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CIK 0001642545

SWAV Shockwave Medical, Inc.

Insider trading from SEC Form 4. Last filing Dec 28, 2023.

In brief

Shockwave Medical, Inc. (SWAV) has 20 SEC Form 4 filings on file from 6 insiders, the latest filed on Dec 28, 2023. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.

10 open-market trades have been scored at SWAV. The newest: Isaac Zacharias (President, CCO) sold $770k of stock on Dec 26, 2023, filed Dec 28, 2023, scored 15 (weak), under a 10b5-1 plan. The largest of the 10 shown: Douglas Evan Godshall (President & CEO) sold $2.0M on Oct 16, 2023, scored 30 (weak), under a 10b5-1 plan. 2 insiders sold within 14 days of each other around Dec 26, 2023.

25 Form 144 notices of planned sales are on file, the latest filed Mar 26, 2024.

Last 90 days

Net insider value
$0
no open-market trades
Buys
0
$0 by 0 insiders
Sells
0
$0 by 0 insiders
Insiders on file
6
with a Form 4 at this company

Signals

Open-market buys and sells at Shockwave Medical, Inc., scored.

ScoreInsiderValueHoldingsPrice contextFiled
15WeakIsaac Zacharias
President, CCO
sell
$770k
4,000 shares
-9%-
29WeakDouglas Evan Godshall
President & CEO
sell
$939k
5,000 shares
-3%-
23WeakDan Puckett
Chief Financial Officer
sell
$35k
200 shares
-1%-
16WeakTrinh Phung
VP, Finance
sell
$35k
203 shares
-1%-
21WeakIsaac Zacharias
President, CCO
sell
$694k
4,000 shares
-8%-
33WeakFrank T Watkins
director
sell
$520k
3,000 shares
-66%-
28WeakDouglas Evan Godshall
President & CEO
sell
$870k
5,000 shares
-4%-
23WeakIsaac Zacharias
President, CCO
sell
$841k
4,000 shares
-8%-
35WeakFrank T Watkins
director
sell
$608k
3,000 shares
-66%-
30WeakDouglas Evan Godshall
President & CEO
sell
$2.0M
10,000 shares
-7%-

Planned sales

Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales

FiledSellerSharesValueSale datePast 3 months
Mar 26, 2024 DAVID & LAURA FRANCIS JOINT REV TR U/A DTD 01/03/2003
Director
1,500
0.00% of outstanding
$431kMar 26, 2024$250k
Mar 25, 2024 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$1.1MMar 26, 2024$2.7M
Mar 6, 2024 TRINH PHUNG
Officer
21
0.00% of outstanding
$5,288Mar 6, 2024$489k
Mar 6, 2024 WATKINS FRANK T
Officer
2,000
0.01% of outstanding
$507kMar 6, 2024$851k
Feb 23, 2024 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$1.0MFeb 26, 2024$2.4M
Feb 22, 2024 TRINH PHUNG
Officer
599
0.00% of outstanding
$155kFeb 22, 2024$334k
Feb 21, 2024 FREDERIC H. MOLL
Director
60,000
0.16% of outstanding
$15MFeb 21, 2024none
Feb 20, 2024 DAN PUCKETT
Officer
3,628
0.01% of outstanding
$953kFeb 20, 2024$1.6M
Feb 16, 2024 DAVID & LAURA FRANCIS JOINT REV TR U/A DTD 01/03/2003
Director
1,000
0.00% of outstanding
$236kFeb 16, 2024none
Feb 6, 2024 TRINH PHUNG
Officer
1,287
0.00% of outstanding
$297kFeb 6, 2024$35k
Feb 6, 2024 WATKINS FRANK T
Officer
2,000
0.01% of outstanding
$464kFeb 6, 2024$908k
Feb 5, 2024 DAN PUCKETT
Officer
3,229
0.01% of outstanding
$754kFeb 5, 2024$817k
Feb 1, 2024 DAN PUCKETT
Officer
3,406
0.01% of outstanding
$771kFeb 1, 2024$35k
Jan 25, 2024 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$896kJan 26, 2024$2.3M
Jan 16, 2024 DOUGLAS GODSHALL
Director, Officer
25,000
0.07% of outstanding
$5.4MJan 16, 2024$3.8M
Jan 8, 2024 WATKINS FRANK T
Officer
2,000
0.01% of outstanding
$398kJan 8, 2024$1.1M
Jan 5, 2024 DOUGLAS GODSHALL
Director, Officer
10,000
0.03% of outstanding
$2.0MJan 5, 2024$3.8M
Dec 22, 2023 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$769kDec 26, 2023$2.3M
Dec 8, 2023 DAN PUCKETT
Officer
200
0.00% of outstanding
$35kDec 8, 2023none
Dec 7, 2023 TRINH PHUNG
Officer
203
0.00% of outstanding
$35kDec 7, 2023none
Nov 21, 2023 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$688kNov 27, 2023$2.4M
Nov 20, 2023 WATKINS FRANK T
Officer
3,000
0.01% of outstanding
$520kNov 20, 2023$1.9M
Nov 15, 2023 DOUGLAS GODSHALL
Director, Officer
15,000
0.04% of outstanding
$2.6MNov 15, 2023$6.3M
Oct 23, 2023 Zacharias Isaac
Officer
4,000
0.01% of outstanding
$817kOct 26, 2023$2.7M
Oct 20, 2023 WATKINS FRANK T
Officer
3,000
0.01% of outstanding
$608kOct 20, 2023$2.1M

Transactions

The newest 50 of 60 rows filed, every code.

DateInsiderTransactionSharesPriceValueHoldings afterFiled
Dec 26, 2023Isaac Zacharias
President, CCO
MOption exercise
Common Stock10b5-1
+3,458$6.71$23k45,606Dec 28, 2023
Dec 26, 2023Isaac Zacharias
President, CCO
SOpen-market sale
Common Stock10b5-1
-4,000$192.50$770k41,606Dec 28, 2023
Dec 26, 2023Isaac Zacharias
President, CCO
MOption exercise
Stock Optionderivative10b5-1
-3,458$0.00$040,408Dec 28, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
MOption exercise
Common Stock10b5-1
+5,000$3.42$17k146,057Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-1,448$186.84$271k144,609Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-2,293$187.56$430k142,316Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-700$188.47$132k141,616Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-359$190.03$68k141,257Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-200$191.03$38k141,057Dec 18, 2023
Dec 15, 2023Douglas Evan Godshall
President & CEO
MOption exercise
Stock Optionderivative10b5-1
-5,000$0.00$0324,799Dec 18, 2023
Oct 2, 2023Laura Francis
director
GGift
Common Stock
-497$0.00$01,233Dec 12, 2023
Apr 17, 2021Isaac Zacharias
President, CCO
FTax withholding
Common Stock
-620$138.27$86k68,430Dec 12, 2023
Dec 11, 2023Isaac Zacharias
President, CCO
FTax withholding
Common Stock
-542$173.23$94k42,148Dec 12, 2023
Dec 9, 2022Isaac Zacharias
President, CCO
FTax withholding
Common Stock
-558$222.23$124k89,843Dec 12, 2023
Oct 2, 2023Laura Francis
director
GGift
Common Stockindirect: David and Laura Francis Joint Rev Trust
+497$0.00$03,551Dec 12, 2023
Dec 8, 2023Dan Puckett
Chief Financial Officer
SOpen-market sale
Common Stock10b5-1
-200$173.88$35k28,784Dec 11, 2023
Dec 7, 2023Trinh Phung
VP, Finance
SOpen-market sale
Common Stock10b5-1
-203$171.63$35k29,037Dec 8, 2023
Dec 4, 2023Trinh Phung
VP, Finance
FTax withholding
Common Stock
-32$179.52$5,74529,240Dec 6, 2023
Nov 27, 2023Isaac Zacharias
President, CCO
MOption exercise
Common Stock10b5-1
+3,777$6.71$25k47,868Nov 28, 2023
Nov 27, 2023Isaac Zacharias
President, CCO
SOpen-market sale
Common Stock10b5-1
-4,000$173.58$694k43,868Nov 28, 2023
Nov 27, 2023Isaac Zacharias
President, CCO
MOption exercise
Stock Optionderivative10b5-1
-3,777$0.00$043,866Nov 28, 2023
Nov 20, 2023Frank T Watkins
director
MOption exercise
Common Stock10b5-1
+3,000$3.42$10k4,532Nov 21, 2023
Apr 25, 2022Douglas Evan Godshall
President & CEO
FTax withholding
Common Stock
-1,887$177.35$335k142,926Nov 21, 2023
Nov 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-664$171.75$114k3,868Nov 21, 2023
Nov 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-1,131$173.36$196k2,737Nov 21, 2023
Nov 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-1,205$174.22$210k1,532Nov 21, 2023
Nov 20, 2023Frank T Watkins
director
MOption exercise
Stock Optionderivative10b5-1
-3,000$0.00$093,313Nov 21, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-1,100$171.56$189k139,957Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-900$172.82$156k139,057Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-500$173.93$87k138,557Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-1,186$175.11$208k137,371Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-914$175.82$161k136,457Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
SOpen-market sale
Common Stock10b5-1
-400$177.02$71k136,057Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
MOption exercise
Common Stock10b5-1
+5,000$3.42$17k141,057Nov 17, 2023
Nov 15, 2023Douglas Evan Godshall
President & CEO
MOption exercise
Stock Optionderivative10b5-1
-5,000$0.00$0329,799Nov 17, 2023
Nov 2, 2023Dan Puckett
Chief Financial Officer
FTax withholding
Common Stock
-204$214.07$44k28,984Nov 15, 2023
Nov 2, 2023Trinh Phung
VP, Finance
FTax withholding
Common Stock
-111$214.07$24k29,272Nov 15, 2023
Nov 2, 2023Isaac Zacharias
President, CCO
FTax withholding
Common Stock
-225$214.07$48k44,091Nov 15, 2023
Nov 2, 2023Douglas Evan Godshall
President & CEO
FTax withholding
Common Stock
-592$214.07$127k141,057Nov 15, 2023
Apr 26, 2022Trinh Phung
VP, Finance
MOption exercise
Common Stock
+2,400$3.42$8,19831,095Nov 3, 2023
Jun 1, 2023Trinh Phung
VP, Finance
AGrant or award
Common Stock
+720$0.00$024,353Nov 3, 2023
Sep 1, 2023Trinh Phung
VP, Finance
AGrant or award
Common Stock
+229$0.00$029,407Nov 3, 2023
Apr 26, 2022Trinh Phung
VP, Finance
MOption exercise
Stock Optionderivative
-2,400$0.00$06,339Nov 3, 2023
Oct 26, 2023Isaac Zacharias
President, CCO
MOption exercise
Common Stock10b5-1
+411$6.71$2,75848,316Oct 30, 2023
Oct 26, 2023Isaac Zacharias
President, CCO
SOpen-market sale
Common Stock10b5-1
-4,000$210.25$841k44,316Oct 30, 2023
Oct 26, 2023Isaac Zacharias
President, CCO
MOption exercise
Stock Optionderivative10b5-1
-411$0.00$047,643Oct 30, 2023
Oct 20, 2023Frank T Watkins
director
MOption exercise
Common Stock10b5-1
+3,000$3.42$10k4,532Oct 23, 2023
Oct 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-1,800$202.23$364k2,732Oct 23, 2023
Oct 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-800$203.00$162k1,932Oct 23, 2023
Oct 20, 2023Frank T Watkins
director
SOpen-market sale
Common Stock10b5-1
-400$204.18$82k1,532Oct 23, 2023
50 of 60 rows shown.

Insiders

Everyone who has filed a Form 4 here.

Questions about SWAV

Answered from the filings on this page, as of the latest one.

Are insiders buying SWAV?

No. In the last 90 days no insider at Shockwave Medical, Inc. bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.

Who was the last insider to trade SWAV on the open market?

Isaac Zacharias (President, CCO) sold $770k of SWAV on Dec 26, 2023 and filed the Form 4 on Dec 28, 2023. InsiderTell scored 15 (weak), under a 10b5-1 plan, with 2 insiders on the same side within 14 days.

How many insiders file Form 4 at Shockwave Medical, Inc.?

6 people have filed a Form 4 at Shockwave Medical, Inc., among them Laura Francis (CEO and director), Douglas Evan Godshall (President & CEO), Dan Puckett (Chief Financial Officer). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

SWAV insider trading: Shockwave Medical, Inc. | InsiderTell