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sellWeak10b5-1 plan

Neesha Hathi sold $346k of SCHW

MD, Head Wealth Adv, Bnk, Tst at SCHWAB CHARLES CORP. 3,177 shares at an average of $109.04, traded Sep 1, 2026, filed Sep 2, 2026.

Warning score
5
Value
$346k
3,177 shares
Holdings after
5,770
-36% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    Officer
    +15
  • Trade size
    $346k at market
    +15
  • Share of holdings sold
    Sold 36% of holdings
    +10
  • Cluster
    No other insider selling within 14 days
    0
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

SCHWOct 9, 2026 · close 96.70
Since filing Sep 2, 2026: -10.7%SPY +2.0% · excess -12.7%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001879974-26-000013, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Sep 1, 2026MOption exercise
Common Stock10b5-1
+3,177$52.05$165k040 d ago
Sep 1, 2026SOpen-market sale
Common Stockindirect: by Trust10b5-1
-3,177$109.04$346k5,77040 d ago
Sep 1, 2026MOption exercise
Nonqualified Stock Option (right to buy)derivative10b5-1
-3,177$0.00$0040 d ago

Related signals

Other insiders at SCHWAB CHARLES CORP and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
8Weak
SCHWsell10b5-1
SCHWAB CHARLES CORP
Neesha Hathi
MD, Head Wealth Adv, Bnk, Tst
$489k
5,000 shares
-46%
48Moderate
SCHWsell 3
SCHWAB CHARLES CORP
Jonathan S Beatty
MD, Head of Advisor Services
$250k
2,850 shares
-16%
60Notable
SCHWsell 3
SCHWAB CHARLES CORP
Jonathan M. Craig
MD, Head of Investor Services
$4.2M
47,500 shares
-100%
65Notable
SCHWsell 3
SCHWAB CHARLES CORP
Walter W Bettinger
Co-Chairman
$17M
191,523 shares
-20%
14Weak
SCHWsell 310b5-1
SCHWAB CHARLES CORP
Jonathan S Beatty
MD, Head of Advisor Services
$311k
3,658 shares
-17%
30Weak
SCHWsell 210b5-1
SCHWAB CHARLES CORP
Jonathan M. Craig
MD, Head of Investor Services
$784k
9,559 shares
-100%
40Moderate
SCHWsell10b5-1
SCHWAB CHARLES CORP
Jonathan M. Craig
MD, Head of Investor Services
$1.8M
23,258 shares
-100%
25Weak
SCHWsell10b5-1
SCHWAB CHARLES CORP
Jonathan M. Craig
MD, Head of Investor Services
$2.3M
28,668 shares
-55%
40Moderate
SCHWsell
SCHWAB CHARLES CORP
Walter W Bettinger
Co-Chairman
$38M
464,629 shares
-36%
16Weak
SCHWsell10b5-1
SCHWAB CHARLES CORP
Carolyn Schwab-Pomerantz
director
$714k
9,000 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Neesha Hathi sold $346k of SCHW | InsiderTell