothy D Proctor director buy | $18k 31,852 shares | +29% | - | |
| 38Weak | Timothy D Proctor director buy | $21k 37,580 shares | +51% | - | |
| 33Weak | Timothy D Proctor director buy | $17k 30,568 shares | +71% | - | |
| 34Weak | Jonathan Sebastiani director, other buy | $22k 40,107 shares | +30% | - | |
| 27Weak | Paul S Walsh director buy | $80k 55,000 shares | +8% | - | |
| 26Weak | Jonathan Sebastiani director, other buy | $6,387 11,874 shares | +10% | - |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Dec 6, 2023 | Asclepius Capital Partners LP Shareholder | 1,401 0.00% of outstanding | $745 | Dec 6, 2023 | none |
| Dec 6, 2023 | Bespoke A LP Shareholder | 59,602 0.10% of outstanding | $32k | Dec 6, 2023 | none |
| Dec 6, 2023 | Bespoke B LP Shareholder | 238,997 0.40% of outstanding | $127k | Dec 6, 2023 | none |
| Nov 27, 2023 | Asclepius Capital Partners LP Shareholder | 1,115 0.00% of outstanding | $625 | Nov 27, 2023 | $6,569 |
| Nov 27, 2023 | Bespoke A LP Shareholder | 8,760 0.01% of outstanding | $4,906 | Nov 27, 2023 | $6,569 |
| Nov 27, 2023 | Bespoke B LP Shareholder | 190,125 0.32% of outstanding | $106k | Nov 27, 2023 | $6,569 |
| Nov 24, 2023 | Asclepius Capital Partners LP Shareholder | 67 0.00% of outstanding | $37 | Nov 24, 2023 | none |
| Nov 24, 2023 | Bespoke A LP Shareholder | 529 0.00% of outstanding | $291 | Nov 24, 2023 | none |
| Nov 24, 2023 | Bespoke B LP Shareholder | 11,475 0.02% of outstanding | $6,318 | Nov 24, 2023 | none |
Transactions
Every row filed, 45 in all.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Mar 7, 2024 | Kristina L Johnston Chief Financial Officer | FTax withholding Common Stock | -29,655 | $0.48 | $14k | 1,019,728 | Mar 11, 2024 |
| Dec 21, 2023 | Robert L Berner III director | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 777,561 | Dec 22, 2023 |
| Dec 21, 2023 | Mark W.B. Harms director, owner | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 777,561 | Dec 22, 2023 |
| Dec 21, 2023 | Candice Koederitz director | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 102,444 | Dec 22, 2023 |
| Dec 21, 2023 | Jon Moramarco director | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 207,366 | Dec 22, 2023 |
| Dec 21, 2023 | Timothy D Proctor director | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 222,444 | Dec 22, 2023 |
| Dec 21, 2023 | Lisa M. Schnorr director | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 105,866 | Dec 22, 2023 |
| Dec 21, 2023 | Jonathan Sebastiani director, other | AGrant or award Common Stock | +78,316 | $0.00 | $0 | 253,947 | Dec 22, 2023 |
| Dec 13, 2023 | Patrick A Roney Executive Chairman | POpen-market purchase Common Stockindirect: By IRA | +100,000 | $0.53 | $53k | 410,400 | Dec 15, 2023 |
| Dec 7, 2023 | Bespoke Sponsor Capital LP owner | JOther Common Stock | -333,333 | $0.00 | $0 | 1,666,675 | Dec 11, 2023 |
| Dec 7, 2023 | Bespoke Sponsor Capital LP owner | JOther Warrants to purchase common stockderivative | -444,444 | $0.00 | $0 | 2,222,228 | Dec 11, 2023 |
| Dec 7, 2023 | Timothy D Proctor director | JOther Common Stock | +833 | $0.00 | $0 | 144,128 | Dec 8, 2023 |
| Sep 11, 2023 | Zach Long Chief Operations Officer | FTax withholding Common Stock | -58,787 | $1.05 | $61k | 785,114 | Dec 8, 2023 |
| Dec 7, 2023 | Paul S Walsh director | JOther Common Stock | +84,900 | $0.00 | $0 | 775,151 | Dec 8, 2023 |
| Dec 7, 2023 | Candice Koederitz director | JOther Common Stock | +833 | $0.00 | $0 | 24,128 | Dec 8, 2023 |
| Dec 7, 2023 | Robert L Berner III director | JOther Common Stock | +84,900 | $0.00 | $0 | 699,245 | Dec 8, 2023 |
| Dec 7, 2023 | Paul S Walsh director | JOther Warrants to purchase common stockderivative | +14,351 | $0.00 | $0 | 186,569 | Dec 8, 2023 |
| Dec 7, 2023 | Robert L Berner III director | JOther Warrants to purchase common stockderivative | +14,351 | $0.00 | $0 | 186,569 | Dec 8, 2023 |
| Nov 14, 2023 | Zach Long Chief Operations Officer | FTax withholding Common Stock | -19,828 | $0.67 | $13k | 765,286 | Dec 8, 2023 |
| Dec 7, 2023 | Zach Long Chief Operations Officer | FTax withholding Common Stock | -10,807 | $0.52 | $5,620 | 754,479 | Dec 8, 2023 |
| Nov 29, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +30,050 | $0.57 | $17k | 141,493 | Dec 1, 2023 |
| Nov 30, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +1,802 | $0.57 | $1,027 | 143,295 | Dec 1, 2023 |
| Nov 27, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +20,236 | $0.56 | $11k | 94,099 | Nov 29, 2023 |
| Nov 28, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +17,344 | $0.57 | $9,886 | 111,443 | Nov 29, 2023 |
| Nov 22, 2023 | Paul S Walsh director | JOther Common Stock | +6,458 | $0.00 | $0 | 690,251 | Nov 27, 2023 |
| Nov 22, 2023 | Jonathan Sebastiani director, other | POpen-market purchase Common Stock | +40,107 | $0.56 | $22k | 175,631 | Nov 27, 2023 |
| Nov 22, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +17,650 | $0.57 | $9,972 | 60,945 | Nov 27, 2023 |
| Nov 22, 2023 | Bespoke Sponsor Capital LP owner | JOther Common Stock | -1,666,665 | $0.00 | $0 | 2,000,006 | Nov 27, 2023 |
| Nov 22, 2023 | Robert L Berner III director | JOther Common Stock | +6,458 | $0.00 | $0 | 614,345 | Nov 27, 2023 |
| Nov 22, 2023 | Paul S Walsh director | JOther Warrants to purchase common stockderivative | +71,758 | $0.00 | $0 | 172,218 | Nov 27, 2023 |
| Nov 24, 2023 | Timothy D Proctor director | POpen-market purchase Common Stock | +12,918 | $0.55 | $7,053 | 73,863 | Nov 27, 2023 |
| Nov 22, 2023 | Bespoke Sponsor Capital LP owner | JOther Warrants to purchase common stockderivative | -2,222,220 | $0.00 | $0 | 2,666,672 | Nov 27, 2023 |
| Nov 22, 2023 | Robert L Berner III director | JOther Warrants to purchase common stockderivative | +71,758 | $0.00 | $0 | 172,218 | Nov 27, 2023 |
| Nov 22, 2023 | Paul S Walsh director | POpen-market purchase Common Stock | +50,000 | $0.58 | $29k | 678,793 | Nov 24, 2023 |
| Dec 14, 2021 | Paul S Walsh director | POpen-market purchase Common Stock | +5,000 | $10.23 | $51k | 683,793 | Nov 24, 2023 |
| Nov 20, 2023 | Jonathan Sebastiani director, other | POpen-market purchase Common Stock | +3,600 | $0.51 | $1,836 | 127,250 | Nov 22, 2023 |
| Nov 21, 2023 | Jonathan Sebastiani director, other | POpen-market purchase Common Stock | +8,274 | $0.55 | $4,551 | 135,524 | Nov 22, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Common Stock | +1,000,000 | $0.00 | $0 | 1,000,000 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Restricted Stock Unitsderivative | +666,666 | $0.00 | $0 | 666,666 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Restricted Stock Unitsderivative | +666,667 | $0.00 | $0 | 666,667 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Restricted Stock Unitsderivative | +666,667 | $0.00 | $0 | 666,667 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Stock Option (right to buy)derivative | +1,000,000 | $0.00 | $0 | 1,000,000 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Stock Option (right to buy)derivative | +1,000,000 | $0.00 | $0 | 1,000,000 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Stock Option (right to buy)derivative | +1,000,000 | $0.00 | $0 | 1,000,000 | Nov 1, 2023 |
| Oct 30, 2023 | Seth Kaufman President and CEO | AGrant or award Stock Option (right to buy)derivative | +1,000,000 | $0.00 | $0 | 1,000,000 | Nov 1, 2023 |
Insiders
Everyone who has filed a Form 4 here.
- Robert L Berner IIIdirector
- Bespoke Sponsor Capital LPowner
- Mark W.B. Harmsdirector, owner
- Kristina L JohnstonChief Financial Officer
- Seth KaufmanPresident and CEO
- Candice Koederitzdirector
- Zach LongChief Operations Officer
- Jon Moramarcodirector
- Timothy D Proctordirector
- Patrick A RoneyExecutive Chairman
- Lisa M. Schnorrdirector
- Jonathan Sebastianidirector, other
- Paul S Walshdirector
Questions about VWE
Answered from the filings on this page, as of the latest one.
Are insiders buying VWE?
No. In the last 90 days no insider at Vintage Wine Estates, Inc. bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.
Who was the last insider to trade VWE on the open market?
Patrick A Roney (Executive Chairman) bought $53k of VWE on Dec 13, 2023 and filed the Form 4 on Dec 15, 2023. InsiderTell scored 41 (moderate), with 2 insiders on the same side within 14 days.
How many insiders file Form 4 at Vintage Wine Estates, Inc.?
13 people have filed a Form 4 at Vintage Wine Estates, Inc., among them Robert L Berner III (director), Bespoke Sponsor Capital LP (10% owner), Mark W.B. Harms (director and 10% owner). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.