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NYSE · CIK 0000813623

SWZ Total Return Securities Fund

Insider trading from SEC Form 4. Last filing 12 d ago. Close $5.78 on Oct 9, 2026, +1% from the 52-week low and -8% from the high.

Last 90 days

Net insider value
+$145k
more bought than sold
Buys
3
$145k by 2 insiders
Sells
0
$0 by 0 insiders
Insiders on file
6
with a Form 4 at this company

Price and insider trades, last year

SWZOct 9, 2026 · close 5.78

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

Open-market buys and sells at Total Return Securities Fund, scored.

ScoreInsiderValueHoldingsPrice contextFiled
31WeakMoritz A Sell
director
buy
$12k
2,000 shares
+7%-
53ModerateAndrew Dakos
President and CEO
buy
$116k
20,000 shares
+50%-
18WeakMoritz A Sell
director
buy
$18k
3,000 shares
+12%-
59ModerateAndrew Dakos
President and CEO
buy
$66k
11,200 shares
+16%+1% from low-8% from high
57ModerateAndrew Dakos
President and CEO
buy
$36k
6,000 shares
+9%+2% from low-7% from high
48ModeratePhillip Goldstein
Secretary
buy
$60k
10,000 shares
+10%+2% from low-7% from high
56ModerateAndrew Dakos
President and CEO
buy
$30k
5,024 shares
+8%+3% from low-6% from high
69NotableAndrew Dakos
President and CEO
buy
$147k
24,500 shares
+65%+2% from low-7% from high
48ModeratePhillip Goldstein
Secretary
buy
$60k
10,000 shares
+11%+2% from low-7% from high
46ModeratePhillip Goldstein
Secretary
buy
$30k
5,000 shares
+6%+2% from low-7% from high
67NotableAndrew Dakos
President and CEO
buy
$90k
14,918 shares
+66%+5% from low-4% from high
60NotableAndrew Dakos
President and CEO
buy
$43k
7,000 shares
+45%+6% from low-4% from high
64NotableAndrew Dakos
President and CEO
buy
$35k
5,674 shares
+57%+5% from low-4% from high
46ModeratePhillip Goldstein
Secretary
buy
$31k
5,000 shares
+6%+5% from low-4% from high
65NotableAndrew Dakos
President and CEO
buy
$49k
8,000 shares
+399%+4% from low-5% from high
48ModeratePhillip Goldstein
Secretary
buy
$61k
10,000 shares
+14%+5% from low-5% from high
63NotableAndrew Dakos
President and CEO
buy
$96k
16,000 shares
+68%+4% from low-7% from high
43ModeratePhillip Goldstein
Secretary
buy
$59k
10,000 shares
+16%+3% from low-8% from high
22WeakLlc/il Css
owner
sell
$125k
19,968 shares
-1%+24% from low-3% from high
24WeakLlc/il Css
owner
sell
$179k
28,567 shares
-2%+25% from low-2% from high
18WeakLlc/il Css
owner
sell
$44k
7,000 shares
-0%+24% from low-3% from high
21WeakMoritz A Sell
director
buy
$6,055
1,000 shares
+29%+20% from low-6% from high
25WeakMoritz A Sell
director
buy
$12k
1,815 shares
+115%+26% from low-1% from high
15WeakGerald Hellerman
director
sell
$379
41 shares
-1%+26% from low-0% from high
31WeakPhillip Goldstein
Secretary
sell
$38k
4,535 shares
-27%-

Transactions

The last 76 rows filed, every code.

DateInsiderTransactionSharesPriceValueHoldings afterFiled
Sep 28, 2026Moritz A Sell
director
POpen-market purchase
Common Stock
+2,000$5.77$12k30,24612 d ago
Sep 25, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+7,649$5.81$44k47,64913 d ago
Sep 25, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+2,351$5.82$14k50,00013 d ago
Sep 28, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+1,000$5.76$5,76051,00013 d ago
Sep 28, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+9,000$5.77$52k60,00013 d ago
Aug 31, 2026Moritz A Sell
director
POpen-market purchase
Common Stock
+3,000$5.98$18k28,24641 d ago
Mar 27, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+5,900$5.92$35k78,019Mar 31, 2026
Mar 30, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+5,300$5.91$31k83,319Mar 31, 2026
Mar 24, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+5,000$5.96$30k72,119Mar 26, 2026
Mar 24, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+1,000$5.95$5,95073,119Mar 26, 2026
Mar 18, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+10,000$5.98$60k113,234Mar 19, 2026
Mar 11, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+1,700$6.00$10k63,795Mar 13, 2026
Mar 12, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+3,324$6.00$20k67,119Mar 13, 2026
Mar 5, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+12,000$6.01$72k49,595Mar 9, 2026
Mar 5, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+10,000$5.99$60k103,234Mar 9, 2026
Mar 6, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+12,500$5.97$75k62,095Mar 9, 2026
Feb 26, 2026Phillip Goldstein
Secretary
LSmall acquisition
Common Stock
+256$6.16$1,57788,166Mar 5, 2026
Feb 27, 2026Phillip Goldstein
Secretary
LSmall acquisition
Common Stock
+68$6.16$41988,234Mar 5, 2026
Mar 3, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+5,000$6.01$30k93,234Mar 5, 2026
Mar 2, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+5,000$6.15$31k27,677Mar 4, 2026
Mar 2, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+9,918$5.95$59k37,595Mar 4, 2026
Feb 26, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+5,000$6.17$31k20,677Mar 2, 2026
Feb 27, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+2,000$6.20$12k22,677Mar 2, 2026
Feb 23, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+2,000$6.14$12k12,003Feb 25, 2026
Feb 23, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+5,000$6.13$31k87,910Feb 25, 2026
Feb 23, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+2,000$6.13$12k14,003Feb 25, 2026
Feb 24, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+326$6.14$2,00214,329Feb 25, 2026
Feb 24, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+1,348$6.17$8,31715,677Feb 25, 2026
Feb 19, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+119$6.11$7272,122Feb 23, 2026
Feb 19, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+4,881$6.12$30k7,003Feb 23, 2026
Feb 20, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+183$6.14$1,1247,186Feb 23, 2026
Feb 20, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stockindirect: Limited Partnership
+2,817$6.16$17k10,003Feb 23, 2026
Feb 6, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+10,000$6.07$61k82,910Feb 10, 2026
Feb 3, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+7,000$5.97$42k30,453Feb 5, 2026
Feb 3, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+3,000$5.96$18k33,453Feb 5, 2026
Feb 4, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+2,000$6.04$12k35,453Feb 5, 2026
Feb 4, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+2,000$6.03$12k37,453Feb 5, 2026
Feb 4, 2026Andrew Dakos
President and CEO
POpen-market purchase
Common Stock
+2,000$6.02$12k39,453Feb 5, 2026
Jan 30, 2026Phillip Goldstein
Secretary
POpen-market purchase
Common Stock
+10,000$5.92$59k72,910Feb 3, 2026
Jan 23, 2026Andrew Dakos
President and CEO
DDisposition to issuer
Common Stockindirect: Limited Partnership
-997$6.81$6,7902,003Jan 27, 2026
Jan 23, 2026P Das Rajeev
Secretary
DDisposition to issuer
Common Stock
-166$6.81$1,130334Jan 27, 2026
Jan 23, 2026Phillip Goldstein
Secretary
DDisposition to issuer
Common Stock
-31,314$6.81$213k62,910Jan 27, 2026
Jan 23, 2026Gerald Hellerman
director
DDisposition to issuer
Common Stock
-1,755$6.81$12k3,527Jan 27, 2026
Jan 23, 2026Andrew Dakos
President and CEO
DDisposition to issuer
Common Stock
-11,675$6.81$80k23,453Jan 27, 2026
Dec 29, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,772$6.25$11k1,705,167Dec 31, 2025
Dec 29, 2025Llc/il Css
owner
SOpen-market sale
common stock
-3,000$6.26$19k1,702,167Dec 31, 2025
Dec 29, 2025Llc/il Css
owner
SOpen-market sale
common stock
-3,000$6.27$19k1,699,167Dec 31, 2025
Dec 30, 2025Llc/il Css
owner
SOpen-market sale
common stock
-4,900$6.24$31k1,694,267Dec 31, 2025
Dec 30, 2025Llc/il Css
owner
SOpen-market sale
common stock
-7,000$6.25$44k1,687,267Dec 31, 2025
Dec 30, 2025Llc/il Css
owner
SOpen-market sale
common stock
-100$6.26$6261,687,167Dec 31, 2025
Dec 30, 2025Llc/il Css
owner
SOpen-market sale
common stock
-196$6.27$1,2291,686,971Dec 31, 2025
Dec 22, 2025Llc/il Css
owner
SOpen-market sale
common stock
-167$6.25$1,0441,735,339Dec 29, 2025
Dec 22, 2025Llc/il Css
owner
SOpen-market sale
common stock
-900$6.26$5,6341,734,439Dec 29, 2025
Dec 23, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,000$6.25$6,2451,733,439Dec 29, 2025
Dec 23, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,400$6.25$8,75017,312,039Dec 29, 2025
Dec 23, 2025Llc/il Css
owner
SOpen-market sale
common stock
-3,000$6.26$19k1,729,039Dec 29, 2025
Dec 24, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,000$6.22$6,2201,728,039Dec 29, 2025
Dec 24, 2025Llc/il Css
owner
SOpen-market sale
common stock
-100$6.23$6231,727,939Dec 29, 2025
Dec 26, 2025Llc/il Css
owner
SOpen-market sale
common stock
-4,600$6.25$29k1,723,339Dec 29, 2025
Dec 26, 2025Llc/il Css
owner
SOpen-market sale
common stock
-300$6.26$1,8771,723,039Dec 29, 2025
Dec 26, 2025Llc/il Css
owner
SOpen-market sale
common stock
-13,402$6.26$84k1,709,637Dec 29, 2025
Dec 26, 2025Llc/il Css
owner
SOpen-market sale
common stock
-598$6.27$3,7461,709,039Dec 29, 2025
Dec 26, 2025Llc/il Css
owner
SOpen-market sale
common stock
-2,100$6.27$13k1,706,939Dec 29, 2025
Dec 15, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,000$6.20$6,2001,741,506Dec 17, 2025
Dec 15, 2025Llc/il Css
owner
SOpen-market sale
common stock
-500$6.21$3,1051,741,006Dec 17, 2025
Dec 15, 2025Llc/il Css
owner
SOpen-market sale
common stock
-1,000$6.22$6,2201,740,006Dec 17, 2025
Dec 15, 2025Llc/il Css
owner
SOpen-market sale
common stock
-500$6.23$3,1151,739,506Dec 17, 2025
Dec 15, 2025Llc/il Css
owner
SOpen-market sale
common stock
-4,000$6.24$25k1,735,506Dec 17, 2025
Dec 11, 2025P Das Rajeev
Secretary
MOption exercise
Common Stock
+468$6.07$2,841500Dec 12, 2025
Dec 11, 2025Phillip Goldstein
Secretary
MOption exercise
Common Stock
+80,976$6.07$492k93,224Dec 12, 2025
Dec 11, 2025Moritz A Sell
director
MOption exercise
Common Stock
+7,400$6.07$45k11,800Dec 12, 2025
Dec 11, 2025Andrew Dakos
President and CEO
MOption exercise
Common Stock
+35,064$6.07$213k35,128Dec 12, 2025
Oct 27, 2025Moritz A Sell
director
POpen-market purchase
Common Stock
+1,000$6.06$6,0554,400Oct 29, 2025
Jun 30, 2025Moritz A Sell
director
POpen-market purchase
Common Stock
+1,815$6.34$12k3,400Jul 1, 2025
Apr 2, 2025Gerald Hellerman
director
SOpen-market sale
Common Stock
-41$9.24$3795,283Apr 3, 2025
Jan 17, 2025Phillip Goldstein
Secretary
SOpen-market sale
Common Stock
-4,535$8.45$38k12,248Jan 21, 2025

Insiders

Everyone who has filed a Form 4 here.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

SWZ insider trading: Total Return Securities Fund | InsiderTell