NYSE · CIK 0001299709
AX Axos Financial, Inc.
Insider trading from SEC Form 4. Last filing 27 d ago. Close $88.44 on Oct 9, 2026, +17% from the 52-week low and -16% from the high.
In brief
Axos Financial, Inc. (AX) has 141 SEC Form 4 filings on file from 20 insiders, the latest filed on Sep 16, 2026. In the last 90 days insiders made 0 open-market buys worth $0 and 2 open-market sells worth $178k, net -$178k.
29 open-market trades have been scored at AX. The newest: Mosich Nick (director) sold $125k of stock on Feb 17, 2026, filed Sep 16, 2026, scored 40 (moderate). The largest of the 29 shown: Gregory Garrabrants (President and CEO) sold $10M on Nov 6, 2024, scored 65 (notable). 5 insiders sold within 14 days of each other around Feb 17, 2026.
25 Form 144 notices of planned sales are on file, the latest filed Aug 5, 2026.
Last 90 days
Net insider value
-$178k
more sold than bought
Buys
0
$0 by 0 insiders
Sells
2
$178k by 2 insiders
Insiders on file
20
with a Form 4 at this company
Price and insider trades, last year
AXOct 9, 2026 · close 88.44
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at Axos Financial, Inc., scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 40Moderate | Mosich Nick director sell | $125k 1,275 shares | -2% | +73% from low-3% from high | |
| 22Weak | Roque A Santi director sell | $53k 500 shares | -7% | +37% from low-1% from high | |
| 25Weak | Thomas M Constantine EVP, Chief Credit Officer sell | $177k 1,994 shares | -11% | +26% from low-13% from high | |
| 37Weak | Michael James Watson EVP, Head of Axos Securities sell | $138k 1,653 shares | -26% | +21% from low-17% from high | |
| 29Weak | Roque A Santi director sell | $44k 500 shares | -6% | +26% from low-14% from high | |
| 40Moderate | Mosich Nick director sell | $125k 1,275 shares | -2% | +73% from low-3% from high | |
| 40Moderate | Mosich Nick director sell | $97k 1,000 shares | -1% | +68% from low-6% from high | |
| 43Moderate | Thomas M Constantine EVP, Chief Credit Officer sell | $326k 3,260 shares | -17% | +79% from low0% from high | |
| 65Notable | Gregory Garrabrants President and CEO sell | $4.3M 43,294 shares | -3% | +76% from low0% from high | |
| 65Notable | James John Court director sell | $1.1M 11,163 shares | -26% | +79% from low0% from high | |
| 60Notable | Derrick Walsh EVP, Chief Financial Officer sell | $490k 4,846 shares | -11% | +79% from low0% from high | |
| 40Moderate | Tamara N Bohlig director sell | $185k 2,145 shares | -14% | +51% from low-8% from high | |
| 35Weak | Edward James Ratinoff director sell | $181k 2,145 shares | -4% | +50% from low-8% from high | |
| 34Weak | Thomas M Constantine EVP, Chief Credit Officer sell | $136k 1,476 shares | -8% | +63% from low-1% from high | |
| 47Moderate | Mosich Nick director sell | $450k 5,000 shares | -6% | +60% from low-2% from high | |
| 51Moderate | Candace L Thiele EVP, Chief Administrative Offi sell | $63k 700 shares | -97% | +61% from low-2% from high | |
| 45Moderate | Andrew J Micheletti EVP, Finance sell | $1.2M 13,960 shares | -17% | +52% from low-1% from high | |
| 27Weak | Thomas M Constantine EVP, Chief Credit Officer sell | $125k 1,717 shares | -8% | +28% from low-16% from high | |
| 53Moderate | Paul Grinberg director sell | $2.0M 30,000 shares | -21% | +20% from low-22% from high | |
| 33Weak | Sara Wardell-Smith director buy | $194k 3,000 shares | +41% | - | |
| 33Weak | David X Park other sell | $122k 1,427 shares | -9% | - | |
| 43Moderate | Mosich Nick director sell | $230k 2,862 shares | -3% | - | |
| 46Moderate | Mosich Nick director sell | $408k 5,102 shares | -6% | - | |
| 44Moderate | Edward James Ratinoff director sell | $318k 4,002 shares | -8% | - | |
| 65Notable | Gregory Garrabrants President and CEO sell | $10M 125,000 shares | -9% | - | |
| 43Moderate | Thomas M Constantine EVP, Chief Credit Officer sell | $359k 4,555 shares | -20% | - | |
| 65Notable | James John Court director sell | $1.1M 16,887 shares | -29% | - | |
| 36Weak | Andrew J Micheletti EVP, Finance sell | $270k 5,000 shares | -1% | +60% from low0% from high | |
| 34Weak | Edward James Ratinoff director sell | $147k 3,000 shares | -6% | +47% from low-4% from high |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Aug 5, 2026 | ROQUE SANTI Director | 500 0.00% of outstanding | $53k | Aug 5, 2026 | $44k |
| Jun 9, 2026 | THOMAS CONSTANTINE Officer | 400 0.00% of outstanding | $36k | Jun 9, 2026 | $141k |
| Jun 8, 2026 | THOMAS CONSTANTINE Officer | 1,594 0.00% of outstanding | $141k | Jun 8, 2026 | none |
| May 19, 2026 | MICHAEL WATSON Officer | 1,653 0.00% of outstanding | $138k | May 19, 2026 | none |
| Feb 17, 2026 | NICHOLAS MOSICH Director | 1,275 0.00% of outstanding | $125k | Feb 17, 2026 | $97k |
| Feb 10, 2026 | NICHOLAS MOSICH Director | 1,000 0.00% of outstanding | $97k | Feb 10, 2026 | none |
| Feb 6, 2026 | THOMAS CONSTANTINE Officer | 3,260 0.01% of outstanding | $326k | Feb 6, 2026 | none |
| Feb 6, 2026 | JAMES J COURT Director | 11,163 0.02% of outstanding | $1.1M | Feb 6, 2026 | none |
| Feb 6, 2026 | DERRICK WALSH Officer | 4,846 0.01% of outstanding | $490k | Feb 6, 2026 | none |
| Feb 4, 2026 | GREGORY GARRABRANTS Officer, Director | 43,294 0.08% of outstanding | $4.3M | Feb 4, 2026 | none |
| Feb 3, 2026 | PAUL GRINBERG Officer | 32,719 0.06% of outstanding | $3.2M | Feb 3, 2026 | none |
| Jan 30, 2026 | DAVID PARK Officer | 18,192 0.03% of outstanding | $1.8M | Jan 30, 2026 | none |
| Dec 8, 2025 | TAMARA N BOHLIG Director | 2,145 0.00% of outstanding | $185k | Dec 8, 2025 | none |
| Dec 5, 2025 | EDWARD RATINOFF Director | 2,145 0.00% of outstanding | $181k | Dec 5, 2025 | none |
| Sep 10, 2025 | THOMAS CONSTANTINE Officer | 1,476 0.00% of outstanding | $136k | Sep 10, 2025 | none |
| Sep 3, 2025 | NICHOLAS MOSICH Director | 620 0.00% of outstanding | $56k | Sep 3, 2025 | $394k |
| Sep 3, 2025 | CANDACE THIELE Officer | 700 0.00% of outstanding | $63k | Sep 3, 2025 | none |
| Sep 2, 2025 | NICHOLAS MOSICH Director | 4,380 0.01% of outstanding | $394k | Sep 2, 2025 | none |
| Aug 4, 2025 | ANDREW MICHELETTI Officer | 13,960 0.02% of outstanding | $1.2M | Aug 4, 2025 | none |
| May 14, 2025 | Constantine Thomas M Officer | 1,717 0.00% of outstanding | $125k | May 14, 2025 | none |
| May 5, 2025 | PAUL GRINBERG Officer | 30,000 0.05% of outstanding | $2.0M | May 5, 2025 | none |
| Nov 26, 2024 | Micheletti Andrew J Officer | 58,710 0.10% of outstanding | $5.0M | Nov 26, 2024 | $12M |
| Nov 26, 2024 | PARK DAVID X Officer | 1,427 0.00% of outstanding | $125k | Nov 26, 2024 | none |
| Nov 19, 2024 | Nick Mosich Director | 2,862 0.01% of outstanding | $229k | Nov 19, 2024 | none |
| Nov 15, 2024 | Nick Mosich Director | 5,102 0.01% of outstanding | $408k | Nov 15, 2024 | none |
Transactions
The newest 50 of 446 rows filed, every code.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Eshel Bar-Adon EVP, Strategic Partnerships an | MOption exercise Common Stock | +3,629 | $92.68 | $336k | 133,007 | 27 d ago |
| Sep 15, 2026 | Derrick Walsh EVP, Chief Financial Officer | MOption exercise Common Stock | +4,127 | $92.68 | $382k | 44,280 | 27 d ago |
| Sep 15, 2026 | Michael James Watson EVP, Head of Axos Securities | MOption exercise Common Stock | +3,174 | $92.68 | $294k | 7,766 | 27 d ago |
| Sep 15, 2026 | Brian D Swanson President, Consumer Bank | MOption exercise Common Stock | +3,381 | $92.68 | $313k | 61,404 | 27 d ago |
| Sep 15, 2026 | Ann Gill SVP, Chief Accounting Officer | MOption exercise Common Stock | +1,643 | $92.68 | $152k | 12,224 | 27 d ago |
| Sep 15, 2026 | Raymond D Matsumoto EVP, Chief Operating Officer | MOption exercise Common Stock | +4,946 | $92.68 | $458k | 46,579 | 27 d ago |
| Sep 15, 2026 | Thomas M Constantine EVP, Chief Credit Officer | MOption exercise Common Stock | +3,905 | $92.68 | $362k | 20,100 | 27 d ago |
| Feb 17, 2026 | Mosich Nick director | SOpen-market sale Common Stock | -1,275 | $98.00 | $125k | 64,849 | 27 d ago |
| Sep 15, 2026 | John Charles Tolla EVP, Chief Risk Officer | MOption exercise Common Stock | +3,502 | $92.68 | $325k | 32,796 | 27 d ago |
| Sep 15, 2026 | Candace L Thiele EVP, Chief Administrative Offi | MOption exercise Common Stock | +1,122 | $92.68 | $104k | 2,130 | 27 d ago |
| Sep 15, 2026 | Michael James Watson EVP, Head of Axos Securities | DDisposition to issuer Common Stock | -1,583 | $92.68 | $147k | 6,183 | 27 d ago |
| Sep 15, 2026 | Eshel Bar-Adon EVP, Strategic Partnerships an | DDisposition to issuer Common Stock | -1,956 | $92.68 | $181k | 131,051 | 27 d ago |
| Sep 15, 2026 | John Charles Tolla EVP, Chief Risk Officer | DDisposition to issuer Common Stock | -1,885 | $92.68 | $175k | 30,911 | 27 d ago |
| Sep 15, 2026 | Thomas M Constantine EVP, Chief Credit Officer | DDisposition to issuer Common Stock | -2,102 | $92.68 | $195k | 17,998 | 27 d ago |
| Sep 15, 2026 | Raymond D Matsumoto EVP, Chief Operating Officer | DDisposition to issuer Common Stock | -2,668 | $92.68 | $247k | 43,911 | 27 d ago |
| Sep 15, 2026 | Ann Gill SVP, Chief Accounting Officer | DDisposition to issuer Common Stock | -884 | $92.68 | $82k | 11,340 | 27 d ago |
| Sep 15, 2026 | Derrick Walsh EVP, Chief Financial Officer | DDisposition to issuer Common Stock | -2,222 | $92.68 | $206k | 42,058 | 27 d ago |
| Sep 15, 2026 | Brian D Swanson President, Consumer Bank | DDisposition to issuer Common Stock | -1,822 | $92.68 | $169k | 59,582 | 27 d ago |
| Sep 15, 2026 | Candace L Thiele EVP, Chief Administrative Offi | DDisposition to issuer Common Stock | -547 | $92.68 | $51k | 1,583 | 27 d ago |
| Sep 15, 2026 | Michael James Watson EVP, Head of Axos Securities | MOption exercise Restricted Stock Unitsderivative | -3,174 | $0.00 | $0 | 7,485 | 27 d ago |
| Sep 15, 2026 | Eshel Bar-Adon EVP, Strategic Partnerships an | MOption exercise Restricted Stock Unitsderivative | -3,629 | $0.00 | $0 | 9,764 | 27 d ago |
| Sep 15, 2026 | John Charles Tolla EVP, Chief Risk Officer | MOption exercise Restricted Stock Unitsderivative | -3,502 | $0.00 | $0 | 18,302 | 27 d ago |
| Sep 15, 2026 | Thomas M Constantine EVP, Chief Credit Officer | MOption exercise Restricted Stock Unitsderivative | -3,905 | $0.00 | $0 | 9,689 | 27 d ago |
| Sep 15, 2026 | Raymond D Matsumoto EVP, Chief Operating Officer | MOption exercise Restricted Stock Unitsderivative | -4,946 | $0.00 | $0 | 12,167 | 27 d ago |
| Sep 15, 2026 | Ann Gill SVP, Chief Accounting Officer | MOption exercise Restricted Stock Unitsderivative | -1,643 | $0.00 | $0 | 6,542 | 27 d ago |
| Sep 15, 2026 | Derrick Walsh EVP, Chief Financial Officer | MOption exercise Restricted Stock Unitsderivative | -4,127 | $0.00 | $0 | 10,708 | 27 d ago |
| Sep 15, 2026 | Brian D Swanson President, Consumer Bank | MOption exercise Restricted Stock Unitsderivative | -3,381 | $0.00 | $0 | 17,275 | 27 d ago |
| Sep 15, 2026 | Candace L Thiele EVP, Chief Administrative Offi | MOption exercise Restricted Stock Unitsderivative | -1,122 | $0.00 | $0 | 3,419 | 27 d ago |
| Sep 15, 2026 | Derrick Walsh EVP, Chief Financial Officer | AGrant or award Restricted Stock Unitsderivative | +3,076 | $0.00 | $0 | 13,784 | 27 d ago |
| Sep 15, 2026 | Brian D Swanson President, Consumer Bank | AGrant or award Restricted Stock Unitsderivative | +2,968 | $0.00 | $0 | 20,243 | 27 d ago |
| Sep 15, 2026 | Candace L Thiele EVP, Chief Administrative Offi | AGrant or award Restricted Stock Unitsderivative | +1,079 | $0.00 | $0 | 4,498 | 27 d ago |
| Sep 15, 2026 | Michael James Watson EVP, Head of Axos Securities | AGrant or award Restricted Stock Unitsderivative | +1,900 | $0.00 | $0 | 9,385 | 27 d ago |
| Sep 15, 2026 | Raymond D Matsumoto EVP, Chief Operating Officer | AGrant or award Restricted Stock Unitsderivative | +2,698 | $0.00 | $0 | 14,865 | 27 d ago |
| Sep 15, 2026 | Eshel Bar-Adon EVP, Strategic Partnerships an | AGrant or award Restricted Stock Unitsderivative | +3,076 | $0.00 | $0 | 12,840 | 27 d ago |
| Sep 15, 2026 | Thomas M Constantine EVP, Chief Credit Officer | AGrant or award Restricted Stock Unitsderivative | +2,806 | $0.00 | $0 | 12,495 | 27 d ago |
| Sep 15, 2026 | John Charles Tolla EVP, Chief Risk Officer | AGrant or award Restricted Stock Unitsderivative | +2,968 | $0.00 | $0 | 21,270 | 27 d ago |
| Sep 15, 2026 | Ann Gill SVP, Chief Accounting Officer | AGrant or award Restricted Stock Unitsderivative | +1,295 | $0.00 | $0 | 7,837 | 27 d ago |
| Sep 3, 2026 | Gregory Garrabrants President and CEO | AGrant or award Restricted Stock Unitsderivative | +61,482 | $0.00 | $0 | 454,229 | 39 d ago |
| Aug 5, 2026 | Roque A Santi director | SOpen-market sale Common Stock | -500 | $105.30 | $53k | 7,146 | Aug 7, 2026 |
| Jun 30, 2026 | Gregory Garrabrants President and CEO | AGrant or award Common Stock | +202,032 | $97.39 | $20M | 1,618,261 | Jul 1, 2026 |
| Jun 30, 2026 | Gregory Garrabrants President and CEO | DDisposition to issuer Common Stock | -108,995 | $97.39 | $11M | 1,509,266 | Jul 1, 2026 |
| Jun 30, 2026 | Gregory Garrabrants President and CEO | MOption exercise Restricted Stock Unitsderivative | -202,032 | $0.00 | $0 | 392,747 | Jul 1, 2026 |
| Jun 8, 2026 | Thomas M Constantine EVP, Chief Credit Officer | SOpen-market sale Common Stock | -1,994 | $88.55 | $177k | 16,195 | Jun 9, 2026 |
| May 19, 2026 | Michael James Watson EVP, Head of Axos Securities | SOpen-market sale Common Stock | -1,653 | $83.77 | $138k | 4,592 | May 21, 2026 |
| May 12, 2026 | James S Argalas director | GGift Common Stock | -2,100 | $84.66 | $178k | 71,240 | May 14, 2026 |
| May 8, 2026 | Roque A Santi director | SOpen-market sale Common Stock | -500 | $87.77 | $44k | 7,646 | May 12, 2026 |
| Mar 15, 2026 | Eshel Bar-Adon EVP Strategic Partnerships an | DDisposition to issuer Common Stock | -952 | $84.68 | $81k | 128,872 | Apr 7, 2026 |
| Mar 20, 2026 | Raymond D Matsumoto EVP, Chief Operating Officer | MOption exercise Common Stock | +1,621 | $82.93 | $134k | 42,507 | Mar 24, 2026 |
| Mar 20, 2026 | Eshel Bar-Adon EVP Strategic Partnerships an | MOption exercise Common Stock | +1,098 | $82.93 | $91k | 129,970 | Mar 24, 2026 |
| Mar 20, 2026 | Brian D Swanson President, Consumer Bank | MOption exercise Common Stock | +2,943 | $82.93 | $244k | 59,067 | Mar 24, 2026 |
50 of 446 rows shown.
Insiders
Everyone who has filed a Form 4 here.
- James S Argalasdirector
- Eshel Bar-AdonEVP Strategic Partnerships an
- Tamara N Bohligdirector
- James John Courtdirector
- Thomas M ConstantineEVP, Chief Credit Officer
- Ann GillSVP, Chief Accounting Officer
- Gregory GarrabrantsPresident and CEO
- Paul Grinbergdirector, ceo, officer, owner
- Raymond D MatsumotoEVP, Chief Operating Officer
- Andrew J MichelettiEVP, Finance
- Mosich Nickdirector
- David X Parkother
- Edward James Ratinoffdirector
- Roque A Santidirector
- Brian D SwansonPresident, Consumer Bank
- Candace L ThieleEVP, Chief Administrative Offi
- John Charles TollaEVP, Chief Risk Officer
- Derrick WalshEVP, Chief Financial Officer
- Sara Wardell-Smithdirector
- Michael James WatsonEVP, Head of Axos Securities
Questions about AX
Answered from the filings on this page, as of the latest one.
Are insiders buying AX?
As of Sep 16, 2026, SEC Form 4 filings show 0 open-market buys worth $0 by 0 insiders and 2 open-market sells worth $178k by 2 insiders at Axos Financial, Inc. in the last 90 days, net -$178k. Only purchases (code P) and sales (code S) count; grants, option exercises and tax withholding do not.
Who was the last insider to trade AX on the open market?
Mosich Nick (director) sold $125k of AX on Feb 17, 2026 and filed the Form 4 on Sep 16, 2026. InsiderTell scored 40 (moderate), with 5 insiders on the same side within 14 days.
How many insiders file Form 4 at Axos Financial, Inc.?
20 people have filed a Form 4 at Axos Financial, Inc., among them James S Argalas (director), Eshel Bar-Adon (EVP Strategic Partnerships an), Tamara N Bohlig (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.