Insider · CIK 0001679182
Thomas E Herman
Files at CSQ (CALAMOS STRATEGIC TOTAL RETURN FUND), CPZ (Calamos Long/Short Equity & Dynamic Income Trust), CAPIX (Calamos Aksia Alternative Credit & Income Fund), N.A. (Calamos Aksia Private Equity & Alternatives Fund), Calamos Aksia Hedged Strategies Fund. First filing Jan 31, 2025, latest Feb 6, 2026.
Thomas E Herman files SEC Form 4 as CFO at Calamos Aksia Hedged Strategies Fund, and also at CSQ (CALAMOS STRATEGIC TOTAL RETURN FUND), CPZ (Calamos Long/Short Equity & Dynamic Income Trust), CAPIX (Calamos Aksia Alternative Credit & Income Fund), N.A. (Calamos Aksia Private Equity & Alternatives Fund). Since Jan 31, 2025, Thomas E Herman has reported 4 open-market buys worth $1.1M and 2 open-market sells worth $618k, the latest filed on Feb 6, 2026.
A track record needs three past buys with six months of prices behind them; Thomas E Herman has 0, so none is measured yet.
The newest scored trade: bought $55k of Calamos Aksia Hedged Strategies Fund on Feb 4, 2026, filed Feb 6, 2026, scored 40 (moderate). In the last 12 months: 2 buys worth $255k and 1 sell worth $200k.
Where the trades landed
Last year at the company this insider has traded most, with each buy and sell on the bar it happened.
CAPIX: Calamos Aksia Alternative Credit & Income Fund
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 40Moderate | -buy Calamos Aksia Hedged Strategies Fund | $55k 5,324 shares | +27% | - | |
| 39Weak | CAPIXsell Calamos Aksia Alternative Credit & Income Fund | $200k 18,727 shares | -24% | +10% from low0% from high | |
| 42Moderate | -buy Calamos Aksia Hedged Strategies Fund | $200k 19,589 shares | - | - | |
| 55Moderate | Calamos Aksia Private Equity & Alternatives Fund | $450k 44,995 shares | - | - | |
| 46Moderate | CSQbuy CALAMOS STRATEGIC TOTAL RETURN FUND | $425k 23,190 shares | - | - | |
| 58Moderate | CPZsell Calamos Long/Short Equity & Dynamic Income Trust | $418k 26,783 shares | -100% | - |
Transactions
Every row this insider has filed, 8 in all, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Feb 4, 2026 | - Calamos Aksia Hedged Strategies Fund | POpen-market purchase Share of Beneficial Interest | +5,324 | $10.33 | $55k | 25,228 | Feb 6, 2026 |
| Dec 2, 2025 | - Calamos Aksia Hedged Strategies Fund | POpen-market purchase Shares of Beneficial Interest | +19,589 | $10.21 | $200k | 19,589 | Dec 3, 2025 |
| Dec 1, 2025 | CAPIX Calamos Aksia Alternative Credit & Income Fund | SOpen-market sale Shares of Beneficial Interest | -18,727 | $10.68 | $200k | 59,034 | Dec 3, 2025 |
| Jul 7, 2025 | N.A. Calamos Aksia Private Equity & Alternatives Fund | POpen-market purchase Class I Common Stock | +44,995 | $10.01 | $450k | 44,955 | Jul 8, 2025 |
| Jan 29, 2025 | CSQ CALAMOS STRATEGIC TOTAL RETURN FUND | POpen-market purchase Calamos Strategic Total Return Fund | +11,683 | $18.23 | $213k | 11,683 | Jan 31, 2025 |
| Jan 29, 2025 | CPZ Calamos Long/Short Equity & Dynamic Income Trust | SOpen-market sale Calamos Long/Short Equity & Dynamic Income Trust | -13,392 | $15.58 | $209k | 13,391 | Jan 31, 2025 |
| Jan 30, 2025 | CSQ CALAMOS STRATEGIC TOTAL RETURN FUND | POpen-market purchase Calamos Strategic Total Return Fund | +11,507 | $18.39 | $212k | 23,190 | Jan 31, 2025 |
| Jan 30, 2025 | CPZ Calamos Long/Short Equity & Dynamic Income Trust | SOpen-market sale Calamos Long/Short Equity & Dynamic Income Trust | -13,391 | $15.62 | $209k | 0 | Jan 31, 2025 |
Questions about Thomas E Herman
Answered from the filings on this page, as of the latest one.
Is Thomas E Herman buying or selling?
In the last 12 months Thomas E Herman reported 2 open-market buys worth $255k and 1 open-market sell worth $200k on SEC Form 4; the latest was bought $55k of Calamos Aksia Hedged Strategies Fund on Feb 4, 2026. Grants, option exercises and tax withholding are not counted.
How did Thomas E Herman's past buys perform?
Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Thomas E Herman has 0.
Where does Thomas E Herman file Form 4?
Thomas E Herman has filed Form 4 at Calamos Aksia Hedged Strategies Fund as VP and Chief Financial Officer; CSQ (CALAMOS STRATEGIC TOTAL RETURN FUND) as VP and CFO; CPZ (Calamos Long/Short Equity & Dynamic Income Trust) as VP and CFO; CAPIX (Calamos Aksia Alternative Credit & Income Fund) as VP and Chief Financial Officer; N.A. (Calamos Aksia Private Equity & Alternatives Fund) as Vice President and CFO. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.