Skip to content

Insider · CIK 0001298613

David Swanson

director

Files at RIV (RIVERNORTH OPPORTUNITIES FUND, INC.), OPP (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.). First filing -, latest -.

David Swanson files SEC Form 4 as director at RIV (RIVERNORTH OPPORTUNITIES FUND, INC.), and also at OPP (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.). No open-market trade is on file; the transactions below are grants, exercises and other rows that carry no view on the price.

A track record needs three past buys with six months of prices behind them; David Swanson has 0, so none is measured yet.

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 0
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
0 / 0
$0 bought, $0 sold

Signals

This insider’s open-market buys and sells, scored.

No scored open-market trades yet.

Transactions

Every row this insider has filed, 2 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
Sep 24, 2026RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
JOther
Common Shares of Beneficial Interest
+459$10.49$4,8151,8358 d ago
Dec 30, 2024OPP
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
AGrant or award
Common Shares of Beneficial Interest
-1,420$8.29$12k0Dec 31, 2024

Questions about David Swanson

Answered from the filings on this page, as of the latest one.

Is David Swanson buying or selling?

David Swanson has no open-market buy or sell on SEC Form 4; the filings on record are grants, exercises and other transactions.

How did David Swanson's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and David Swanson has 0.

Where does David Swanson file Form 4?

David Swanson has filed Form 4 at RIV (RIVERNORTH OPPORTUNITIES FUND, INC.); OPP (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David Swanson: insider trades and track record | InsiderTell