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Insider · CIK 0001509318

Allen Li

other

Files at GBAB (Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust). First filing Sep 9, 2026, latest Sep 14, 2026.

In brief

Allen Li files SEC Form 4 as insider at GBAB (Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust). Since Sep 9, 2026, Allen Li has reported 2 open-market buys worth $23k and 0 open-market sells worth $0, the latest filed on Sep 14, 2026.

A track record needs three past buys with six months of prices behind them; Allen Li has 0, so none is measured yet.

The newest scored trade: bought $9,331 of GBAB on Sep 14, 2026, filed Sep 14, 2026, scored 23 (weak). In the last 12 months: 2 buys worth $23k and 0 sells worth $0.

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 0
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
2 / 0
$23k bought, $0 sold

Where the trades landed

Last year at the company this insider has traded most, with each buy and sell on the bar it happened.

GBAB: Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

GBABOct 12, 2026 · close 12.51

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

This insider’s open-market buys and sells, scored.

ScoreCompanyValueHoldingsPrice contextFiled
23Weak
GBABbuy
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
$9,331
700 shares
+70%-
16Weak
GBABbuy
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
$14k
1,000 shares
--

Transactions

Every row this insider has filed, 2 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
Sep 14, 2026GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
POpen-market purchase
Common Stock
+700$13.33$9,3311,70030 d ago
Sep 8, 2026GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
POpen-market purchase
Common Stock
+1,000$13.59$14k1,00035 d ago

Questions about Allen Li

Answered from the filings on this page, as of the latest one.

Is Allen Li buying or selling?

In the last 12 months Allen Li reported 2 open-market buys worth $23k and 0 open-market sells worth $0 on SEC Form 4; the latest was bought $9,331 of GBAB on Sep 14, 2026. Grants, option exercises and tax withholding are not counted.

How did Allen Li's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Allen Li has 0.

Where does Allen Li file Form 4?

Allen Li has filed Form 4 at GBAB (Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Allen Li: insider trades and track record | InsiderTell