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Insider · CIK 0001667448

Stephen Roman

officer

Files at CION (CION Investment Corp). First filing Nov 21, 2024, latest May 22, 2025.

In brief

Stephen Roman files SEC Form 4 as officer at CION (CION Investment Corp). Since Nov 21, 2024, Stephen Roman has reported 3 open-market buys worth $16k and 0 open-market sells worth $0, the latest filed on May 22, 2025.

A track record needs three past buys with six months of prices behind them; Stephen Roman has 0, so none is measured yet.

The newest scored trade: bought $5,688 of CION on May 22, 2025, filed May 22, 2025, scored 49 (moderate).

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 0
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
3 / 0
$16k bought, $0 sold

Where the trades landed

Last year at the company this insider has traded most, with each buy and sell on the bar it happened.

CION: CION Investment Corp

CIONOct 9, 2026 · close 6.94

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

This insider’s open-market buys and sells, scored.

ScoreCompanyValueHoldingsPrice contextFiled
49Moderate
CIONbuy 5
CION Investment Corp
$5,688
600 shares
+5%+10% from low-21% from high
40Moderate
CIONbuy 6
CION Investment Corp
$4,973
455 shares
+4%+1% from low-13% from high
30Weak
CIONbuy 5
CION Investment Corp
$5,016
435 shares
+4%-

Transactions

Every row this insider has filed, 3 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
May 22, 2025CION
CION Investment Corp
POpen-market purchase
Common stock, $0.001 par value
+600$9.48$5,68812,891May 22, 2025
Mar 17, 2025CION
CION Investment Corp
POpen-market purchase
Common stock, $0.001 par value
+455$10.93$4,97311,809Mar 18, 2025
Nov 21, 2024CION
CION Investment Corp
POpen-market purchase
Common stock, $0.001 par value
+435$11.53$5,01611,020Nov 21, 2024

Questions about Stephen Roman

Answered from the filings on this page, as of the latest one.

Is Stephen Roman buying or selling?

Not in the last 12 months. Stephen Roman's latest open-market trade on SEC Form 4 was bought $5,688 of CION on May 22, 2025.

How did Stephen Roman's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Stephen Roman has 0.

Where does Stephen Roman file Form 4?

Stephen Roman has filed Form 4 at CION (CION Investment Corp) as CCO & Secretary. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Stephen Roman: insider trades and track record | InsiderTell