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sellWeak cluster of 310b5-1 plan

Lia Dean sold $426k of COF

Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP. 2,066 shares at an average of $206.07, traded Sep 15, 2026, filed Sep 16, 2026.

Warning score
27
Value
$426k
2,066 shares
Holdings after
61,195
-3% from before
From 52-week low
+18%
low $174.73, close $206.85
From 52-week high
-19%
high $254.96, as of Sep 15, 2026

Score components

  • Role
    Officer
    +15
  • Trade size
    $426k at market
    +17
  • Share of holdings sold
    Sold 3.3% of holdings
    0
  • Cluster
    3 insiders selling within 14 days
    +15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

COFOct 9, 2026 · close 199.26
Since filing Sep 16, 2026: -1.9%SPY +3.5% · excess -5.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001741273-26-000020, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Sep 15, 2026SOpen-market sale
Common Stock10b5-1
-2,066$206.07$426k61,19526 d ago

Related signals

Other insiders at CAPITAL ONE FINANCIAL CORP and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
16Weak
COFsell10b5-1
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$687k
3,500 shares
-4%
26Weak
COFsell 310b5-1
CAPITAL ONE FINANCIAL CORP
Celia Karam
Pres, Retail Bank
$416k
2,017 shares
-3%
31Weak
COFsell 310b5-1
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$749k
3,500 shares
-4%
30Weak
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Lia Dean
Pres, Banking & Prem. Products
$627k
3,284 shares
-5%
24Weak
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Celia Karam
Pres, Retail Bank
$312k
1,636 shares
-3%
30Weak
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Mark Daniel Mouadeb
President, Card
$335k
1,593 shares
-3%
60Notable
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Neal Blinde
President, Commercial Banking
$7.3M
38,135 shares
-53%
29Weak
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Mark Daniel Mouadeb
President, Card
$306k
1,509 shares
-3%
32Weak
COFsell 510b5-1
CAPITAL ONE FINANCIAL CORP
Jason P. Hanson
Pres.- Global Payment Network
$764k
3,729 shares
-8%
24Weak
COFsell 210b5-1
CAPITAL ONE FINANCIAL CORP
Lia Dean
Pres, Banking & Prem. Products
$735k
3,284 shares
-4%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.