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Insider · CIK 0001399121

Thomas J Fallon

director

Files at HTGC (Hercules Capital, Inc.). First filing May 9, 2025, latest Mar 30, 2026.

Thomas J Fallon files SEC Form 4 as director at HTGC (Hercules Capital, Inc.). Since May 9, 2025, Thomas J Fallon has reported 5 open-market buys worth $961k and 0 open-market sells worth $0, the latest filed on Mar 30, 2026.

A track record needs three past buys with six months of prices behind them; Thomas J Fallon has 0, so none is measured yet.

The newest scored trade: bought $104k of HTGC on Mar 26, 2026, filed Mar 30, 2026, scored 59 (moderate). In the last 12 months: 4 buys worth $856k and 0 sells worth $0.

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 0
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
5 / 0
$961k bought, $0 sold

Where the trades landed

Last year at the company this insider has traded most, with each buy and sell on the bar it happened.

HTGC: Hercules Capital, Inc.

HTGCOct 9, 2026 · close 16.51

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

This insider’s open-market buys and sells, scored.

ScoreCompanyValueHoldingsPrice contextFiled
59Moderate
HTGCbuy 7
Hercules Capital, Inc.
$104k
7,300 shares
+5%+0% from low-24% from high
66Notable
HTGCbuy 10
Hercules Capital, Inc.
$284k
20,000 shares
+15%0% from low-24% from high
63Notable
HTGCbuy 10
Hercules Capital, Inc.
$150k
10,000 shares
+8%+0% from low-22% from high
61Notable
HTGCbuy 8
Hercules Capital, Inc.
$318k
20,000 shares
+20%+5% from low-20% from high
57Moderate
HTGCbuy 6
Hercules Capital, Inc.
$105k
5,976 shares
+6%+8% from low-18% from high

Transactions

Every row this insider has filed, 5 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
Mar 26, 2026HTGC
Hercules Capital, Inc.
POpen-market purchase
Common Stockindirect: By Trust
+7,300$14.30$104k157,669Mar 30, 2026
Feb 27, 2026HTGC
Hercules Capital, Inc.
POpen-market purchase
Common Stockindirect: By Trust
+20,000$14.20$284k150,369Feb 27, 2026
Feb 24, 2026HTGC
Hercules Capital, Inc.
POpen-market purchase
Common Stockindirect: By Trust
+10,000$14.98$150k130,369Feb 25, 2026
Feb 17, 2026HTGC
Hercules Capital, Inc.
POpen-market purchase
Common Stockindirect: By Trust
+20,000$15.88$318k120,369Feb 19, 2026
May 8, 2025HTGC
Hercules Capital, Inc.
POpen-market purchase
Common Stockindirect: By Trust
+5,976$17.53$105k98,882May 9, 2025

Questions about Thomas J Fallon

Answered from the filings on this page, as of the latest one.

Is Thomas J Fallon buying or selling?

In the last 12 months Thomas J Fallon reported 4 open-market buys worth $856k and 0 open-market sells worth $0 on SEC Form 4; the latest was bought $104k of HTGC on Mar 26, 2026. Grants, option exercises and tax withholding are not counted.

How did Thomas J Fallon's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Thomas J Fallon has 0.

Where does Thomas J Fallon file Form 4?

Thomas J Fallon has filed Form 4 at HTGC (Hercules Capital, Inc.). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Thomas J Fallon: insider trades and track record | InsiderTell