Skip to content
sellWeak cluster of 210b5-1 plan

David Spector sold $1.0M of PFSI

Chairman & CEO at PennyMac Financial Services, Inc.. 10,000 shares at an average of $104.95, traded Dec 4, 2024, filed Dec 6, 2024.

Warning score
38
Value
$1.0M
10,000 shares
Holdings after
170,604
-6% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    CEO
    +25
  • Trade size
    $1.0M at market
    +25
  • Share of holdings sold
    Sold 5.5% of holdings
    0
  • Cluster
    2 insiders selling within 14 days
    +8
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -5.9%, 3m -4.7%, 6m -10.1%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

PFSIOct 9, 2026 · close 59.90
Since filing Dec 6, 2024: -42.8%SPY +31.1% · excess -73.9%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001127602-24-028796, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Dec 4, 2024SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-5,162$104.53$540k175,442Dec 6, 2024
Dec 4, 2024SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-4,838$105.39$510k170,604Dec 6, 2024

Related signals

Other insiders at PennyMac Financial Services, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
43Moderate
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$1.9M
22,436 shares
-25%
20Weak
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Derek Stark
Chief Legal Officer
$93k
1,066 shares
-5%
21Weak
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Derek Stark
Chief Legal Officer
$174k
1,903 shares
-8%
50Moderate
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$1.2M
12,950 shares
-13%
40Moderate
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$273k
2,925 shares
-1%
48Moderate
PFSIbuy
PennyMac Financial Services, Inc.
Patrick Kinsella
director
$201k
2,250 shares
+7%
30Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$1.5M
10,000 shares
-9%
25Weak
PFSIsell 2
PennyMac Financial Services, Inc.
Gregory L Hendry
MD, Chief Accounting Officer
$465k
3,530 shares
-7%
33Weak
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$649k
5,000 shares
-4%
60Notable
PFSIsell 3
PennyMac Financial Services, Inc.
Doug Jones
Director, President & CMBO
$2.7M
20,000 shares
-4%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David Spector sold $1.0M of PFSI | InsiderTell