Anthony D. Fassino sold $2.3M of CAT
Group President at CATERPILLAR INC. 5,509 shares at an average of $409.84, traded Nov 6, 2024, filed Nov 7, 2024.
Score components
- +20RolePresident
- +25Trade size$2.3M at market
- +5Share of holdings soldSold 14% of holdings
- +15Cluster6 insiders selling within 14 days
- -15Exercise and sellShares came from an option exercise in the same filing
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
This signal so far: 1m -3.2%, 3m -10.1%, 6m -19.9%.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001104659-24-115375, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Nov 6, 2024 | MOption exercise Common Stock | +8,000 | $127.60 | $1.0M | 41,422 | Nov 7, 2024 |
| Nov 6, 2024 | FTax withholding Common Stock | -2,491 | $409.72 | $1.0M | 38,951 | Nov 7, 2024 |
| Nov 6, 2024 | SOpen-market sale Common Stock | -5,509 | $409.84 | $2.3M | 33,442 | Nov 7, 2024 |
| Nov 6, 2024 | MOption exercise Employee Stock Optionsderivative | -8,000 | $127.60 | $1.0M | 9,133 | Nov 7, 2024 |
Related signals
Other insiders at CATERPILLAR INC and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 45Moderate | CATsell CATERPILLAR INC | Joseph E Creed Chief Executive Officer | $26M 32,401 shares | -48% | |
| 53Moderate | CATsell CATERPILLAR INC | Jason Kaiser Group President | $860k 2,425 shares | -28% | |
| 11Weak | CATERPILLAR INC | Gerald Johnson director | $37k 100 shares | +3% | |
| 32Weak | CATERPILLAR INC | Andrew R J Bonfield Chief Financial Officer | $3.8M 10,000 shares | -18% | |
| 6Weak | CATERPILLAR INC | Gerald Johnson director | $40k 100 shares | +4% | |
| 50Moderate | CATERPILLAR INC | Anthony D. Fassino Group President | $2.6M 6,279 shares | -16% | |
| 47Moderate | CATERPILLAR INC | Andrew R J Bonfield Chief Financial Officer | $4.1M 10,000 shares | -15% | |
| 30Weak | CATERPILLAR INC | Susan C Schwab director | $766 2 shares | -0% | |
| 50Moderate | CATERPILLAR INC | Bob De Lange Group President | $5.2M 12,657 shares | -15% | |
| 54Moderate | CATERPILLAR INC | Daniel M Dickinson director | $543k 1,300 shares | -21% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.