Insider · CIK 0001947228
Dean Garfield
Files at JHI (JOHN HANCOCK INVESTORS TRUST), JHS (JOHN HANCOCK INCOME SECURITIES TRUST), PDT (JOHN HANCOCK PREMIUM DIVIDEND FUND), BTO (JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND), HPI (JOHN HANCOCK PREFERRED INCOME FUND), HPF (JOHN HANCOCK PREFERRED INCOME FUND II), HPS (JOHN HANCOCK PREFERRED INCOME FUND III), HTD (JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND), HEQ (John Hancock Hedged Equity & Income Fund). First filing Jan 4, 2024, latest Jan 4, 2024.
In brief
Dean Garfield files SEC Form 4 as director at JHI (JOHN HANCOCK INVESTORS TRUST), and also at JHS (JOHN HANCOCK INCOME SECURITIES TRUST), PDT (JOHN HANCOCK PREMIUM DIVIDEND FUND), BTO (JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND), HPI (JOHN HANCOCK PREFERRED INCOME FUND) and 4 more. Since Jan 4, 2024, Dean Garfield has reported 9 open-market buys worth $143k and 0 open-market sells worth $0, the latest filed on Jan 4, 2024.
A track record needs three past buys with six months of prices behind them; Dean Garfield has 0, so none is measured yet.
The newest scored trade: bought $16k of BTO on Jan 2, 2024, filed Jan 4, 2024, scored 23 (weak).
Where the trades landed
Last year at the 3 companies this insider has traded most, with each buy and sell on the bar it happened.
BTO: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
HEQ: John Hancock Hedged Equity & Income Fund
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
JHS: JOHN HANCOCK INCOME SECURITIES TRUST
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 23Weak | BTObuy JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | $16k 513 shares | - | +42% from low-13% from high | |
| 23Weak | HEQbuy John Hancock Hedged Equity & Income Fund | $16k 1,381 shares | - | +12% from low-11% from high | |
| 23Weak | JHSbuy JOHN HANCOCK INCOME SECURITIES TRUST | $16k 1,370 shares | - | +13% from low-3% from high | |
| 23Weak | JHIbuy JOHN HANCOCK INVESTORS TRUST | $16k 1,131 shares | - | +14% from low-0% from high | |
| 23Weak | HPIbuy JOHN HANCOCK PREFERRED INCOME FUND | $16k 1,020 shares | - | +25% from low-4% from high | |
| 23Weak | HPFbuy JOHN HANCOCK PREFERRED INCOME FUND II | $16k 1,021 shares | - | +26% from low0% from high | |
| 23Weak | HPSbuy JOHN HANCOCK PREFERRED INCOME FUND III | $16k 1,169 shares | - | +23% from low-3% from high | |
| 23Weak | PDTbuy JOHN HANCOCK PREMIUM DIVIDEND FUND | $16k 1,337 shares | - | +23% from low-14% from high | |
| 27Weak | HTDbuy JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND | $15k 701 shares | - | +20% from low-16% from high |
Transactions
Every row this insider has filed, 9 in all, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | BTO JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | POpen-market purchase Common Shares of Beneficial Ownership | +513 | $30.55 | $16k | 513 | Jan 4, 2024 |
| Jan 2, 2024 | HEQ John Hancock Hedged Equity & Income Fund | POpen-market purchase Common Shares of Beneficial Interest | +1,381 | $11.63 | $16k | 1,381 | Jan 4, 2024 |
| Jan 2, 2024 | JHS JOHN HANCOCK INCOME SECURITIES TRUST | POpen-market purchase Common Shares of Beneficial Interest | +1,370 | $12.01 | $16k | 1,370 | Jan 4, 2024 |
| Jan 2, 2024 | JHI JOHN HANCOCK INVESTORS TRUST | POpen-market purchase Common Shares of Beneficial Interest | +1,131 | $14.41 | $16k | 1,131 | Jan 4, 2024 |
| Jan 2, 2024 | HPI JOHN HANCOCK PREFERRED INCOME FUND | POpen-market purchase Common Shares of Beneficial Interest | +1,020 | $15.43 | $16k | 1,020 | Jan 4, 2024 |
| Jan 2, 2024 | HPF JOHN HANCOCK PREFERRED INCOME FUND II | POpen-market purchase Common Shares of Beneficial Interest | +1,021 | $15.43 | $16k | 1,021 | Jan 4, 2024 |
| Jan 2, 2024 | HPS JOHN HANCOCK PREFERRED INCOME FUND III | POpen-market purchase Common Shares of Beneficial Interest | +1,169 | $13.88 | $16k | 1,169 | Jan 4, 2024 |
| Jan 2, 2024 | PDT JOHN HANCOCK PREMIUM DIVIDEND FUND | POpen-market purchase Common Shares of Beneficial Interest | +1,337 | $12.03 | $16k | 1,337 | Jan 4, 2024 |
| Jan 2, 2024 | HTD JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND | POpen-market purchase Common Shares of Beneficial Interest | +701 | $21.58 | $15k | 701 | Jan 4, 2024 |
Questions about Dean Garfield
Answered from the filings on this page, as of the latest one.
Is Dean Garfield buying or selling?
Not in the last 12 months. Dean Garfield's latest open-market trade on SEC Form 4 was bought $16k of BTO on Jan 2, 2024.
How did Dean Garfield's past buys perform?
Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Dean Garfield has 0.
Where does Dean Garfield file Form 4?
Dean Garfield has filed Form 4 at JHI (JOHN HANCOCK INVESTORS TRUST); JHS (JOHN HANCOCK INCOME SECURITIES TRUST); PDT (JOHN HANCOCK PREMIUM DIVIDEND FUND); BTO (JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND); HPI (JOHN HANCOCK PREFERRED INCOME FUND) and 4 more. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.