Paul Gu sold $2.7M of UPST
Chief Technology Offier at Upstart Holdings, Inc.. 36,714 shares at an average of $72.83, traded Nov 20, 2024, filed Nov 22, 2024.
Score components
- +15RoleOfficer
- +25Trade size$2.7M at market
- 0Share of holdings soldSold 4.2% of holdings
- +15Cluster7 insiders selling within 14 days
- -15Exercise and sellShares came from an option exercise in the same filing
- -2010b5-1 planPre-scheduled under a 10b5-1 plan
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001628280-24-049034, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Nov 20, 2024 | SOpen-market sale Common Stock10b5-1 | -11,476 | $69.60 | $799k | 867,089 | Nov 22, 2024 |
| Nov 20, 2024 | SOpen-market sale Common Stock10b5-1 | -4,024 | $70.45 | $283k | 863,065 | Nov 22, 2024 |
| Nov 21, 2024 | MOption exercise Common Stock10b5-1 | +4,583 | $1.17 | $5,362 | 867,648 | Nov 22, 2024 |
| Nov 21, 2024 | MOption exercise Common Stock10b5-1 | +16,631 | $1.17 | $19k | 884,279 | Nov 22, 2024 |
| Nov 21, 2024 | SOpen-market sale Common Stock10b5-1 | -21,214 | $75.03 | $1.6M | 863,065 | Nov 22, 2024 |
| Nov 21, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -4,583 | $0.00 | $0 | 0 | Nov 22, 2024 |
| Nov 21, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -16,631 | $0.00 | $0 | 218,786 | Nov 22, 2024 |
Related signals
Other insiders at Upstart Holdings, Inc. and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 35Weak | UPSTsell Upstart Holdings, Inc. | Sanjay Datta President, Capital& Enterprise | $3.2M 116,000 shares | -20% | |
| 60Notable | UPSTbuy Upstart Holdings, Inc. | Paul Gu Chief Executive Officer | $1.3M 50,000 shares | +63% | |
| 33Weak | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $2.5M 41,667 shares | -44% | |
| 7Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $180k 3,000 shares | -2% | |
| 40Moderate | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $2.5M 41,667 shares | -44% | |
| 10Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $369k 7,383 shares | -5% | |
| 10Weak | Upstart Holdings, Inc. | Kerry Whorton Cooper director | $23k 500 shares | -2% | |
| 44Moderate | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $316k 6,732 shares | -4% | |
| 57Moderate | Upstart Holdings, Inc. | Sanjay Datta Chief Financial Officer | $635k 13,512 shares | -4% | |
| 0Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $100k 2,000 shares | -1% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.