Nasdaq · CIK 0001126328
PFG PRINCIPAL FINANCIAL GROUP INC
Insider trading from SEC Form 4. Last filing 13 d ago. Close $107.24 on Oct 9, 2026, +42% from the 52-week low and -10% from the high.
Last 90 days
Net insider value
$0
no open-market trades
Buys
0
$0 by 0 insiders
Sells
0
$0 by 0 insiders
Insiders on file
24
with a Form 4 at this company
Price and insider trades, last year
PFGOct 9, 2026 · close 107.24
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at PRINCIPAL FINANCIAL GROUP INC, scored.
No scored open-market trades yet. Grants, exercises and other rows are below.
Congressional trades
5 trades in PFG disclosed by members of Congress under the STOCK Act. All congressional trades.
- Lisa C. McClainHouse · R-MI · last Nov 21, 20252 bought
2 sold - Alan ArmstrongSenate · R-OK · last Jul 21, 20261 bought
0 sold
| Member | Trade | Asset | Reported range | Trade / filing date | Source |
|---|---|---|---|---|---|
Alan Armstrong Senate · R-OK | Purchase | PFG Principal Financial Group Inc - Common Stock | $1,001 to $15k | Mar 27 / Jul 21 116 days after the trade | eFD |
Lisa C. McClain House · R-MI | Sale | PFG Principal Financial Group Inc | $1,001 to $15k | Oct 30, 2025 / Nov 21, 2025 22 days after the trade | Clerk |
Lisa C. McClain House · R-MI | Purchase | PFG Principal Financial Group Inc | $1,001 to $15k | Oct 30, 2025 / Nov 21, 2025 22 days after the trade | Clerk |
Lisa C. McClain House · R-MI | Sale | PFG Principal Financial Group Inc | $1,001 to $15k | Oct 31, 2025 / Nov 21, 2025 21 days after the trade | Clerk |
Lisa C. McClain House · R-MI | Purchase | PFG Principal Financial Group Inc | $1,001 to $15k | Jun 17, 2025 / Aug 13, 2025 57 days after the trade | Clerk |
Transactions
The last 100 rows filed, every code.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Sep 25, 2026 | Claudio Muruzabal director | AGrant or award Common Stock | +97 | $0.00 | $0 | 13,699 | 13 d ago |
| Sep 25, 2026 | Deanna D Strable-Soethout Chair, President and CEO | AGrant or award Common Stock | +593 | $0.00 | $0 | 174,460 | 13 d ago |
| Sep 25, 2026 | Kamal Bhatia President and CEO - PAM | AGrant or award Common Stock | +415 | $0.00 | $0 | 65,869 | 13 d ago |
| Sep 25, 2026 | Joel Pitz EVP & CFO | AGrant or award Common Stock | +226 | $0.00 | $0 | 44,224 | 13 d ago |
| Sep 25, 2026 | Christopher J Littlefield President - RIS | AGrant or award Common Stock | +538 | $0.00 | $0 | 77,279 | 13 d ago |
| Sep 25, 2026 | Wee Yee Cheong President - Asia & Middle East | AGrant or award Common Stock | +354 | $0.00 | $0 | 67,173 | 13 d ago |
| Sep 25, 2026 | Blair Pickerell director | AGrant or award Common Stock | +273 | $0.00 | $0 | 40,100 | 13 d ago |
| Sep 25, 2026 | Timothy W. Brown EVP, General Counsel and Sec | AGrant or award Common Stock | +163 | $0.00 | $0 | 22,442 | 13 d ago |
| Sep 25, 2026 | Miller Jocelyn Carter director | AGrant or award Common Stock | +648 | $0.00 | $0 | 91,979 | 13 d ago |
| Sep 25, 2026 | Kathleen B Kay EVP-Chief Information Officer | AGrant or award Common Stock | +383 | $0.00 | $0 | 44,683 | 13 d ago |
| Sep 25, 2026 | H Elizabeth Mitchell director | AGrant or award Common Stock | +78 | $0.00 | $0 | 13,278 | 13 d ago |
| Sep 25, 2026 | Scott Mills director | AGrant or award Common Stock | +246 | $0.00 | $0 | 36,386 | 13 d ago |
| Sep 25, 2026 | Amy Christine Friedrich President - Benefits & Protect | AGrant or award Common Stock | +577 | $0.00 | $0 | 109,440 | 13 d ago |
| Sep 25, 2026 | Diane C Nordin director | AGrant or award Common Stock | +211 | $0.00 | $0 | 31,548 | 13 d ago |
| Sep 25, 2026 | Jonathan Auerbach director | AGrant or award Common Stock | +161 | $0.00 | $0 | 23,112 | 13 d ago |
| Sep 25, 2026 | Roger C Hochschild director | AGrant or award Common Stock | +285 | $0.00 | $0 | 41,762 | 13 d ago |
| Sep 25, 2026 | Mary E. Beams director | AGrant or award Common Stock | +105 | $0.00 | $0 | 17,066 | 13 d ago |
| Sep 25, 2026 | Vivek Agrawal EVP & Chief Growth Officer | AGrant or award Common Stock | +226 | $0.00 | $0 | 46,762 | 13 d ago |
| Sep 25, 2026 | Kenneth A. McCullum EVP - Chief Risk Officer | AGrant or award Common Stock | +71 | $0.00 | $0 | 41,141 | 13 d ago |
| Sep 25, 2026 | Clare Stack Richer director | AGrant or award Common Stock | +138 | $0.00 | $0 | 21,550 | 13 d ago |
| Sep 25, 2026 | Alfredo Rivera director | AGrant or award Common Stock | +113 | $0.00 | $0 | 16,624 | 13 d ago |
| Sep 25, 2026 | Deanna D Strable-Soethout Chair, President and CEO | AGrant or award Common Stockindirect: By Spouse | +42 | $0.00 | $0 | 53,584 | 13 d ago |
| Sep 25, 2026 | Roger C Hochschild director | AGrant or award Phantom Stock Unitsderivative | +218 | $114.77 | $25k | 29,892 | 13 d ago |
| Sep 25, 2026 | Joel Pitz EVP & CFO | AGrant or award Common Stockindirect: By Spouse | +2 | $0.00 | $0 | 2,930 | 13 d ago |
| Sep 25, 2026 | Scott Mills director | AGrant or award Phantom Stock Unitsderivative | +150 | $114.75 | $17k | 20,643 | 13 d ago |
| Sep 25, 2026 | Alfredo Rivera director | AGrant or award Common Stockderivative | +24 | $114.77 | $2,754 | 3,303 | 13 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | AGrant or award Common Stock10b5-1 | +18,380 | $63.98 | $1.2M | 192,247 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | AGrant or award Common Stock10b5-1 | +18,380 | $63.98 | $1.2M | 210,627 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | AGrant or award Common Stock10b5-1 | +18,380 | $63.98 | $1.2M | 229,007 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | DDisposition to issuer Common Stock10b5-1 | -55,140 | $120.60 | $6.6M | 173,867 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | MOption exercise Common Stockderivative10b5-1 | -18,380 | $63.98 | $1.2M | 0 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | MOption exercise Common Stockderivative10b5-1 | -18,380 | $63.98 | $1.2M | 0 | 34 d ago |
| Sep 3, 2026 | Deanna D Strable-Soethout Chair, President and CEO | MOption exercise Common Stockderivative10b5-1 | -18,380 | $63.98 | $1.2M | 0 | 34 d ago |
| Dec 19, 2025 | Vivek Agrawal EVP & Chief Growth Officer | AGrant or award Common Stock | +182 | $0.00 | $0 | 33,238 | Dec 23, 2025 |
| Sep 26, 2025 | Vivek Agrawal EVP & Chief Growth Officer | AGrant or award Common Stock | +191 | $0.00 | $0 | 33,056 | Sep 30, 2025 |
| Sep 26, 2025 | Jonathan Auerbach director | AGrant or award Common Stock | +205 | $0.00 | $0 | 20,214 | Sep 30, 2025 |
| Sep 26, 2025 | Kamal Bhatia President and CEO - PAM | AGrant or award Common Stock | +521 | $0.00 | $0 | 64,223 | Sep 30, 2025 |
| Sep 26, 2025 | Mary E. Beams director | AGrant or award Common Stock | +135 | $0.00 | $0 | 14,415 | Sep 30, 2025 |
| Sep 26, 2025 | Miller Jocelyn Carter director | AGrant or award Common Stock | +811 | $0.00 | $0 | 86,912 | Sep 30, 2025 |
| Sep 26, 2025 | George Djurasovic Interim General Counsel | AGrant or award Common Stock | +157 | $0.00 | $0 | 16,794 | Sep 30, 2025 |
| Sep 26, 2025 | Amy Christine Friedrich President - Benefits & Protect | AGrant or award Common Stock | +576 | $0.00 | $0 | 92,668 | Sep 30, 2025 |
| Sep 26, 2025 | Roger C Hochschild director | AGrant or award Common Stock | +358 | $0.00 | $0 | 38,313 | Sep 30, 2025 |
| Sep 26, 2025 | Kathleen B Kay EVP-Chief Information Officer | AGrant or award Common Stock | +404 | $0.00 | $0 | 34,781 | Sep 30, 2025 |
| Sep 26, 2025 | Christopher J Littlefield President - RIS | AGrant or award Common Stock | +548 | $0.00 | $0 | 61,016 | Sep 30, 2025 |
| Sep 26, 2025 | Kenneth A. McCullum EVP - Chief Risk Officer | AGrant or award Common Stock | +86 | $0.00 | $0 | 40,577 | Sep 30, 2025 |
| Sep 26, 2025 | Scott Mills director | AGrant or award Common Stock | +310 | $0.00 | $0 | 33,111 | Sep 30, 2025 |
| Sep 26, 2025 | H Elizabeth Mitchell director | AGrant or award Common Stock | +101 | $0.00 | $0 | 10,750 | Sep 30, 2025 |
| Sep 26, 2025 | Claudio Muruzabal director | AGrant or award Common Stock | +125 | $0.00 | $0 | 11,079 | Sep 30, 2025 |
| Sep 26, 2025 | Diane C Nordin director | AGrant or award Common Stock | +266 | $0.00 | $0 | 28,428 | Sep 30, 2025 |
| Sep 26, 2025 | Alfredo Rivera director | AGrant or award Common Stock | +145 | $0.00 | $0 | 13,938 | Sep 30, 2025 |
| Sep 26, 2025 | Joel Pitz CFO | AGrant or award Common Stock | +189 | $0.00 | $0 | 32,748 | Sep 30, 2025 |
| Sep 26, 2025 | Clare Stack Richer director | AGrant or award Common Stock | +175 | $0.00 | $0 | 18,755 | Sep 30, 2025 |
| Sep 26, 2025 | Wee Yee Cheong EVP, Principal Asia | AGrant or award Common Stock | +613 | $0.00 | $0 | 83,308 | Sep 30, 2025 |
| Sep 26, 2025 | Deanna D Strable-Soethout President and CEO | AGrant or award Common Stock | +545 | $0.00 | $0 | 152,950 | Sep 30, 2025 |
| Sep 26, 2025 | Blair Pickerell director | AGrant or award Common Stock | +343 | $0.00 | $0 | 36,705 | Sep 30, 2025 |
| Sep 26, 2025 | Roger C Hochschild director | AGrant or award Phantom Stock Unitsderivative | +257 | $82.62 | $21k | 27,432 | Sep 30, 2025 |
| Sep 26, 2025 | Scott Mills director | AGrant or award Phantom Stock Unitsderivative | +178 | $82.62 | $15k | 19,075 | Sep 30, 2025 |
| Sep 26, 2025 | Alfredo Rivera director | AGrant or award Common Stockderivative | +30 | $82.62 | $2,479 | 3,197 | Sep 30, 2025 |
| Sep 26, 2025 | Joel Pitz CFO | AGrant or award Common Stockindirect: By Spouse | +3 | $0.00 | $0 | 2,667 | Sep 30, 2025 |
| Sep 26, 2025 | Deanna D Strable-Soethout President and CEO | AGrant or award Common Stockindirect: By Spouse | +81 | $0.00 | $0 | 62,475 | Sep 30, 2025 |
| Jun 27, 2025 | Kamal Bhatia President and CEO - PAM | AGrant or award Common Stock | +523 | $0.00 | $0 | 63,702 | Jul 1, 2025 |
| Jun 27, 2025 | Miller Jocelyn Carter director | AGrant or award Common Stock | +817 | $0.00 | $0 | 86,101 | Jul 1, 2025 |
| Jun 27, 2025 | Wee Yee Cheong EVP, Principal Asia | AGrant or award Common Stock | +617 | $0.00 | $0 | 82,684 | Jul 1, 2025 |
| Jun 27, 2025 | Amy Christine Friedrich President - Benefits & Protect | AGrant or award Common Stock | +579 | $0.00 | $0 | 92,061 | Jul 1, 2025 |
| Jun 27, 2025 | Roger C Hochschild director | AGrant or award Common Stock | +361 | $0.00 | $0 | 37,955 | Jul 1, 2025 |
| Jun 27, 2025 | Daniel Joseph Houston Executive Chairman | AGrant or award Common Stock | +859 | $0.00 | $0 | 271,613 | Jul 1, 2025 |
| Jun 27, 2025 | Kathleen B Kay EVP-Chief Information Officer | AGrant or award Common Stock | +405 | $0.00 | $0 | 34,377 | Jul 1, 2025 |
| Jun 27, 2025 | Christopher J Littlefield President - RIS | AGrant or award Common Stock | +550 | $0.00 | $0 | 60,441 | Jul 1, 2025 |
| Jun 27, 2025 | Natalie Lamarque EVP, General Counsel, and Secr | AGrant or award Common Stock | +800 | $0.00 | $0 | 100,573 | Jul 1, 2025 |
| Jun 27, 2025 | Kenneth A. McCullum EVP - Chief Risk Officer | AGrant or award Common Stock | +87 | $0.00 | $0 | 40,491 | Jul 1, 2025 |
| Jun 27, 2025 | Scott Mills director | AGrant or award Common Stock | +312 | $0.00 | $0 | 32,801 | Jul 1, 2025 |
| Jun 27, 2025 | H Elizabeth Mitchell director | AGrant or award Common Stock | +101 | $0.00 | $0 | 10,649 | Jul 1, 2025 |
| Jun 27, 2025 | Claudio Muruzabal director | AGrant or award Common Stock | +126 | $0.00 | $0 | 10,954 | Jul 1, 2025 |
| Jun 27, 2025 | Diane C Nordin director | AGrant or award Common Stock | +268 | $0.00 | $0 | 28,162 | Jul 1, 2025 |
| Jun 27, 2025 | Blair Pickerell director | AGrant or award Common Stock | +346 | $0.00 | $0 | 36,362 | Jul 1, 2025 |
| Jun 27, 2025 | Clare Stack Richer director | AGrant or award Common Stock | +177 | $0.00 | $0 | 18,580 | Jul 1, 2025 |
| Jun 27, 2025 | Alfredo Rivera director | AGrant or award Common Stock | +146 | $0.00 | $0 | 13,793 | Jul 1, 2025 |
| Jun 27, 2025 | Joel Pitz CFO | AGrant or award Common Stock | +190 | $0.00 | $0 | 32,471 | Jul 1, 2025 |
| Jun 27, 2025 | Deanna D Strable-Soethout President and CEO | AGrant or award Common Stock | +549 | $0.00 | $0 | 152,405 | Jul 1, 2025 |
| Jun 27, 2025 | Vivek Agrawal EVP & Chief Growth Officer | AGrant or award Common Stock | +192 | $0.00 | $0 | 32,865 | Jul 1, 2025 |
| Jun 27, 2025 | Jonathan Auerbach director | AGrant or award Common Stock | +206 | $0.00 | $0 | 20,009 | Jul 1, 2025 |
| Jun 27, 2025 | Mary E. Beams director | AGrant or award Common Stock | +136 | $0.00 | $0 | 14,280 | Jul 1, 2025 |
| Jun 27, 2025 | Roger C Hochschild director | AGrant or award Phantom Stock Unitsderivative | +250 | $79.19 | $20k | 27,175 | Jul 1, 2025 |
| Jun 27, 2025 | Scott Mills director | AGrant or award Phantom Stock Unitsderivative | +172 | $79.19 | $14k | 18,897 | Jul 1, 2025 |
| Jun 27, 2025 | Alfredo Rivera director | AGrant or award Common Stockderivative | +30 | $79.19 | $2,376 | 3,167 | Jul 1, 2025 |
| Jun 27, 2025 | Joel Pitz CFO | AGrant or award Common Stockindirect: By Spouse | +3 | $0.00 | $0 | 2,580 | Jul 1, 2025 |
| Jun 27, 2025 | Deanna D Strable-Soethout President and CEO | AGrant or award Common Stockindirect: By Spouse | +92 | $0.00 | $0 | 62,394 | Jul 1, 2025 |
| Jun 27, 2025 | Daniel Joseph Houston Executive Chairman | AGrant or award Phantom Stock Unitsderivative | +18 | $79.19 | $1,425 | 1,909 | Jul 1, 2025 |
| Jun 6, 2025 | Roger C Hochschild director | AGrant or award Phantom Stock Unitsderivative | +909 | $76.97 | $70k | 26,925 | Jun 10, 2025 |
| Jun 6, 2025 | Scott Mills director | AGrant or award Phantom Stock Unitsderivative | +804 | $76.97 | $62k | 18,725 | Jun 10, 2025 |
| May 20, 2025 | Jonathan Auerbach director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 19,803 | May 22, 2025 |
| May 20, 2025 | Mary E. Beams director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 14,144 | May 22, 2025 |
| May 20, 2025 | Miller Jocelyn Carter director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 85,284 | May 22, 2025 |
| May 20, 2025 | Roger C Hochschild director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 37,594 | May 22, 2025 |
| May 20, 2025 | Scott Mills director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 32,489 | May 22, 2025 |
| May 20, 2025 | H Elizabeth Mitchell director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 10,548 | May 22, 2025 |
| May 20, 2025 | Claudio Muruzabal director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 10,828 | May 22, 2025 |
| May 20, 2025 | Diane C Nordin director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 27,894 | May 22, 2025 |
| May 20, 2025 | Blair Pickerell director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 36,016 | May 22, 2025 |
| May 20, 2025 | Clare Stack Richer director | AGrant or award Common Stock | +2,484 | $0.00 | $0 | 18,403 | May 22, 2025 |
Insiders
Everyone who has filed a Form 4 here.
- Vivek AgrawalEVP & Chief Growth Officer
- Jonathan Auerbachdirector
- Mary E. Beamsdirector
- Kamal BhatiaPresident and CEO - PAM
- Timothy W. BrownEVP, General Counsel and Sec
- Miller Jocelyn Carterdirector
- Wee Yee CheongEVP, Principal Asia
- George DjurasovicInterim General Counsel
- Amy Christine FriedrichPresident - Benefits & Protect
- Roger C Hochschilddirector
- Daniel Joseph HoustonExecutive Chairman
- Kathleen B KayEVP-Chief Information Officer
- Christopher J LittlefieldPresident - RIS
- Natalie LamarqueEVP, General Counsel, and Secr
- Kenneth A. McCullumEVP - Chief Risk Officer
- Scott Millsdirector
- H Elizabeth Mitchelldirector
- Claudio Muruzabaldirector
- Diane C Nordindirector
- Blair Pickerelldirector
- Joel PitzCFO
- Alfredo Riveradirector
- Clare Stack Richerdirector
- Deanna D Strable-SoethoutPresident and CEO
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.