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sellNotable cluster of 7

Rodney Michael Shurman sold $5.1M of CAT

Group President at CATERPILLAR INC. 5,639 shares at an average of $903.18, traded May 5, 2026, filed May 6, 2026.

Warning score
65
Value
$5.1M
5,639 shares
Holdings after
2,546
-69% from before
From 52-week low
+185%
low $316.27, close $902.92
From 52-week high
0%
high $902.92, as of May 5, 2026

Score components

  • Role
    President
    +20
  • Trade size
    $5.1M at market
    +25
  • Share of holdings sold
    Sold 69% of holdings
    +20
  • Cluster
    7 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -2.4%, 3m -5.9%, 6m -.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

CATOct 9, 2026 · close 800.47
Since filing May 6, 2026: -13.5%SPY +6.6% · excess -20.1%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001104659-26-056435, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
May 5, 2026MOption exercise
Common Stock
+5,639$253.98$1.4M8,185May 6, 2026
May 5, 2026SOpen-market sale
Common Stock
-5,152$903.14$4.7M3,033May 6, 2026
May 5, 2026SOpen-market sale
Common Stock
-487$903.55$440k2,546May 6, 2026
May 5, 2026MOption exercise
Employee Stock Optionsderivative
-5,639$253.98$1.4M0May 6, 2026

Related signals

Other insiders at CATERPILLAR INC and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
45Moderate
CATsell
CATERPILLAR INC
Joseph E Creed
Chief Executive Officer
$26M
32,401 shares
-48%
50Moderate
CATsell 7
CATERPILLAR INC
Denise C Johnson
Group President
$11M
12,605 shares
-20%
55Moderate
CATsell 7
CATERPILLAR INC
William E Schaupp
Chief Accounting Officer
$326k
360 shares
-40%
50Moderate
CATsell 7
CATERPILLAR INC
Denise C Johnson
Group President
$5.6M
6,196 shares
-11%
55Moderate
CATsell 7
CATERPILLAR INC
Anthony D. Fassino
Group President
$15M
16,283 shares
-26%
52Moderate
CATsell 7
CATERPILLAR INC
Andrew R J Bonfield
CFO Emeritus
$14M
15,674 shares
-23%
50Moderate
CATsell 7
CATERPILLAR INC
Anthony D. Fassino
Group President
$8.5M
9,152 shares
-17%
50Moderate
CATsell 7
CATERPILLAR INC
Bob De Lange
Group President
$22M
24,222 shares
-22%
27Weak
CATbuy
CATERPILLAR INC
David MacLennan
director
$219k
250 shares
+3%
55Moderate
CATsell 7
CATERPILLAR INC
Jason Kaiser
Group President
$5.0M
5,642 shares
-37%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.