sellModerate cluster of 6
Schaupp William E sold $369k of CAT
Chief Accounting Officer at CATERPILLAR INC. 968 shares at an average of $380.98, traded Nov 1, 2024, filed Nov 4, 2024.
Warning score
40Value
$369k
968 shares
Holdings after
1,686
-36% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet
Score components
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
Rows in this filing
Every transaction in Form 4 0001104659-24-113834, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Nov 1, 2024 | MOption exercise Common Stock | +2,000 | $196.70 | $393k | 3,686 | Nov 4, 2024 |
| Nov 1, 2024 | FTax withholding Common Stock | -1,032 | $380.91 | $393k | 2,654 | Nov 4, 2024 |
| Nov 1, 2024 | SOpen-market sale Common Stock | -968 | $380.98 | $369k | 1,686 | Nov 4, 2024 |
| Nov 1, 2024 | MOption exercise Exployee Stock Optionsderivative | -2,000 | $196.70 | $393k | 1,095 | Nov 4, 2024 |
Related signals
Other insiders at CATERPILLAR INC and this insider’s other filings.
| Score | Side | Company | Insider | Value | Shares | Filed |
|---|---|---|---|---|---|---|
| 6Weak | buy10b5-1 | CAT CATERPILLAR INC | Johnson Gerald director | $40k | 100 | |
| 50Moderate | sell 3 | CAT CATERPILLAR INC | Fassino Anthony D. Group President | $2.6M | 6,279 | |
| 47Moderate | sell 310b5-1 | CAT CATERPILLAR INC | BONFIELD ANDREW R J Chief Financial Officer | $4.1M | 10,000 | |
| 30Weak | sell 7 | CAT CATERPILLAR INC | SCHWAB SUSAN C director | $766 | 2 | |
| 50Moderate | sell 6 | CAT CATERPILLAR INC | De Lange Bob Group President | $5.2M | 12,657 | |
| 54Moderate | sell 6 | CAT CATERPILLAR INC | DICKINSON DANIEL M director | $543k | 1,300 | |
| 50Moderate | sell 6 | CAT CATERPILLAR INC | Fassino Anthony D. Group President | $2.3M | 5,509 | |
| 60Notable | sell 6 | CAT CATERPILLAR INC | Johnson Cheryl H Chief Human Resources Officer | $1.0M | 2,664 |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.