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sellModerate cluster of 310b5-1 plan

David Spector sold $1.1M of PFSI

Chairman & CEO at PennyMac Financial Services, Inc.. 10,000 shares at an average of $105.04, traded Nov 12, 2024, filed Nov 13, 2024.

Warning score
45
Value
$1.1M
10,000 shares
Holdings after
180,604
-5% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    CEO
    +25
  • Trade size
    $1.1M at market
    +25
  • Share of holdings sold
    Sold 5.2% of holdings
    0
  • Cluster
    3 insiders selling within 14 days
    +15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +2.0%, 3m -2.5%, 6m -3.0%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

PFSIOct 9, 2026 · close 59.90
Since filing Nov 13, 2024: -40.2%SPY +33.4% · excess -73.6%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001127602-24-027246, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 12, 2024SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-8,598$104.92$902k182,006Nov 13, 2024
Nov 12, 2024SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-1,218$105.60$129k180,788Nov 13, 2024
Nov 12, 2024SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-184$106.74$20k180,604Nov 13, 2024

Related signals

Other insiders at PennyMac Financial Services, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
17Weak
PFSIsell
PennyMac Financial Services, Inc.
Gregory L Hendry
MD, Chief Accounting Officer
$465k
3,530 shares
-7%
25Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$615k
5,000 shares
-4%
25Weak
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$341k
2,925 shares
-1%
30Weak
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$633k
5,850 shares
-2%
53Moderate
PFSIsell 4
PennyMac Financial Services, Inc.
Derek Stark
Chief Legal Officer
$520k
4,750 shares
-19%
38Weak
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$529k
5,000 shares
-4%
52Moderate
PFSIsell 3
PennyMac Financial Services, Inc.
Joseph F Mazzella
director
$769k
7,107 shares
-8%
23Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$504k
5,000 shares
-4%
23Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$491k
5,000 shares
-3%
42Moderate
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$1.0M
10,500 shares
-4%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David Spector sold $1.1M of PFSI | InsiderTell