Skip to content
sellWeak cluster of 210b5-1 plan

Kelly Smales sold $2,271 of TGAN

director at Transphorm, Inc.. 471 shares at an average of $4.82, traded Jan 24, 2024, filed Jan 26, 2024.

Warning score
3
Value
$2,271
471 shares
Holdings after
77,554
-1% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    Director
    +15
  • Trade size
    $2k at market
    0
  • Share of holdings sold
    Sold 0.6% of holdings
    0
  • Cluster
    2 insiders selling within 14 days
    +8
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

Rows in this filing

Every transaction in Form 4 0001209191-24-002296, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Jan 24, 2024SOpen-market sale
Common Stock10b5-1
-471$4.82$2,27177,554Jan 26, 2024

Related signals

Other insiders at Transphorm, Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
57Moderate
TGANsell
Transphorm, Inc.
KKR Phorm Investors L.P.
owner
$125M
24,411,968 shares
-100%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$20k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Kelly Smales
director
$20k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$4,074
840 shares
-1%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Kelly Smales
director
$2,304
475 shares
-1%
0Weak
TGANsell10b5-1
Transphorm, Inc.
Kelly Smales
director
$3,753
766 shares
-1%
45Moderate
TGANsell 3
Transphorm, Inc.
Primit Parikh
PRESIDENT AND CEO
$29k
6,000 shares
-1%
10Weak
TGANsell 310b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$19k
3,996 shares
-5%
10Weak
TGANsell 310b5-1
Transphorm, Inc.
Kelly Smales
director
$19k
3,996 shares
-5%
3Weak
TGANsell 210b5-1
Transphorm, Inc.
Katharina G. McFarland
director
$4,015
833 shares
-1%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Kelly Smales sold $2,271 of TGAN | InsiderTell