Donald J Umpleby III sold $7.9M of CAT
Executive Chairman at CATERPILLAR INC. 17,166 shares at an average of $462.65, traded Sep 22, 2025, filed Sep 23, 2025.
Score components
- +20RoleChair
- +25Trade size$7.9M at market
- 0Share of holdings soldSold 3.6% of holdings
- 0ClusterNo other insider selling within 14 days
- -2010b5-1 planPre-scheduled under a 10b5-1 plan
What happened after comparable sells
Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.
Price around the trade, and since
From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™
Rows in this filing
Every transaction in Form 4 0001104659-25-092496, as filed. Open on EDGAR
| Date | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|
| Sep 22, 2025 | SOpen-market sale Common Stock10b5-1 | -17,166 | $462.65 | $7.9M | 465,339 | Sep 23, 2025 |
Related signals
Other insiders at CATERPILLAR INC and this insider’s other filings.
| Score | Company | Insider | Value | Holdings | Filed |
|---|---|---|---|---|---|
| 45Moderate | CATsell CATERPILLAR INC | Joseph E Creed Chief Executive Officer | $26M 32,401 shares | -48% | |
| 25Weak | CATERPILLAR INC | Donald J Umpleby III Executive Chairman | $7.1M 17,168 shares | -3% | |
| 57Moderate | CATERPILLAR INC | Susan C Schwab director | $953k 2,324 shares | -25% | |
| 42Moderate | CATERPILLAR INC | Jason Kaiser Group President | $903k 2,161 shares | -20% | |
| 40Moderate | CATERPILLAR INC | David MacLennan director | $120k 375 shares | +6% | |
| 22Weak | CATERPILLAR INC | Gerald Johnson director | $32k 100 shares | +3% | |
| 53Moderate | CATsell CATERPILLAR INC | Jason Kaiser Group President | $860k 2,425 shares | -28% | |
| 11Weak | CATERPILLAR INC | Gerald Johnson director | $37k 100 shares | +3% | |
| 32Weak | CATERPILLAR INC | Andrew R J Bonfield Chief Financial Officer | $3.8M 10,000 shares | -18% | |
| 6Weak | CATERPILLAR INC | Gerald Johnson director | $40k 100 shares | +4% |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.