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sellWeak cluster of 210b5-1 plan

Anthony Bergmann sold $732k of CAPR

CHIEF FINANCIAL OFFICER at CAPRICOR THERAPEUTICS, INC.. 24,100 shares at an average of $30.38, traded Jun 25, 2026, filed Jun 29, 2026.

Warning score
36
Value
$732k
24,100 shares
Holdings after
11,223
-68% from before
From 52-week low
+561%
low $4.60, close $30.40
From 52-week high
-14%
high $35.34, as of Jun 25, 2026

Score components

  • Role
    CFO
    +22
  • Trade size
    $732k at market
    +21
  • Share of holdings sold
    Sold 68% of holdings
    +20
  • Cluster
    2 insiders selling within 14 days
    +8
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

CAPROct 9, 2026 · close 7.83
Since filing Jun 29, 2026: -67.1%SPY +5.3% · excess -72.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001593087-26-000013, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Jun 25, 2026MOption exercise
Common Stock
+24,100$3.18$77k35,323Jun 29, 2026
Jun 25, 2026SOpen-market sale
Common Stock10b5-1
-24,100$30.38$732k11,223Jun 29, 2026
Jun 25, 2026MOption exercise
Stock Option (Right to Buy)derivative
-24,100$0.00$091,980Jun 29, 2026

Related signals

Other insiders at CAPRICOR THERAPEUTICS, INC. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
19Weak
CAPRsell 210b5-1
CAPRICOR THERAPEUTICS, INC.
Karen Krasney
EVP, GENERAL COUNSEL
$732k
24,100 shares
-44%
0Weak
CAPRsell 210b5-1
CAPRICOR THERAPEUTICS, INC.
Anthony Bergmann
CHIEF FINANCIAL OFFICER
$27k
900 shares
-8%
0Weak
CAPRsell 210b5-1
CAPRICOR THERAPEUTICS, INC.
Karen Krasney
EVP, GENERAL COUNSEL
$27k
900 shares
-3%
37Weak
CAPRsell 210b5-1
CAPRICOR THERAPEUTICS, INC.
Anthony Bergmann
CHIEF FINANCIAL OFFICER
$793k
25,000 shares
-75%
20Weak
CAPRsell 210b5-1
CAPRICOR THERAPEUTICS, INC.
Karen Krasney
EVP, GENERAL COUNSEL
$793k
25,000 shares
-45%
28Weak
CAPRsell 310b5-1
CAPRICOR THERAPEUTICS, INC.
Karimah Es Sabar
director
$241k
7,529 shares
-100%
44Moderate
CAPRsell 310b5-1
CAPRICOR THERAPEUTICS, INC.
Anthony Bergmann
CHIEF FINANCIAL OFFICER
$753k
25,000 shares
-75%
27Weak
CAPRsell 310b5-1
CAPRICOR THERAPEUTICS, INC.
Karen Krasney
EVP, GENERAL COUNSEL
$753k
25,000 shares
-45%
40Moderate
CAPRsell 310b5-1
CAPRICOR THERAPEUTICS, INC.
Karimah Es Sabar
director
$3.5M
115,000 shares
-188%
46Moderate
CAPRbuy 2
CAPRICOR THERAPEUTICS, INC.
David B Musket
director
$1,128
410 shares
+1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Anthony Bergmann sold $732k of CAPR | InsiderTell