Insider · CIK 0002001931
Sara Wardell-Smith
Files at AX (Axos Financial, Inc.), CFND (C1 Fund Inc.). First filing Mar 19, 2024, latest Aug 11, 2025.
In brief
Sara Wardell-Smith files SEC Form 4 as director at AX (Axos Financial, Inc.), and also at CFND (C1 Fund Inc.). Since Mar 19, 2024, Sara Wardell-Smith has reported 3 open-market buys worth $743k and 0 open-market sells worth $0, the latest filed on Aug 11, 2025.
A track record needs three past buys with six months of prices behind them; Sara Wardell-Smith has 2, so none is measured yet.
The newest scored trade: bought $300k of CFND on Aug 8, 2025, filed Aug 11, 2025, scored 62 (notable).
Where the trades landed
Last year at the 2 companies this insider has traded most, with each buy and sell on the bar it happened.
AX: Axos Financial, Inc.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
CFND: C1 Fund Inc.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 62Notable | C1 Fund Inc. | $300k 30,000 shares | - | +4% from low0% from high | |
| 33Weak | AXbuy Axos Financial, Inc. | $194k 3,000 shares | +41% | - | |
| 36Weak | AXbuy Axos Financial, Inc. | $249k 5,000 shares | - | +48% from low-13% from high |
Transactions
Every row this insider has filed, 12 in all, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Nov 14, 2025 | AX Axos Financial, Inc. | MOption exercise Common Stock | +4,289 | $79.12 | $339k | 14,539 | Nov 18, 2025 |
| Nov 14, 2025 | AX Axos Financial, Inc. | DDisposition to issuer Common Stock | -2,144 | $79.12 | $170k | 12,395 | Nov 18, 2025 |
| Nov 14, 2025 | AX Axos Financial, Inc. | MOption exercise Restricted Stock Unitsderivative | -4,289 | $0.00 | $0 | 0 | Nov 18, 2025 |
| Nov 14, 2025 | AX Axos Financial, Inc. | AGrant or award Restricted Stock Unitsderivative | +3,615 | $0.00 | $0 | 3,615 | Nov 18, 2025 |
| Aug 8, 2025 | CFND C1 Fund Inc. | POpen-market purchase Common Stock | +30,000 | $10.00 | $300k | 30,000 | Aug 11, 2025 |
| Mar 4, 2025 | AX Axos Financial, Inc. | POpen-market purchase Common Stock | +3,000 | $64.73 | $194k | 10,250 | Mar 5, 2025 |
| Dec 15, 2024 | AX Axos Financial, Inc. | MOption exercise Common Stock | +4,500 | $79.62 | $358k | 9,500 | Dec 18, 2024 |
| Dec 15, 2024 | AX Axos Financial, Inc. | DDisposition to issuer Common Stock | -2,250 | $79.62 | $179k | 7,250 | Dec 18, 2024 |
| Dec 15, 2024 | AX Axos Financial, Inc. | MOption exercise Restricted Stock Unitsderivative | -4,500 | $0.00 | $0 | 4,289 | Dec 18, 2024 |
| Nov 14, 2024 | AX Axos Financial, Inc. | AGrant or award Restricted Stock Unitsderivative | +4,289 | $0.00 | $0 | 8,789 | Nov 15, 2024 |
| Mar 15, 2024 | AX Axos Financial, Inc. | POpen-market purchase Common Stock | +5,000 | $49.75 | $249k | 5,000 | Mar 19, 2024 |
| Dec 15, 2023 | AX Axos Financial, Inc. | AGrant or award Restricted Stock Unitsderivative | +4,500 | $0.00 | $0 | 4,500 | Dec 18, 2023 |
Questions about Sara Wardell-Smith
Answered from the filings on this page, as of the latest one.
Is Sara Wardell-Smith buying or selling?
Not in the last 12 months. Sara Wardell-Smith's latest open-market trade on SEC Form 4 was bought $300k of CFND on Aug 8, 2025.
How did Sara Wardell-Smith's past buys perform?
Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Sara Wardell-Smith has 2.
Where does Sara Wardell-Smith file Form 4?
Sara Wardell-Smith has filed Form 4 at AX (Axos Financial, Inc.); CFND (C1 Fund Inc.). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.