Insider · CIK 0001310710
Thomas J Herzfeld
Files at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). First filing Mar 6, 2025, latest Apr 17, 2026.
In brief
Thomas J Herzfeld files SEC Form 4 as director at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). Since Mar 6, 2025, Thomas J Herzfeld has reported 14 open-market buys worth $335k and 0 open-market sells worth $0, the latest filed on Apr 17, 2026.
After Thomas J Herzfeld's past buys, the stock trailed the S&P 500 by a median 16.7% over six months (n = 12), and 0% of those buys were ahead of the index at six months. InsiderTell labels that a negative record.
The newest scored trade: bought $58k of HERZ on Apr 15, 2026, filed Apr 17, 2026, scored 24 (weak). In the last 12 months: 3 buys worth $182k and 0 sells worth $0.
Where the trades landed
Last year at the company this insider has traded most, with each buy and sell on the bar it happened.
HERZ: HERZFELD CARIBBEAN BASIN FUND INC
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 24Weak | HERZbuy HERZFELD CARIBBEAN BASIN FUND INC | $58k 3,610 shares | +2% | +33% from low-28% from high | |
| 30Weak | HERZFELD CARIBBEAN BASIN FUND INC | $46k 2,974 shares | +2% | +30% from low-30% from high | |
| 29Weak | HERZFELD CARIBBEAN BASIN FUND INC | $78k 5,036 shares | +3% | +37% from low-29% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $4,090 1,706 shares | +0% | +17% from low-12% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $2,068 781 shares | +0% | +33% from low-0% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $2,245 864 shares | +0% | +30% from low-3% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $10k 3,824 shares | +0% | +33% from low0% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $2,606 987 shares | +0% | +31% from low0% from high | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $23k 8,549 shares | +1% | - | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $23k 8,549 shares | +1% | - | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $6,448 2,502 shares | +0% | - | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $2,765 1,067 shares | +0% | - | |
| 23Weak | HERZFELD CARIBBEAN BASIN FUND INC | $9,227 3,563 shares | +0% | - | |
| 31Weak | HERZFELD CARIBBEAN BASIN FUND INC | $68k 27,186 shares | +2% | - |
Transactions
Every row this insider has filed, 37 in all, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Apr 15, 2026 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +3,610 | $16.01 | $58k | 197,248 | Apr 17, 2026 |
| Mar 27, 2026 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +2,974 | $15.50 | $46k | 193,638 | Mar 31, 2026 |
| Mar 2, 2026 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +3,760 | $15.32 | $58k | 189,388 | Mar 4, 2026 |
| Mar 3, 2026 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,276 | $15.81 | $20k | 190,664 | Mar 4, 2026 |
| Dec 30, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common Stock | +313,441 | $2.58 | $809k | 1,856,241 | Jan 14, 2026 |
| Dec 30, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common Stock | +313,439 | $2.58 | $809k | 1,856,239 | Jan 6, 2026 |
| Dec 30, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common Stock | +313,444 | $2.58 | $809k | 1,856,244 | Jan 2, 2026 |
| Oct 21, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common Stock | -121,238 | $2.59 | $314k | 1,542,799 | Oct 23, 2025 |
| Jun 30, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | JOther Common stock | +90,313 | $2.46 | $222k | 1,664,037 | Jul 2, 2025 |
| Apr 7, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,706 | $2.40 | $4,090 | 1,573,724 | Apr 9, 2025 |
| Apr 1, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +781 | $2.65 | $2,068 | 1,572,018 | Apr 3, 2025 |
| Mar 28, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +394 | $2.61 | $1,028 | 1,570,767 | Apr 1, 2025 |
| Mar 31, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +470 | $2.59 | $1,217 | 1,571,237 | Apr 1, 2025 |
| Mar 24, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,674 | $2.70 | $4,513 | 1,568,223 | Mar 26, 2025 |
| Mar 25, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +2,150 | $2.70 | $5,803 | 1,570,373 | Mar 26, 2025 |
| Mar 14, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +987 | $2.64 | $2,606 | 1,566,549 | Mar 18, 2025 |
| Mar 12, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +7,297 | $2.65 | $19k | 1,564,310 | Mar 17, 2025 |
| Mar 13, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,252 | $2.61 | $3,268 | 1,565,562 | Mar 17, 2025 |
| Mar 12, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +7,297 | $2.65 | $19k | 1,564,310 | Mar 14, 2025 |
| Mar 13, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,252 | $2.61 | $3,268 | 1,565,562 | Mar 14, 2025 |
| Mar 10, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,625 | $2.57 | $4,176 | 1,556,136 | Mar 12, 2025 |
| Mar 11, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +877 | $2.59 | $2,271 | 1,557,013 | Mar 12, 2025 |
| Mar 7, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +1,067 | $2.59 | $2,765 | 1,554,511 | Mar 11, 2025 |
| Mar 6, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +3,563 | $2.59 | $9,227 | 1,553,444 | Mar 10, 2025 |
| Mar 4, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +16,420 | $2.47 | $41k | 1,539,115 | Mar 6, 2025 |
| Mar 5, 2025 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | POpen-market purchase Common stock | +10,766 | $2.56 | $28k | 1,549,881 | Mar 6, 2025 |
| Nov 15, 2024 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common stock | -112,588 | $3.23 | $363k | 1,477,523 | Nov 21, 2024 |
| Nov 15, 2024 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common stock | -112,420 | $3.23 | $363k | 1,477,691 | Nov 19, 2024 |
| Mar 19, 2024 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common stock | -229,498 | $3.38 | $776k | 1,456,069 | Mar 26, 2024 |
| Mar 19, 2024 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | DDisposition to issuer Common stock | -229,068 | $3.38 | $775k | 1,456,498 | Mar 21, 2024 |
| Jan 31, 2024 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | JOther Common stock | +65,791 | $2.63 | $173k | 1,685,567 | Feb 2, 2024 |
| Dec 18, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Common stock | +418,114 | $2.31 | $966k | 1,619,776 | Dec 29, 2023 |
| Dec 18, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Oversubscription Privilege (contingent right to buy)derivative | -418,114 | $0.00 | $0 | 0 | Dec 29, 2023 |
| Dec 18, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Common stock | +440,049 | $2.31 | $1.0M | 1,641,711 | Dec 20, 2023 |
| Dec 18, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Oversubscription Privilege (contingent right to buy)derivative | -440,049 | $0.00 | $0 | 0 | Dec 20, 2023 |
| Dec 13, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Common stock | +600,831 | $2.31 | $1.4M | 1,202,270 | Dec 15, 2023 |
| Dec 13, 2023 | HERZ HERZFELD CARIBBEAN BASIN FUND INC | XIn-the-money exercise Non-transferable Subscription Rights (rights to buy)derivative | -600,831 | $0.00 | $0 | 0 | Dec 15, 2023 |
Questions about Thomas J Herzfeld
Answered from the filings on this page, as of the latest one.
Is Thomas J Herzfeld buying or selling?
In the last 12 months Thomas J Herzfeld reported 3 open-market buys worth $182k and 0 open-market sells worth $0 on SEC Form 4; the latest was bought $58k of HERZ on Apr 15, 2026. Grants, option exercises and tax withholding are not counted.
How did Thomas J Herzfeld's past buys perform?
Measured from the first close after each filing, the stock trailed the S&P 500 by a median 16.7% over six months across 12 past buys, with 0% ahead of the index. Past results describe what happened; they do not predict the next trade.
Where does Thomas J Herzfeld file Form 4?
Thomas J Herzfeld has filed Form 4 at HERZ (HERZFELD CARIBBEAN BASIN FUND INC). A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.