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sellWeak10b5-1 plan

David Spector sold $1.5M of PFSI

Chairman & CEO at PennyMac Financial Services, Inc.. 10,000 shares at an average of $145.19, traded Jan 13, 2026, filed Jan 14, 2026.

Warning score
30
Value
$1.5M
10,000 shares
Holdings after
100,604
-9% from before
From 52-week low
+64%
low $87.60, close $144.05
From 52-week high
-1%
high $144.81, as of Jan 13, 2026

Score components

  • Role
    CEO
    +25
  • Trade size
    $1.5M at market
    +25
  • Share of holdings sold
    Sold 9.0% of holdings
    0
  • Cluster
    No other insider selling within 14 days
    0
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -37.4%, 3m -37.5%, 6m -41.9%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

PFSIOct 12, 2026 · close 58.84
Since filing Jan 14, 2026: -59.6%SPY +13.6% · excess -73.2%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001745916-26-000002, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Jan 13, 2026SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-4,872$144.81$706k105,732Jan 14, 2026
Jan 13, 2026SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-5,080$145.54$739k100,652Jan 14, 2026
Jan 13, 2026SOpen-market sale
Common Stockindirect: ST Family Investment Company LLC10b5-1
-48$146.30$7,022100,604Jan 14, 2026

Related signals

Other insiders at PennyMac Financial Services, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
0Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
Gregory L Hendry
MD, Chief Accounting Officer
$189k
2,177 shares
-4%
0Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
Gregory L Hendry
MD, Chief Accounting Officer
$240k
2,943 shares
-6%
23Weak
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$256k
2,925 shares
-1%
41Moderate
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$880k
10,000 shares
-14%
34Weak
PFSIsell10b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$928k
10,000 shares
-12%
43Moderate
PFSIsell 210b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$1.9M
22,436 shares
-25%
20Weak
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Derek Stark
Chief Legal Officer
$93k
1,066 shares
-5%
21Weak
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Derek Stark
Chief Legal Officer
$174k
1,903 shares
-8%
50Moderate
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
David Spector
Chairman & CEO
$1.2M
12,950 shares
-13%
40Moderate
PFSIsell 310b5-1
PennyMac Financial Services, Inc.
Daniel Stanley Perotti
Chief Financial Officer
$273k
2,925 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David Spector sold $1.5M of PFSI | InsiderTell