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sellWeak cluster of 210b5-1 plan

Katharina G. McFarland sold $11k of TGAN

director at Transphorm, Inc.. 3,995 shares at an average of $2.70, traded Nov 22, 2023, filed Nov 27, 2023.

Warning score
3
Value
$11k
3,995 shares
Holdings after
86,208
-4% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    Director
    +15
  • Trade size
    $11k at market
    0
  • Share of holdings sold
    Sold 4.4% of holdings
    0
  • Cluster
    2 insiders selling within 14 days
    +8
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Rows in this filing

Every transaction in Form 4 0001209191-23-056730, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 22, 2023SOpen-market sale
Common Stock10b5-1
-3,995$2.70$11k86,208Nov 27, 2023

Related signals

Other insiders at Transphorm, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
57Moderate
TGANsell
Transphorm, Inc.
KKR Phorm Investors L.P.
owner
$125M
24,411,968 shares
-100%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$20k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Kelly Smales
director
$20k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$4,074
840 shares
-1%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Kelly Smales
director
$2,304
475 shares
-1%
0Weak
TGANsell10b5-1
Transphorm, Inc.
Kelly Smales
director
$3,753
766 shares
-1%
45Moderate
TGANsell 3
Transphorm, Inc.
Primit Parikh
PRESIDENT AND CEO
$29k
6,000 shares
-1%
10Weak
TGANsell 310b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$19k
3,996 shares
-5%
10Weak
TGANsell 310b5-1
Transphorm, Inc.
Kelly Smales
director
$19k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$4,015
833 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Katharina G. McFarland sold $11k of TGAN | InsiderTell