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sellWeak cluster of 510b5-1 plan

Frank Yocca sold $152 of BTAIQ

Chief Scientific Officer at BioXcel Therapeutics, Inc.. 430 shares at an average of $0.35, traded Dec 16, 2024, filed Dec 17, 2024.

Warning score
0
Value
$152
430 shares
Holdings after
28,931
-1% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    Officer
    +15
  • Trade size
    $152 at market
    0
  • Share of holdings sold
    Sold 1.5% of holdings
    0
  • Cluster
    5 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

BTAIQOct 8, 2026 · close 0.05
Since filing Sep 8, 2026: +11.5%SPY +31.7% · excess -20.2%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001104659-24-129457, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Dec 14, 2024MOption exercise
Common Stock10b5-1
+521--28,799Dec 17, 2024
Dec 15, 2024MOption exercise
Common Stock10b5-1
+562--29,361Dec 17, 2024
Dec 16, 2024SOpen-market sale
Common Stock10b5-1
-205$0.36$7329,156Dec 17, 2024
Dec 16, 2024SOpen-market sale
Common Stock10b5-1
-225$0.35$7928,931Dec 17, 2024
Dec 14, 2024MOption exercise
Restricted Stock Unitsderivative10b5-1
-521$0.00$02,606Dec 17, 2024
Dec 15, 2024MOption exercise
Restricted Stock Unitsderivative10b5-1
-562$0.00$05,064Dec 17, 2024

Related signals

Other insiders at BioXcel Therapeutics, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
10Weak
BTAIQsell 410b5-1
BioXcel Therapeutics, Inc.
Vimal Mehta
CEO and President
$21k
19,419 shares
-22%
7Weak
BTAIQsell 410b5-1
BioXcel Therapeutics, Inc.
Richard I Steinhart
Chief Financial Officer
$7,427
6,845 shares
-21%
0Weak
BTAIQsell 410b5-1
BioXcel Therapeutics, Inc.
Javier Rodriguez
See Remarks
$7,111
6,560 shares
-20%
0Weak
BTAIQsell 410b5-1
BioXcel Therapeutics, Inc.
Frank Yocca
Chief Scientific Officer
$7,427
6,845 shares
-21%
0Weak
BTAIQsell 510b5-1
BioXcel Therapeutics, Inc.
Javier Rodriguez
See Remarks
$153
430 shares
-2%
2Weak
BTAIQsell 510b5-1
BioXcel Therapeutics, Inc.
Richard I Steinhart
Chief Financial Officer
$207
577 shares
-3%
5Weak
BTAIQsell 510b5-1
BioXcel Therapeutics, Inc.
Vimal Mehta
CEO and President
$1,131
3,117 shares
-5%
0Weak
BTAIQsell 510b5-1
BioXcel Therapeutics, Inc.
Vincent O'Neill
See Remarks
$58
165 shares
-1%
5Weak
BTAIQsell 610b5-1
BioXcel Therapeutics, Inc.
Vimal Mehta
CEO and President
$2,739
2,134 shares
-4%
0Weak
BTAIQsell 610b5-1
BioXcel Therapeutics, Inc.
Vincent O'Neill
See Remarks
$199
155 shares
-4%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Frank Yocca sold $152 of BTAIQ | InsiderTell