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Insider · CIK 0001322402

Mark D Klein

ceopresidentchairofficerdirector

Files at NSLR (SURO CAPITAL CORP.). First filing Nov 17, 2023, latest Sep 22, 2026.

In brief

Mark D Klein files SEC Form 4 as CEO, president, chair and director at NSLR (SURO CAPITAL CORP.). Since Nov 17, 2023, Mark D Klein has reported 11 open-market buys worth $1.4M and 0 open-market sells worth $0, the latest filed on Sep 22, 2026.

A track record needs three past buys with six months of prices behind them; Mark D Klein has 2, so none is measured yet.

The newest scored trade: bought $40k of NSLR on Sep 21, 2026, filed Sep 22, 2026, scored 26 (weak). In the last 12 months: 3 buys worth $355k and 0 sells worth $0.

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 2
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
11 / 0
$1.4M bought, $0 sold

Where the trades landed

Last year at the company this insider has traded most, with each buy and sell on the bar it happened.

NSLR: SURO CAPITAL CORP.

NSLROct 12, 2026 · close 7.06

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

This insider’s open-market buys and sells, scored.

ScoreCompanyValueHoldingsPrice contextFiled
26Weak
NSLRbuy
SURO CAPITAL CORP.
$40k
5,000 shares
+0%-
46Moderate
NSLRbuy
SURO CAPITAL CORP.
$250k
26,040 shares
+2%+26% from low-31% from high
28Weak
NSLRbuy
SURO CAPITAL CORP.
$66k
5,000 shares
+0%+210% from low-2% from high
30Weak
NSLRbuy
SURO CAPITAL CORP.
$124k
14,571 shares
+1%+129% from low-3% from high
38Weak
NSLRbuy
SURO CAPITAL CORP.
$87k
16,500 shares
+1%+38% from low-21% from high
33Weak
NSLRbuy 2
SURO CAPITAL CORP.
$4,079
743 shares
+0%-
52Moderate
NSLRbuy 2
SURO CAPITAL CORP.
$418k
81,257 shares
+7%-
45Moderate
NSLRbuy 2
SURO CAPITAL CORP.
$61k
14,815 shares
+1%+38% from low-13% from high
50Moderate
NSLRbuy 2
SURO CAPITAL CORP.
$200k
49,885 shares
+5%+37% from low-14% from high
53Moderate
NSLRbuy 2
SURO CAPITAL CORP.
$161k
40,300 shares
+4%+34% from low-16% from high
26Weak
NSLRbuy
SURO CAPITAL CORP.
$35k
9,000 shares
+1%+35% from low-14% from high

Transactions

Every row this insider has filed, 33 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
Sep 21, 2026NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+5,000$7.91$40k1,763,79622 d ago
Aug 10, 2026NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+26,040$9.60$250k1,758,796Aug 10, 2026
Jun 12, 2026NSLR
SURO CAPITAL CORP.
AGrant or award
Common Stock
+350,000$0.00$02,026,021Jun 16, 2026
Jun 15, 2026NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-293,265$13.56$4.0M1,732,756Jun 16, 2026
Apr 21, 2026NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+2,500$13.08$33k1,673,521Apr 22, 2026
Apr 22, 2026NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+2,500$13.25$33k1,676,021Apr 22, 2026
Dec 10, 2025NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-17,017$9.59$163k1,688,038Dec 16, 2025
Dec 15, 2025NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-17,017$9.24$157k1,671,021Dec 16, 2025
Nov 21, 2025NSLR
SURO CAPITAL CORP.
AGrant or award
Common Stock
+174,465$0.00$01,705,055Nov 25, 2025
Aug 11, 2025NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+4,571$8.69$40k1,520,590Aug 12, 2025
Aug 12, 2025NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+10,000$8.45$85k1,530,590Aug 12, 2025
May 16, 2025NSLR
SURO CAPITAL CORP.
AGrant or award
Common Stock
+300,000$0.00$01,516,019May 19, 2025
May 9, 2025NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+16,500$5.26$87k1,216,019May 9, 2025
Feb 10, 2025NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-32,858$6.17$203k1,199,519Feb 12, 2025
Dec 16, 2024NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-17,017$6.02$102k1,232,377Dec 18, 2024
Dec 10, 2024NSLR
SURO CAPITAL CORP.
AGrant or award
Common Stock
+100,000$0.00$01,270,666Dec 12, 2024
Dec 10, 2024NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-21,272$6.14$131k1,249,394Dec 12, 2024
Dec 2, 2024NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+743$5.49$4,0791,170,666Dec 4, 2024
Nov 26, 2024NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+10,000$5.03$50k1,098,666Nov 29, 2024
Nov 27, 2024NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+32,257$5.10$165k1,130,923Nov 29, 2024
Nov 29, 2024NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+39,000$5.20$203k1,169,923Nov 29, 2024
Feb 9, 2024NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-32,285$3.39$109k1,117,939Feb 13, 2024
Feb 12, 2024NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-41,273$3.54$146k1,076,666Feb 13, 2024
Dec 15, 2023NSLR
SURO CAPITAL CORP.
AGrant or award
Common Stock
-100,000$0.00$01,150,224Dec 15, 2023
Dec 11, 2023NSLR
SURO CAPITAL CORP.
FTax withholding
Common Stock
-21,272$4.27$91k1,050,224Dec 13, 2023
Dec 6, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+14,815$4.11$61k1,071,496Dec 6, 2023
Dec 1, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+11,885$4.00$48k1,018,681Dec 5, 2023
Dec 4, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+19,000$4.03$77k1,037,681Dec 5, 2023
Dec 5, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+19,000$4.02$76k1,056,681Dec 5, 2023
Nov 28, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+2,400$3.96$9,504968,896Nov 30, 2023
Nov 29, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+19,000$4.00$76k987,896Nov 30, 2023
Nov 30, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+18,900$3.97$75k1,006,796Nov 30, 2023
Nov 17, 2023NSLR
SURO CAPITAL CORP.
POpen-market purchase
Common Stock
+9,000$3.90$35k966,496Nov 17, 2023

Questions about Mark D Klein

Answered from the filings on this page, as of the latest one.

Is Mark D Klein buying or selling?

In the last 12 months Mark D Klein reported 3 open-market buys worth $355k and 0 open-market sells worth $0 on SEC Form 4; the latest was bought $40k of NSLR on Sep 21, 2026. Grants, option exercises and tax withholding are not counted.

How did Mark D Klein's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Mark D Klein has 2.

Where does Mark D Klein file Form 4?

Mark D Klein has filed Form 4 at NSLR (SURO CAPITAL CORP.) as Chairman, CEO and President. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Mark D Klein: insider trades and track record | InsiderTell