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Nasdaq · CIK 0000880406

HERZ HERZFELD CARIBBEAN BASIN FUND INC

Insider trading from SEC Form 4. Last filing Apr 17, 2026. Close $15.10 on Oct 12, 2026, +29% from the 52-week low and -28% from the high.

In brief

HERZFELD CARIBBEAN BASIN FUND INC (HERZ) has 101 SEC Form 4 filings on file from 8 insiders, the latest filed on Apr 17, 2026. No insider bought or sold on the open market in the last 90 days; rows filed in that time are grants, exercises, tax withholding and other transactions that carry no view on the price.

31 open-market trades have been scored at HERZ. The newest: Thomas J Herzfeld bought $58k of stock on Apr 15, 2026, filed Apr 17, 2026, scored 24 (weak). The largest of the 31 shown: Erik Mervin Herzfeld (President) bought $250k on Mar 7, 2025, scored 56 (moderate). 2 insiders bought within 14 days of each other around Mar 27, 2026.

Last 90 days

Net insider value
$0
no open-market trades
Buys
0
$0 by 0 insiders
Sells
0
$0 by 0 insiders
Insiders on file
8
with a Form 4 at this company

Price and insider trades, last year

HERZOct 12, 2026 · close 15.10

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™

Signals

Open-market buys and sells at HERZFELD CARIBBEAN BASIN FUND INC, scored.

ScoreInsiderValueHoldingsPrice contextFiled
24WeakThomas J Herzfeld
other
buy
$58k
3,610 shares
+2%+33% from low-28% from high
32WeakRyan M Paylor
other
buy
$7,734
486 shares
+8%+30% from low-30% from high
30WeakThomas J Herzfeld
other
buy
$46k
2,974 shares
+2%+30% from low-30% from high
29WeakThomas J Herzfeld
other
buy
$78k
5,036 shares
+3%+37% from low-29% from high
20WeakRyan M Paylor
other
buy
$2,348
152 shares
+3%+37% from low-29% from high
23WeakThomas J Herzfeld
other
buy
$4,090
1,706 shares
+0%+17% from low-12% from high
35WeakBrigitta Suzanne Herzfeld
director
buy
$3,426
1,294 shares
+1%+33% from low-0% from high
23WeakThomas J Herzfeld
other
buy
$2,068
781 shares
+0%+33% from low-0% from high
23WeakThomas J Herzfeld
other
buy
$2,245
864 shares
+0%+30% from low-3% from high
30WeakBrigitta Suzanne Herzfeld
director
buy
$2,412
929 shares
+1%+30% from low-3% from high
35WeakBrigitta Suzanne Herzfeld
director
buy
$6,756
2,506 shares
+2%+33% from low0% from high
45ModerateRyan M Paylor
other
buy
$54k
20,000 shares
+76%+33% from low0% from high
23WeakThomas J Herzfeld
other
buy
$10k
3,824 shares
+0%+33% from low0% from high
35WeakBrigitta Suzanne Herzfeld
director
buy
$3,775
1,430 shares
+1%+31% from low0% from high
23WeakThomas J Herzfeld
other
buy
$2,606
987 shares
+0%+31% from low0% from high
23WeakThomas J Herzfeld
other
buy
$23k
8,549 shares
+1%-
35WeakBrigitta Suzanne Herzfeld
director
buy
$7,397
2,798 shares
+2%-
23WeakThomas J Herzfeld
other
buy
$23k
8,549 shares
+1%-
42ModerateBrigitta Suzanne Herzfeld
director
buy
$58k
2,366 shares
+2%-
23WeakThomas J Herzfeld
other
buy
$6,448
2,502 shares
+0%-
23WeakThomas J Herzfeld
other
buy
$2,765
1,067 shares
+0%-
56ModerateErik Mervin Herzfeld
President
buy
$250k
95,999 shares
+20%-
30WeakBrigitta Suzanne Herzfeld
director
buy
$997
385 shares
+0%-
23WeakRyan M Paylor
other
buy
$359
139 shares
+1%-
41ModerateBrigitta Suzanne Herzfeld
director
buy
$44k
1,721 shares
+2%-
50ModerateErik Mervin Herzfeld
President
buy
$202k
77,976 shares
+19%-
23WeakThomas J Herzfeld
other
buy
$9,227
3,563 shares
+0%-
36WeakJohn A Gelety
director
buy
$7,620
3,000 shares
+47%-
23WeakRyan M Paylor
other
buy
$963
379 shares
+1%-
44ModerateBrigitta Suzanne Herzfeld
director
buy
$63k
25,136 shares
+29%-
31WeakThomas J Herzfeld
other
buy
$68k
27,186 shares
+2%-

Transactions

The newest 50 of 129 rows filed, every code.

DateInsiderTransactionSharesPriceValueHoldings afterFiled
Mar 27, 2026Ryan M Paylor
other
POpen-market purchase
Common stock
+96$15.50$1,4886,177Apr 17, 2026
Apr 15, 2026Thomas J Herzfeld
other
POpen-market purchase
Common stock
+3,610$16.01$58k197,248Apr 17, 2026
Apr 15, 2026Ryan M Paylor
other
POpen-market purchase
Common stock
+390$16.01$6,2466,567Apr 17, 2026
Mar 27, 2026Thomas J Herzfeld
other
POpen-market purchase
Common stock
+2,974$15.50$46k193,638Mar 31, 2026
Mar 2, 2026Ryan M Paylor
other
POpen-market purchase
Common stock
+112$15.32$1,7156,041Mar 4, 2026
Mar 2, 2026Thomas J Herzfeld
other
POpen-market purchase
Common stock
+3,760$15.32$58k189,388Mar 4, 2026
Mar 3, 2026Thomas J Herzfeld
other
POpen-market purchase
Common stock
+1,276$15.81$20k190,664Mar 4, 2026
Mar 3, 2026Ryan M Paylor
other
POpen-market purchase
Common stock
+40$15.81$6326,081Mar 4, 2026
Dec 30, 2025Thomas J Herzfeld
other
DDisposition to issuer
Common Stock
+313,441$2.58$809k1,856,241Jan 14, 2026
Dec 30, 2025Thomas J Herzfeld
other
DDisposition to issuer
Common Stock
+313,439$2.58$809k1,856,239Jan 6, 2026
Dec 30, 2025Kay W Tatum
director
DDisposition to issuer
Common Stock
+1,078$2.58$2,7816,387Jan 6, 2026
Dec 30, 2025John A Gelety
director
DDisposition to issuer
Common Stock
+2,073$2.58$5,34812,282Jan 5, 2026
Dec 30, 2025Cecilia L Gondor
director
DDisposition to issuer
Common Stock
+9,003$2.58$23k53,320Jan 5, 2026
Dec 30, 2025Brigitta Suzanne Herzfeld
director
DDisposition to issuer
Common stock
+24,819$2.58$64k146,985Jan 5, 2026
Dec 30, 2025Ryan M Paylor
other
DDisposition to issuer
Common stock
+12,463$2.58$32k59,287Jan 5, 2026
Dec 30, 2025Erik Mervin Herzfeld
President
DDisposition to issuer
Common stock
+120,584$2.58$311k714,113Jan 5, 2026
Dec 30, 2025John A Gelety
director
DDisposition to issuer
Common Stock
+2,716$2.58$7,00712,922Jan 2, 2026
Dec 30, 2025Thomas J Herzfeld
other
DDisposition to issuer
Common Stock
+313,444$2.58$809k1,856,244Jan 2, 2026
Dec 30, 2025Brigitta Suzanne Herzfeld
director
DDisposition to issuer
Common stock
+24,821$2.58$64k146,987Jan 2, 2026
Dec 30, 2025Erik Mervin Herzfeld
President
DDisposition to issuer
Common stock
+120,583$2.58$311k714,112Jan 2, 2026
Dec 30, 2025Ryan M Paylor
other
DDisposition to issuer
Common stock
+14,670$2.58$38k61,493Jan 2, 2026
Dec 30, 2025Kay W Tatum
director
DDisposition to issuer
Common Stock
+1,413$2.58$3,6456,722Jan 2, 2026
Oct 21, 2025Thomas J Herzfeld
other
DDisposition to issuer
Common Stock
-121,238$2.59$314k1,542,799Oct 23, 2025
Oct 21, 2025Brigitta Suzanne Herzfeld
director
DDisposition to issuer
Common stock
-9,600$2.59$25k122,166Oct 23, 2025
Oct 21, 2025Erik Mervin Herzfeld
President
DDisposition to issuer
Common stock
-46,642$2.59$121k593,529Oct 23, 2025
Oct 21, 2025Ryan M Paylor
other
DDisposition to issuer
Common stock
-3,679$2.59$9,54146,823Oct 23, 2025
Jun 30, 2025Thomas J Herzfeld
other
JOther
Common stock
+90,313$2.46$222k1,664,037Jul 2, 2025
Jun 30, 2025Kay W Tatum
director
JOther
Common stock
+282$2.46$6945,309Jul 2, 2025
Jun 30, 2025Ann S Lieff
director
JOther
Common Stock
+3,756$2.46$9,24743,533Jul 2, 2025
Jun 30, 2025Cecilia L Gondor
director
JOther
Common stock
+2,357$2.46$5,80244,317Jul 2, 2025
Jun 30, 2025John A Gelety
director
JOther
Common Stock
+775$2.46$1,90810,206Jul 2, 2025
Jun 30, 2025Brigitta Suzanne Herzfeld
director
JOther
Common stock
+7,009$2.46$17k131,766Jul 2, 2025
Jun 30, 2025Ryan M Paylor
other
JOther
Common stock
+4,358$2.46$11k50,502Jul 2, 2025
Jun 30, 2025Erik Mervin Herzfeld
President
JOther
Common stock
+55,241$2.46$136k640,171Jul 2, 2025
Apr 7, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+1,706$2.40$4,0901,573,724Apr 9, 2025
Apr 1, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+1,294$2.65$3,426124,757Apr 3, 2025
Apr 1, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+781$2.65$2,0681,572,018Apr 3, 2025
Mar 28, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+394$2.61$1,0281,570,767Apr 1, 2025
Mar 28, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+322$2.61$840122,856Apr 1, 2025
Mar 31, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+470$2.59$1,2171,571,237Apr 1, 2025
Mar 31, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+607$2.59$1,572123,463Apr 1, 2025
Mar 24, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+815$2.69$2,192120,843Mar 26, 2025
Mar 24, 2025Ryan M Paylor
other
POpen-market purchase
Common stock
+20,000$2.69$54k46,144Mar 26, 2025
Mar 24, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+1,674$2.70$4,5131,568,223Mar 26, 2025
Mar 25, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+1,691$2.70$4,564122,534Mar 26, 2025
Mar 25, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+2,150$2.70$5,8031,570,373Mar 26, 2025
Mar 14, 2025Brigitta Suzanne Herzfeld
director
POpen-market purchase
Common stock
+1,430$2.64$3,775120,028Mar 18, 2025
Mar 14, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+987$2.64$2,6061,566,549Mar 18, 2025
Mar 12, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+7,297$2.65$19k1,564,310Mar 17, 2025
Mar 13, 2025Thomas J Herzfeld
other
POpen-market purchase
Common stock
+1,252$2.61$3,2681,565,562Mar 17, 2025
50 of 129 rows shown.

Insiders

Everyone who has filed a Form 4 here.

Questions about HERZ

Answered from the filings on this page, as of the latest one.

Are insiders buying HERZ?

No. In the last 90 days no insider at HERZFELD CARIBBEAN BASIN FUND INC bought or sold shares on the open market according to SEC Form 4 filings. The rows on file from that period are grants, exercises, tax withholding or other transactions, which carry no view on the price.

Who was the last insider to trade HERZ on the open market?

Thomas J Herzfeld bought $58k of HERZ on Apr 15, 2026 and filed the Form 4 on Apr 17, 2026. InsiderTell scored 24 (weak).

How many insiders file Form 4 at HERZFELD CARIBBEAN BASIN FUND INC?

8 people have filed a Form 4 at HERZFELD CARIBBEAN BASIN FUND INC, among them Cecilia L Gondor (director), John A Gelety (director), Thomas J Herzfeld (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

HERZ insider trading: HERZFELD CARIBBEAN BASIN FUND INC | InsiderTell