Phillip Goldstein sold $38k of SWZ
Secretary at Total Return Securities Fund. 4,535 shares at an average of $8.45, traded Jan 17, 2025, filed Jan 21, 2025.
Score components
- +15RoleDirector
- +6Trade size$38k at market
- +10Share of holdings soldSold 27% of holdings
- 0ClusterNo other insider selling within 14 days
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
This signal so far: 1m +4.4%, 3m +7.0%, 6m +8.6%.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001398344-25-000872, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Jan 17, 2025 | SOpen-market sale Common Stock | -4,535 | $8.45 | $38k | 12,248 | Jan 21, 2025 |
Related signals
Other insiders at Total Return Securities Fund and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 31Weak | Total Return Securities Fund | Moritz A Sell director | $12k 2,000 shares | +7% | |
| 53Moderate | Total Return Securities Fund | Andrew Dakos President and CEO | $116k 20,000 shares | +50% | |
| 18Weak | SWZbuy Total Return Securities Fund | Moritz A Sell director | $18k 3,000 shares | +12% | |
| 52Moderate | SWZbuy Total Return Securities Fund | Andrew Dakos President and CEO | $78k 13,000 shares | +12% | |
| 49Moderate | SWZbuy Total Return Securities Fund | Andrew Dakos President and CEO | $42k 7,000 shares | +7% | |
| 51Moderate | SWZbuy Total Return Securities Fund | Andrew Dakos President and CEO | $68k 11,265 shares | +12% | |
| 49Moderate | SWZbuy Total Return Securities Fund | Andrew Dakos President and CEO | $36k 6,000 shares | +7% | |
| 53Moderate | SWZbuy Total Return Securities Fund | Andrew Dakos President and CEO | $29k 4,963 shares | - | |
| 59Moderate | Total Return Securities Fund | Andrew Dakos President and CEO | $66k 11,200 shares | +16% | |
| 57Moderate | Total Return Securities Fund | Andrew Dakos President and CEO | $36k 6,000 shares | +9% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.