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sellModerate cluster of 5

Dawn M. Brockman sold $264k of AMP

SVP AND CONTROLLER at AMERIPRISE FINANCIAL INC. 472 shares at an average of $558.93, traded Aug 10, 2026, filed Aug 12, 2026.

Warning score
53
Value
$264k
472 shares
Holdings after
713
-40% from before
From 52-week low
+30%
low $427.50, close $557.53
From 52-week high
-1%
high $561.03, as of Aug 10, 2026

Score components

  • Role
    Officer
    +15
  • Trade size
    $264k at market
    +13
  • Share of holdings sold
    Sold 40% of holdings
    +10
  • Cluster
    5 insiders selling within 14 days
    +15

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

AMPOct 9, 2026 · close 500.51
Since filing Aug 12, 2026: -11.4%SPY +1.0% · excess -12.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001937010-26-000012, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Aug 10, 2026SOpen-market sale
Common Stock
-472$558.93$264k713Aug 12, 2026

Related signals

Other insiders at AMERIPRISE FINANCIAL INC and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
50Moderate
AMPsell 5
AMERIPRISE FINANCIAL INC
Deirdre Davey McGraw
EVP Mktg, Strat. & Comms.
$1.3M
2,400 shares
-42%
55Moderate
AMPsell 5
AMERIPRISE FINANCIAL INC
James M Cracchiolo
CHAIRMAN AND CEO
$9.8M
18,020 shares
-14%
67Notable
AMPsell 5
AMERIPRISE FINANCIAL INC
Walter Stanley Berman
EXECUTIVE VP AND CFO
$6.0M
11,012 shares
-66%
60Notable
AMPsell 5
AMERIPRISE FINANCIAL INC
William Jerryl Williams
Pres, Wealth Mgmt Advisor Grp
$8.7M
16,104 shares
-86%
53Moderate
AMPsell 2
AMERIPRISE FINANCIAL INC
Gerard P. Smyth
EVP & Hd. of Tech. & Serv. Del
$3.0M
6,255 shares
-51%
47Moderate
AMPsell 2
AMERIPRISE FINANCIAL INC
Robert Francis Sharpe JR
director
$559k
1,200 shares
-16%
75Notable
AMPsell 4
AMERIPRISE FINANCIAL INC
William F Truscott
CEO, GLOBAL ASSET MANAGEMENT
$2.7M
5,000 shares
-29%
65Notable
AMPsell 4
AMERIPRISE FINANCIAL INC
Gumer Alvero
PRESIDENT-INSURANCE&ANNUITIES
$2.5M
4,658 shares
-50%
82Strong
AMPsell 4
AMERIPRISE FINANCIAL INC
Walter Stanley Berman
EXECUTIVE VP AND CFO
$3.8M
7,000 shares
-56%
75Notable
AMPsell 4
AMERIPRISE FINANCIAL INC
James M Cracchiolo
CHAIRMAN AND CEO
$27M
48,813 shares
-31%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Dawn M. Brockman sold $264k of AMP | InsiderTell