Paul Gu sold $5.5M of UPST
Chief Technology Offier at Upstart Holdings, Inc.. 72,400 shares at an average of $75.28, traded Dec 4, 2024, filed Dec 6, 2024.
Score components
- +15RoleOfficer
- +25Trade size$5.5M at market
- 0Share of holdings soldSold 8.1% of holdings
- +15Cluster7 insiders selling within 14 days
- -15Exercise and sellShares came from an option exercise in the same filing
- -2010b5-1 planPre-scheduled under a 10b5-1 plan
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001628280-24-050263, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Dec 4, 2024 | MOption exercise Common Stock10b5-1 | +28,155 | $1.17 | $33k | 891,220 | Dec 6, 2024 |
| Dec 4, 2024 | SOpen-market sale Common Stock10b5-1 | -28,155 | $75.06 | $2.1M | 863,065 | Dec 6, 2024 |
| Dec 5, 2024 | MOption exercise Common Stock10b5-1 | +4,019 | $1.17 | $4,702 | 867,084 | Dec 6, 2024 |
| Dec 5, 2024 | SOpen-market sale Common Stock10b5-1 | -4,019 | $75.00 | $301k | 863,065 | Dec 6, 2024 |
| Dec 6, 2024 | MOption exercise Common Stock10b5-1 | +40,226 | $1.17 | $47k | 903,291 | Dec 6, 2024 |
| Dec 6, 2024 | SOpen-market sale Common Stock10b5-1 | -35,876 | $75.37 | $2.7M | 867,415 | Dec 6, 2024 |
| Dec 6, 2024 | SOpen-market sale Common Stock10b5-1 | -4,350 | $76.18 | $331k | 863,065 | Dec 6, 2024 |
| Dec 4, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -28,155 | $0.00 | $0 | 44,245 | Dec 6, 2024 |
| Dec 5, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -4,019 | $0.00 | $0 | 40,226 | Dec 6, 2024 |
| Dec 6, 2024 | MOption exercise Employee Stock Option (Right to buy)derivative10b5-1 | -40,226 | $0.00 | $0 | 0 | Dec 6, 2024 |
Related signals
Other insiders at Upstart Holdings, Inc. and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 35Weak | UPSTsell Upstart Holdings, Inc. | Sanjay Datta President, Capital& Enterprise | $3.2M 116,000 shares | -20% | |
| 60Notable | UPSTbuy Upstart Holdings, Inc. | Paul Gu Chief Executive Officer | $1.3M 50,000 shares | +63% | |
| 33Weak | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $2.5M 41,667 shares | -44% | |
| 7Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $180k 3,000 shares | -2% | |
| 40Moderate | Upstart Holdings, Inc. | Dave Girouard Chief Executive Officer | $2.5M 41,667 shares | -44% | |
| 10Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $369k 7,383 shares | -5% | |
| 10Weak | Upstart Holdings, Inc. | Kerry Whorton Cooper director | $23k 500 shares | -2% | |
| 44Moderate | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $316k 6,732 shares | -4% | |
| 57Moderate | Upstart Holdings, Inc. | Sanjay Datta Chief Financial Officer | $635k 13,512 shares | -4% | |
| 0Weak | Upstart Holdings, Inc. | Scott Darling Chief Legal Officer | $100k 2,000 shares | -1% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.