Skip to content
sellWeak cluster of 410b5-1 plan

Philip Andrew Smith sold $3.7M of SNEX

Chief Executive Officer at StoneX Group Inc.. 56,250 shares at an average of $65.69, traded Sep 28, 2026, filed Sep 29, 2026.

Warning score
30
Value
$3.7M
56,250 shares
Holdings after
738,216
-7% from before
From 52-week low
+77%
low $37.20, close $65.90
From 52-week high
-29%
high $92.67, as of Sep 28, 2026

Score components

  • Role
    CEO
    +25
  • Trade size
    $3.7M at market
    +25
  • Share of holdings sold
    Sold 7.1% of holdings
    0
  • Cluster
    4 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

SNEXOct 9, 2026 · close 61.24
Since filing Sep 29, 2026: -6.1%SPY +1.9% · excess -8.0%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001569789-26-000015, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Sep 28, 2026MOption exercise
Common Stock10b5-1
+56,250$8.90$501k794,46614 d ago
Sep 28, 2026SOpen-market sale
Common Stock10b5-1
-56,250$65.69$3.7M738,21614 d ago
Sep 28, 2026MOption exercise
Stock Optionsderivative10b5-1
-56,250$0.00$0860,62514 d ago

Related signals

Other insiders at StoneX Group Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
30Weak
SNEXsell 410b5-1
StoneX Group Inc.
Abigail H Perkins
Chief Information Officer
$614k
8,924 shares
-9%
40Moderate
SNEXsell 410b5-1
StoneX Group Inc.
Diego Rotsztain
Chief Governance/Legal Officer
$3.5M
50,625 shares
-59%
23Weak
SNEXsell 410b5-1
StoneX Group Inc.
Mark Lowry Maurer
other
$7.0M
103,092 shares
-34%
7Weak
SNEXsell10b5-1
StoneX Group Inc.
Annabelle G Bexiga
director
$200k
1,500 shares
-7%
6Weak
SNEXsell10b5-1
StoneX Group Inc.
Annabelle G Bexiga
director
$169k
1,500 shares
-6%
6Weak
SNEXsell10b5-1
StoneX Group Inc.
Annabelle G Bexiga
director
$153k
1,500 shares
-6%
5Weak
SNEXsell10b5-1
StoneX Group Inc.
Annabelle G Bexiga
director
$107k
1,000 shares
-6%
45Moderate
SNEXsell 5
StoneX Group Inc.
Abigail H Perkins
Chief Information Officer
$1.0M
8,000 shares
-14%
43Moderate
SNEXsell 5
StoneX Group Inc.
Mark Lowry Maurer
other
$5.0M
40,000 shares
-31%
45Moderate
SNEXsell 5
StoneX Group Inc.
Sean Michael Oconnor
Executive Vice-Chairman-Board
$10.0M
80,000 shares
-9%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Philip Andrew Smith sold $3.7M of SNEX | InsiderTell