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sellModerate cluster of 610b5-1 plan

Dave Girouard sold $2.7M of UPST

Chief Executive Officer at Upstart Holdings, Inc.. 41,667 shares at an average of $65.41, traded Nov 15, 2024, filed Nov 19, 2024.

Warning score
40
Value
$2.7M
41,667 shares
Holdings after
61,512
-40% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    CEO
    +25
  • Trade size
    $2.7M at market
    +25
  • Share of holdings sold
    Sold 40% of holdings
    +10
  • Cluster
    6 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -5.5%, 3m +22.2%, 6m -34.4%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

UPSTOct 9, 2026 · close 24.10
Since filing Nov 19, 2024: -66.1%SPY +34.9% · excess -101.0%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001628280-24-048429, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 15, 2024MOption exercise
Common Stock10b5-1
+41,667$0.83$35k103,179Nov 19, 2024
Nov 15, 2024SOpen-market sale
Common Stock10b5-1
-28,484$64.97$1.9M74,695Nov 19, 2024
Nov 15, 2024SOpen-market sale
Common Stock10b5-1
-8,552$66.06$565k66,143Nov 19, 2024
Nov 15, 2024SOpen-market sale
Common Stock10b5-1
-4,631$66.94$310k61,512Nov 19, 2024
Nov 15, 2024MOption exercise
Employee Stock Option (Right to buy)derivative10b5-1
-41,667$0.00$01,168,411Nov 19, 2024

Related signals

Other insiders at Upstart Holdings, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
35Weak
UPSTsell
Upstart Holdings, Inc.
Sanjay Datta
President, Capital& Enterprise
$3.2M
116,000 shares
-20%
60Notable
UPSTbuy
Upstart Holdings, Inc.
Paul Gu
Chief Executive Officer
$1.3M
50,000 shares
+63%
33Weak
UPSTsell 210b5-1
Upstart Holdings, Inc.
Dave Girouard
Chief Executive Officer
$2.5M
41,667 shares
-44%
7Weak
UPSTsell 310b5-1
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$180k
3,000 shares
-2%
40Moderate
UPSTsell 310b5-1
Upstart Holdings, Inc.
Dave Girouard
Chief Executive Officer
$2.5M
41,667 shares
-44%
10Weak
UPSTsell 410b5-1
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$369k
7,383 shares
-5%
10Weak
UPSTsell 410b5-1
Upstart Holdings, Inc.
Kerry Whorton Cooper
director
$23k
500 shares
-2%
44Moderate
UPSTsell 3
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$316k
6,732 shares
-4%
57Moderate
UPSTsell 3
Upstart Holdings, Inc.
Sanjay Datta
Chief Financial Officer
$635k
13,512 shares
-4%
0Weak
UPSTsell10b5-1
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$100k
2,000 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Dave Girouard sold $2.7M of UPST | InsiderTell