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sellWeak10b5-1 plan

Harvey M Schwartz sold $12M of CG

Chief Executive Officer at Carlyle Group Inc.. 295,358 shares at an average of $41.74, traded Dec 15, 2023, filed Dec 19, 2023.

Warning score
30
Value
$12M
295,358 shares
Holdings after
6,768,046
-4% from before
From 52-week low
+68%
low $22.95, close $38.67
From 52-week high
-0%
high $38.81, as of Dec 15, 2023

Score components

  • Role
    CEO
    +25
  • Trade size
    $12.3M at market
    +25
  • Share of holdings sold
    Sold 4.2% of holdings
    0
  • Cluster
    No other insider selling within 14 days
    0
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

CGOct 9, 2026 · close 38.42
Since filing Dec 19, 2023: +0.2%SPY +69.2% · excess -69.0%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0000950170-23-071566, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Dec 15, 2023SOpen-market sale
Common Stock10b5-1
-295,358$41.74$12M6,768,046Dec 19, 2023

Related signals

Other insiders at Carlyle Group Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
40Moderate
CGsell
Carlyle Group Inc.
David M. Rubenstein
director
$17M
400,000 shares
-1%
40Moderate
CGsell
Carlyle Group Inc.
David M. Rubenstein
director
$23M
500,000 shares
-2%
40Moderate
CGsell
Carlyle Group Inc.
David M. Rubenstein
director
$35M
625,000 shares
-2%
50Moderate
CGsell
Carlyle Group Inc.
Jeffrey W. Ferguson
General Counsel
$19M
300,000 shares
-28%
45Moderate
CGsell
Carlyle Group Inc.
Jeffrey W. Ferguson
General Counsel
$13M
250,000 shares
-19%
60Notable
CGsell
Carlyle Group Inc.
Daniel A. D'Aniello
director
$26M
495,542 shares
-100%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Harvey M Schwartz sold $12M of CG | InsiderTell