Skip to content
sellWeak cluster of 310b5-1 plan

Robert Fauber sold $780k of MCO

President and CEO at MOODYS CORP /DE/. 2,546 shares at an average of $306.21, traded Oct 31, 2023, filed Nov 2, 2023.

Warning score
27
Value
$780k
2,546 shares
Holdings after
59,838
-4% from before
From 52-week low
+22%
low $246.07, close $300.60
From 52-week high
-15%
high $352.19, as of Oct 31, 2023

Score components

  • Role
    CEO
    +25
  • Trade size
    $780k at market
    +22
  • Share of holdings sold
    Sold 4.2% of holdings
    0
  • Cluster
    3 insiders selling within 14 days
    +15
  • Exercise and sell
    Shares came from an option exercise in the same filing
    -15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +13.8%, 3m +23.4%, 6m +15.7%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

MCOOct 12, 2026 · close 470.50
Since filing Nov 2, 2023: +47.5%SPY +87.3% · excess -39.8%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001059556-23-000104, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Oct 31, 2023SOpen-market sale
Common Stock10b5-1
-1,000$306.21$306k59,838Nov 2, 2023
Oct 31, 2023MOption exercise
Common Stock10b5-1
+756$98.01$74k60,594Nov 2, 2023
Oct 31, 2023SOpen-market sale
Common Stock10b5-1
-756$306.21$231k59,838Nov 2, 2023
Oct 31, 2023MOption exercise
Common Stock10b5-1
+790$80.81$64k60,628Nov 2, 2023
Oct 31, 2023SOpen-market sale
Common Stock10b5-1
-790$306.21$242k59,838Nov 2, 2023
Oct 31, 2023MOption exercise
Employee Stock Option (right to buy)derivative10b5-1
-756$0.00$00Nov 2, 2023
Oct 31, 2023MOption exercise
Employee Stock Option (right to buy)derivative10b5-1
-790$0.00$00Nov 2, 2023

Related signals

Other insiders at MOODYS CORP /DE/ and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
6Weak
MCOsell10b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$420k
923 shares
-2%
11Weak
MCOsell10b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$736k
1,467 shares
-3%
11Weak
MCOsell10b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$710k
1,467 shares
-3%
18Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$668k
1,467 shares
-3%
11Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Richard G Steele
SVP - General Counsel
$72k
157 shares
-8%
18Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$666k
1,467 shares
-3%
11Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Richard G Steele
SVP - General Counsel
$72k
158 shares
-7%
19Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$684k
1,467 shares
-2%
11Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Richard G Steele
SVP - General Counsel
$74k
158 shares
-7%
18Weak
MCOsell 210b5-1
MOODYS CORP /DE/
Robert Fauber
President and CEO
$642k
1,467 shares
-2%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Robert Fauber sold $780k of MCO | InsiderTell