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sellWeak cluster of 610b5-1 plan

Paul Gu sold $343k of UPST

Chief Technology Offier at Upstart Holdings, Inc.. 5,000 shares at an average of $68.61, traded Sep 2, 2025, filed Sep 4, 2025.

Warning score
10
Value
$343k
5,000 shares
Holdings after
1,147,156
-0% from before
From 52-week low
+99%
low $34.80, close $69.17
From 52-week high
-22%
high $88.77, as of Sep 2, 2025

Score components

  • Role
    Officer
    +15
  • Trade size
    $343k at market
    +15
  • Share of holdings sold
    Sold 0.4% of holdings
    0
  • Cluster
    6 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

UPSTOct 9, 2026 · close 24.10
Since filing Sep 4, 2025: -63.4%SPY +21.6% · excess -85.0%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001647639-25-000118, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Sep 2, 2025MOption exercise
Common Stock10b5-1
+2,500$3.80$9,5001,149,656Sep 4, 2025
Sep 2, 2025MOption exercise
Common Stock10b5-1
+2,500$8.88$22k1,152,156Sep 4, 2025
Sep 2, 2025SOpen-market sale
Common Stock10b5-1
-2,663$68.35$182k1,149,493Sep 4, 2025
Sep 2, 2025SOpen-market sale
Common Stock10b5-1
-2,337$68.91$161k1,147,156Sep 4, 2025
Sep 2, 2025MOption exercise
Employee Stock Option (Right to buy)derivative10b5-1
-2,500$3.80$9,50042,500Sep 4, 2025
Sep 2, 2025MOption exercise
Employee Stock Option (Right to buy)derivative10b5-1
-2,500$8.88$22k181,336Sep 4, 2025

Related signals

Other insiders at Upstart Holdings, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
35Weak
UPSTsell
Upstart Holdings, Inc.
Sanjay Datta
President, Capital& Enterprise
$3.2M
116,000 shares
-20%
60Notable
UPSTbuy
Upstart Holdings, Inc.
Paul Gu
Chief Executive Officer
$1.3M
50,000 shares
+63%
11Weak
UPSTsell 210b5-1
Upstart Holdings, Inc.
Kerry Whorton Cooper
director
$75k
1,500 shares
-6%
13Weak
UPSTsell 210b5-1
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$370k
7,392 shares
-30%
15Weak
UPSTsell 310b5-1
Upstart Holdings, Inc.
Natalia Mirgorodskaya
See Remarks
$30k
762 shares
-3%
44Moderate
UPSTsell 3
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$282k
7,723 shares
-7%
55Moderate
UPSTsell 3
Upstart Holdings, Inc.
Sanjay Datta
Chief Financial Officer
$498k
13,624 shares
-5%
20Weak
UPSTsell 3
Upstart Holdings, Inc.
Natalia Mirgorodskaya
See Remarks
$30k
821 shares
-3%
56Moderate
UPSTbuy
Upstart Holdings, Inc.
Paul Gu
Chief Technology Offier
$3.9M
100,000 shares
-
0Weak
UPSTsell10b5-1
Upstart Holdings, Inc.
Scott Darling
Chief Legal Officer
$55k
1,000 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Paul Gu sold $343k of UPST | InsiderTell