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sellModerate cluster of 4

Anthony D. Fassino sold $4.7M of CAT

Group President at CATERPILLAR INC. 8,184 shares at an average of $570.18, traded Nov 10, 2025, filed Nov 12, 2025.

Warning score
50
Value
$4.7M
8,184 shares
Holdings after
41,512
-16% from before
From 52-week low
+111%
low $269.21, close $567.38
From 52-week high
-3%
high $581.93, as of Nov 10, 2025

Score components

  • Role
    President
    +20
  • Trade size
    $4.7M at market
    +25
  • Share of holdings sold
    Sold 16% of holdings
    +5
  • Cluster
    4 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

CATOct 9, 2026 · close 800.47
Since filing Nov 12, 2025: +40.5%SPY +15.2% · excess +25.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001104659-25-110257, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 10, 2025MOption exercise
Common Stock
+12,500$196.70$2.5M54,012Nov 12, 2025
Nov 10, 2025FTax withholding
Common Stock
-4,316$569.56$2.5M49,696Nov 12, 2025
Nov 10, 2025SOpen-market sale
Common Stock
-8,184$570.18$4.7M41,512Nov 12, 2025
Nov 10, 2025MOption exercise
Employee Stock Optionsderivative
-12,500$196.70$2.5M23,288Nov 12, 2025

Related signals

Other insiders at CATERPILLAR INC and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
45Moderate
CATsell
CATERPILLAR INC
Joseph E Creed
Chief Executive Officer
$26M
32,401 shares
-48%
32Weak
CATsell10b5-1
CATERPILLAR INC
Andrew R J Bonfield
Chief Financial Officer
$5.8M
10,000 shares
-18%
32Weak
CATsell10b5-1
CATERPILLAR INC
Andrew R J Bonfield
Chief Financial Officer
$5.7M
10,000 shares
-15%
45Moderate
CATsell 410b5-1
CATERPILLAR INC
Jason Kaiser
Group President
$6.0M
10,707 shares
-76%
50Moderate
CATsell 4
CATERPILLAR INC
Bob De Lange
Group President
$8.2M
14,638 shares
-15%
61Notable
CATsell 4
CATERPILLAR INC
William E Schaupp
Chief Accounting Officer
$687k
1,200 shares
-48%
26Weak
CATbuy
CATERPILLAR INC
David MacLennan
director
$171k
300 shares
+4%
25Weak
CATsell10b5-1
CATERPILLAR INC
Donald J Umpleby III
Executive Chairman
$8.7M
17,166 shares
-4%
25Weak
CATsell10b5-1
CATERPILLAR INC
Donald J Umpleby III
Executive Chairman
$7.9M
17,166 shares
-4%
25Weak
CATsell10b5-1
CATERPILLAR INC
Donald J Umpleby III
Executive Chairman
$7.1M
17,168 shares
-3%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Anthony D. Fassino sold $4.7M of CAT | InsiderTell