Paul Gu sold $4.3M of UPST
Chief Technology Offier at Upstart Holdings, Inc.. 65,000 shares at an average of $66.58, traded Nov 15, 2024, filed Nov 19, 2024.
Score components
- +15RoleOfficer
- +25Trade size$4.3M at market
- 0Share of holdings soldSold 6.9% of holdings
- +15Cluster6 insiders selling within 14 days
- -15Exercise and sellShares came from an option exercise in the same filing
- -2010b5-1 planPre-scheduled under a 10b5-1 plan
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
This signal so far: 1m -5.5%, 3m +22.2%, 6m -34.4%.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001628280-24-048425, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Nov 15, 2024 | MOption exercise Common Stock10b5-1 | +5,000 | $1.17 | $5,850 | 883,565 | Nov 19, 2024 |
| Nov 15, 2024 | MOption exercise Common Stock10b5-1 | +60,000 | $1.17 | $70k | 943,565 | Nov 19, 2024 |
| Nov 15, 2024 | SOpen-market sale Common Stock10b5-1 | -16,274 | $65.43 | $1.1M | 927,291 | Nov 19, 2024 |
| Nov 15, 2024 | SOpen-market sale Common Stock10b5-1 | -28,425 | $66.53 | $1.9M | 898,866 | Nov 19, 2024 |
| Nov 15, 2024 | SOpen-market sale Common Stock10b5-1 | -17,775 | $67.44 | $1.2M | 881,091 | Nov 19, 2024 |
| Nov 15, 2024 | SOpen-market sale Common Stock10b5-1 | -2,426 | $68.46 | $166k | 878,665 | Nov 19, 2024 |
| Nov 15, 2024 | SOpen-market sale Common Stock10b5-1 | -100 | $69.17 | $6,917 | 878,565 | Nov 19, 2024 |
| Nov 15, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -5,000 | $0.00 | $0 | 0 | Nov 19, 2024 |
| Nov 15, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -60,000 | $0.00 | $0 | 4,583 | Nov 19, 2024 |
Related signals
Other insiders at Upstart Holdings, Inc. and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 35Weak | UPSTsell Upstart Holdings, Inc. | Sanjay Datta President, Capital& Enterprise | $3.2M 116,000 shares | -20% | |
| 60Notable | UPSTbuy Upstart Holdings, Inc. | Paul Gu Chief Executive Officer | $1.3M 50,000 shares | +63% | |
| 16Weak | Upstart Holdings, Inc. | Kerry Whorton Cooper director | $34k 500 shares | -3% | |
| 25Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $1.1M 17,507 shares | -12% | |
| 46Moderate | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $379k 4,794 shares | -3% | |
| 62Notable | Upstart Holdings, Inc. | Sanjay Datta Chief Financial Officer | $1.3M 16,070 shares | -5% | |
| 55Moderate | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $357k 4,524 shares | -8% | |
| 54Moderate | Upstart Holdings, Inc. | Paul Gu Chief Technology Offier | $949k 12,007 shares | -1% | |
| 40Moderate | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $3.5M 41,667 shares | -42% | |
| 25Weak | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $2.6M 41,667 shares | -42% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.