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Insider · CIK 0000901690

Ann S Lieff

directorother

Files at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). First filing -, latest -.

In brief

Ann S Lieff files SEC Form 4 as director at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). No open-market trade is on file; the transactions below are grants, exercises and other rows that carry no view on the price.

A track record needs three past buys with six months of prices behind them; Ann S Lieff has 0, so none is measured yet.

Track record
Not enough history
Fewer than three past buys with six months of prices.
Median 6-month excess
-
after past buys, n = 0
Hit rate
-
past buys that beat the index over 6 months
Open-market trades
0 / 0
$0 bought, $0 sold

Signals

This insider’s open-market buys and sells, scored.

No scored open-market trades yet.

Transactions

Every row this insider has filed, 8 in all, newest first.

DateCompanyTransactionSharesPriceValueHoldings afterFiled
Jun 30, 2025HERZ
HERZFELD CARIBBEAN BASIN FUND INC
JOther
Common Stock
+3,756$2.46$9,24743,533Jul 2, 2025
Jul 15, 2024HERZ
HERZFELD CARIBBEAN BASIN FUND INC
JOther
Common stock
+1,994$2.33$4,65236,358Jul 17, 2024
May 10, 2024HERZ
HERZFELD CARIBBEAN BASIN FUND INC
JOther
Common stock
+1,830$2.41$4,40434,364May 14, 2024
Jan 31, 2024HERZ
HERZFELD CARIBBEAN BASIN FUND INC
JOther
Common stock
+1,590$2.63$4,18732,534Feb 2, 2024
Dec 18, 2023HERZ
HERZFELD CARIBBEAN BASIN FUND INC
XIn-the-money exercise
Common stock
+500$2.31$1,15530,944Dec 20, 2023
Dec 18, 2023HERZ
HERZFELD CARIBBEAN BASIN FUND INC
XIn-the-money exercise
Oversubscription Privilege (contingent right to buy)derivative
-500$0.00$00Dec 20, 2023
Dec 13, 2023HERZ
HERZFELD CARIBBEAN BASIN FUND INC
XIn-the-money exercise
Common stock
+15,222$2.31$35k30,444Dec 15, 2023
Dec 13, 2023HERZ
HERZFELD CARIBBEAN BASIN FUND INC
XIn-the-money exercise
Non-transferable Subscription Rights (rights to buy)derivative
-15,222$0.00$00Dec 15, 2023

Questions about Ann S Lieff

Answered from the filings on this page, as of the latest one.

Is Ann S Lieff buying or selling?

Ann S Lieff has no open-market buy or sell on SEC Form 4; the filings on record are grants, exercises and other transactions.

How did Ann S Lieff's past buys perform?

Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Ann S Lieff has 0.

Where does Ann S Lieff file Form 4?

Ann S Lieff has filed Form 4 at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Ann S Lieff: insider trades and track record | InsiderTell