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Latest filings

Every transaction from every Form 4, as filed, newest first. Open-market buys (P) and sells (S) become signals; the rest is shown for completeness.

DateCompanyInsiderTransactionSharesPriceValueHoldings afterFiled
Jun 28, 2023VRAY
ViewRay, Inc.
Farhad Fred Ebrahimi
owner
XIn-the-money exercise
PUT Option (Obligation to Buy)derivativeindirect: By Shiraz Capital LLC
-100,000$0.00$0143,600Jun 30, 2023
Mar 15, 2023GTHP
GUIDED THERAPEUTICS INC
Richard P. Blumberg
director, owner
XIn-the-money exercise
Common stock
+831,250--3,340,965Jun 27, 2023
Feb 22, 2023GTHP
GUIDED THERAPEUTICS INC
Richard P. Blumberg
director, owner
XIn-the-money exercise
Warrantsderivative
-831,250--0Jun 27, 2023
Jun 23, 2023PKBO
Peak Bio, Inc.
Hoyoung Huh
director, owner
XIn-the-money exercise
Common Stock
+666,667$0.60$400k7,094,076Jun 27, 2023
Jun 23, 2023PKBO
Peak Bio, Inc.
Hoyoung Huh
director, owner
XIn-the-money exercise
Warrant (Right to Purchase)derivative
-666,667$0.00$01,217,958Jun 27, 2023
Jun 7, 2023PRST
Presto Automation Inc.
Rajat Suri
owner
XIn-the-money exercise
Common Stock
+4,241$0.02$856,630,361Jun 26, 2023
Jun 22, 2023PRST
Presto Automation Inc.
Rajat Suri
owner
XIn-the-money exercise
Common Stock
+20,000$0.02$4006,630,361Jun 26, 2023
Jun 7, 2023PRST
Presto Automation Inc.
Rajat Suri
owner
XIn-the-money exercise
Options to Purchase Common Stockderivative
-4,241$0.02$854,395,658Jun 26, 2023
Jun 22, 2023PRST
Presto Automation Inc.
Rajat Suri
owner
XIn-the-money exercise
Options to Purchase Common Stockderivative
-20,000$0.02$4004,395,658Jun 26, 2023
Jun 22, 2023BWB
Bridgewater Bancshares Inc
Jeffrey D. Shellberg
EVP AND CHIEF CREDIT OFFICER
XIn-the-money exercise
Option to buyderivative
-25,000$0.00$025,000Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Troy Andrew Glander
director
XIn-the-money exercise
Common Stock
+857$11.00$9,42726,927Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Troy Andrew Glander
director
XIn-the-money exercise
Warrant (right to buy)derivative
-857$11.00$9,4270Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Joseph Stunja
director
XIn-the-money exercise
Common Stockindirect: By: The Stunja Family Trust
+857$11.00$9,427129,024Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Joseph Stunja
director
XIn-the-money exercise
Warrant (right to buy)derivativeindirect: By: The Stunja Family Trust
-857$11.00$9,4270Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Bart Caraway
See Remarks
XIn-the-money exercise
Common Stock
+857$11.00$9,42759,590Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Bart Caraway
See Remarks
XIn-the-money exercise
Warrant (right to buy)derivative
-857$11.00$9,4270Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Martin Basaldua
director
XIn-the-money exercise
Common Stock
+857$11.00$9,4279,431Jun 26, 2023
Jun 22, 2023TCBX
Third Coast Bancshares, Inc.
Martin Basaldua
director
XIn-the-money exercise
Warrant (right to buy)derivative
-857$11.00$9,4270Jun 26, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Common Stock
+33,736$7.42$250k134,940Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Common Stockindirect: By Indian Hill II LLC
+23,074$7.42$171k92,295Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Common Stockindirect: By Brad C Tank 1999 Trust
+3,014$7.42$22k12,054Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Transferable Subscription Rights (rights to buy)derivative
-101,204--0Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Transferable Subscription Rights (rights to buy)derivativeindirect: By Indian Hill II LLC
-69,221--0Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Bradley Tank
other
XIn-the-money exercise
Transferable Subscription Rights (rights to buy)derivativeindirect: By Brad C Tank 1999 Trust
-9,040--0Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
George W Morriss
director
XIn-the-money exercise
Common Stock
+3,422$7.42$25k13,689Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
George W Morriss
director
XIn-the-money exercise
Transferable Subscription Rights (rights to buy)derivative
-10,267--0Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Joseph Lind
other
XIn-the-money exercise
Common Stock
+6,667$7.42$49k26,667Jun 23, 2023
Jun 21, 2023NHS
Neuberger Berman High Yield Strategies Fund Inc.
Joseph Lind
other
XIn-the-money exercise
Transferable Subscription Rights (rights to buy)derivative
-20,000--0Jun 23, 2023
May 22, 2023CAVA
CAVA GROUP, INC.
Kenneth Robert Bertram
CLO & Secretary
XIn-the-money exercise
Common Stock
+7,035$6.75$47k56,928Jun 22, 2023
May 22, 2023CAVA
CAVA GROUP, INC.
Kenneth Robert Bertram
CLO & Secretary
XIn-the-money exercise
Stock Options (right to buy)derivative
-7,035$0.00$021,108Jun 22, 2023
Jun 16, 2023TGI
TRIUMPH GROUP INC
Thomas A. Quigley III
VP, IR, M&A & Treasurer
XIn-the-money exercise
Common Stock
+7,499$11.93$89k34,266Jun 20, 2023
Jun 16, 2023TGI
TRIUMPH GROUP INC
Thomas A. Quigley III
VP, IR, M&A & Treasurer
XIn-the-money exercise
2022 Warrantsderivative
-7,499$0.00$00Jun 20, 2023
Jun 15, 2023AMC
AMC ENTERTAINMENT HOLDINGS, INC.
Antara Capital LP
owner
XIn-the-money exercise
Class A Common Stockindirect: See Footnotes
-10,000$6.00$60k0Jun 20, 2023
Jun 16, 2023AMC
AMC ENTERTAINMENT HOLDINGS, INC.
Antara Capital LP
owner
XIn-the-money exercise
Class A Common Stockindirect: See Footnotes
-1,477,000$6.00$8.9M0Jun 20, 2023
Jun 15, 2023AMC
AMC ENTERTAINMENT HOLDINGS, INC.
Antara Capital LP
owner
XIn-the-money exercise
Put Option (right to sell)derivativeindirect: See Footnotes
-100$0.00$00Jun 20, 2023
Jun 16, 2023AMC
AMC ENTERTAINMENT HOLDINGS, INC.
Antara Capital LP
owner
XIn-the-money exercise
Put Option (right to sell)derivativeindirect: See Footnotes
-14,770$0.00$00Jun 20, 2023
Jun 15, 2023-
BlackRock Direct Lending Corp.
Institution for Social Security Public
owner
XIn-the-money exercise
Common Stock, $0.001 par value
+1,423,235$10.53$15M20,768,601Jun 20, 2023
Jun 15, 2023-
BlackRock Direct Lending Corp.
Institution for Social Security Public
owner
XIn-the-money exercise
Obligation to Buyderivative
-1,423,235--0Jun 20, 2023
Jun 14, 2023PLSE
Pulse Biosciences, Inc.
Robert W Duggan
director, owner
XIn-the-money exercise
Common Stock
+5,683,163$2.05$12M36,097,824Jun 16, 2023
Jun 14, 2023PLSE
Pulse Biosciences, Inc.
Robert W Duggan
director, owner
XIn-the-money exercise
Common Stockindirect: See footnote
+81,025$2.05$166k492,069Jun 16, 2023
Jun 14, 2023PLSE
Pulse Biosciences, Inc.
Robert W Duggan
director, owner
XIn-the-money exercise
Warrant (right to buy)derivative
-5,683,163$0.00$00Jun 16, 2023
Jun 14, 2023PLSE
Pulse Biosciences, Inc.
Robert W Duggan
director, owner
XIn-the-money exercise
Warrant (right to buy)derivativeindirect: See footnote
-81,025$0.00$00Jun 16, 2023
Jun 9, 2023PLSE
Pulse Biosciences, Inc.
Mahkam Zanganeh
director
XIn-the-money exercise
Common Stock
+86,668$2.05$178k791,915Jun 13, 2023
Jun 9, 2023PLSE
Pulse Biosciences, Inc.
Mahkam Zanganeh
director
XIn-the-money exercise
Warrant (right to buy)derivative
-86,668$0.00$00Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Common Stock
+10,935$2.05$22k230,843Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Common Stockindirect: Spouse
+814$2.05$1,6694,135Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Common Stockindirect: Immediate family member
+143$2.05$293734Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Common Stockindirect: Immediate family member
+143$2.05$293734Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Common Stockindirect: Immediate family member
+143$2.05$293734Jun 13, 2023
May 25, 2023PLSE
Pulse Biosciences, Inc.
Mitchell E. Levinson
Chief Strategy Officer
XIn-the-money exercise
Warrant (right to buy)derivative
-10,935$0.00$00Jun 13, 2023

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.