Nasdaq · CIK 0000861842
CATY CATHAY GENERAL BANCORP
Insider trading from SEC Form 4. Last filing 18 d ago. Close $59.12 on Oct 9, 2026, +34% from the 52-week low and -8% from the high.
CATHAY GENERAL BANCORP (CATY) has 69 SEC Form 4 filings on file from 18 insiders, the latest filed on Sep 25, 2026. In the last 90 days insiders made 0 open-market buys worth $0 and 1 open-market sell worth $62k, net -$62k.
23 open-market trades have been scored at CATY. The newest: Richard Sun (director) sold $62k of stock on Sep 2, 2026, filed Sep 3, 2026, scored 32 (weak). The largest of the 23 shown: Peter Wu (Vice Chairman) sold $2.1M on Nov 6, 2024, scored 65 (notable). 2 insiders sold within 14 days of each other around May 5, 2026.
CATY closed at $59.12 on Oct 9, 2026, 34% above its 52-week low and 8% below its 52-week high.
2 members of Congress have disclosed 3 trades in CATY under the STOCK Act. 11 Form 144 notices of planned sales are on file, the latest filed Dec 4, 2025.
Last 90 days
Price and insider trades, last year
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
Open-market buys and sells at CATHAY GENERAL BANCORP, scored.
| Score | Insider | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 32Weak | Richard Sun director sell | $62k 1,000 shares | -31% | - | |
| 34Weak | Anthony M Tang Vice Chairman sell | $300k 5,000 shares | -3% | +44% from low0% from high | |
| 50Moderate | Anthony M Tang Vice Chairman sell | $1.5M 25,000 shares | -14% | +42% from low0% from high | |
| 53Moderate | Peter Wu Vice Chairman sell | $1.1M 20,000 shares | -7% | +40% from low0% from high | |
| 33Weak | May K. Chan SVP, General Counsel sell | $31k 558 shares | -17% | +38% from low0% from high | |
| 18Weak | Chang Liu President & CEO sell | $244k 4,836 shares | -4% | +42% from low-5% from high | |
| 50Moderate | Felix S Fernandez director sell | $453k 8,972 shares | -37% | +39% from low-3% from high | |
| 40Moderate | Thomas M. Lo EVP, Chief Admin Officer sell | $50k 1,000 shares | -33% | +39% from low-3% from high | |
| 46Moderate | Anthony M Tang Vice Chairman sell | $494k 10,000 shares | -5% | +33% from low-3% from high | |
| 43Moderate | Dunson K Cheng Executive Chairman sell | $363k 7,590 shares | -5% | +30% from low-9% from high | |
| 58Moderate | Dunson K Cheng Executive Chairman sell | $1.2M 25,000 shares | -15% | +26% from low-12% from high | |
| 26Weak | Chang Liu President & CEO sell | $239k 5,165 shares | -5% | +26% from low-11% from high | |
| 39Weak | Thomas M. Lo EVP, Chief Admin Officer sell | $47k 1,000 shares | -25% | +27% from low-11% from high | |
| 27Weak | Anthony M Tang Vice Chairman sell | $55k 1,222 shares | -1% | +20% from low-15% from high | |
| 27Weak | Anthony M Tang Vice Chairman sell | $53k 1,200 shares | -1% | +20% from low-16% from high | |
| 37Weak | Anthony M Tang Vice Chairman sell | $90k 2,000 shares | -1% | +21% from low-15% from high | |
| 34Weak | Thomas M. Lo EVP, Chief Admin Officer sell | $33k 729 shares | -15% | +21% from low-15% from high | |
| 30Weak | Anthony M Tang Vice Chairman sell | $113k 2,500 shares | -1% | - | |
| 33Weak | Anthony M Tang Vice Chairman sell | $256k 5,000 shares | -3% | - | |
| 65Notable | Peter Wu Vice Chairman sell | $2.1M 40,000 shares | -12% | - | |
| 46Moderate | Anthony M Tang Vice Chairman sell | $157k 3,000 shares | -2% | - | |
| 41Moderate | Thomas M. Lo EVP, Chief Admin Officer sell | $42k 900 shares | -21% | - | |
| 59Moderate | Peter Wu Vice Chairman sell | $939k 20,000 shares | -6% | - |
Planned sales
Form 144 notices filed before a sale of restricted or control stock, newest first. The sale itself usually reaches a Form 4 within days. All planned sales
| Filed | Seller | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Dec 4, 2025 | TANG ANTHONY M Director | 2,000 0.00% of outstanding | $98k | Dec 4, 2025 | $245k |
| Dec 3, 2025 | TANG ANTHONY M Director | 8,000 0.01% of outstanding | $392k | Dec 3, 2025 | none |
| Nov 19, 2025 | CHENG DUNSON K Officer | 32,590 0.05% of outstanding | $1.5M | Nov 19, 2025 | none |
| Oct 28, 2025 | Liu Chang Officer, Director | 5,165 0.01% of outstanding | $239k | Oct 28, 2025 | none |
| Oct 27, 2025 | Lo Thomas M. Officer | 1,000 0.00% of outstanding | $47k | Oct 27, 2025 | none |
| Sep 3, 2025 | Lo Thomas M. Officer | 1,000 0.00% of outstanding | $61k | Sep 3, 2025 | none |
| May 13, 2025 | Lo Thomas M. Officer | 729 0.00% of outstanding | $33k | May 12, 2025 | none |
| May 7, 2025 | BINGHAM KIM R Former Affiliate | 6,000 0.01% of outstanding | $253k | May 7, 2025 | none |
| Nov 6, 2024 | PACJU LLC Officer | 100,000 0.14% of outstanding | $5.2M | Nov 6, 2024 | $939k |
| Oct 30, 2024 | Lo Thomas M. Officer | 900 0.00% of outstanding | $42k | Oct 30, 2024 | none |
| Oct 30, 2024 | PACJU LLC Officer | 20,000 0.03% of outstanding | $940k | Oct 30, 2024 | none |
Congressional trades
3 trades in CATY disclosed by members of Congress under the STOCK Act. All congressional trades.
- Gilbert Ray Cisneros, Jr.House · D-CA · last Apr 7, 20262 bought
0 sold - Josh GottheimerHouse · D-NJ · last May 14, 20250 bought
1 sold
| Member | Trade | Asset | Reported range | Trade / filing date | Source |
|---|---|---|---|---|---|
Gilbert Ray Cisneros, Jr. House · D-CA | Purchase | CATY Cathay General Bancorp - Common Stock | $1,001 to $15k | Mar 3 / Apr 7 35 days after the trade | Clerk |
Gilbert Ray Cisneros, Jr. House · D-CA | Purchase | CATY Cathay General Bancorp - Common Stock | $1,001 to $15k | Jan 15 / Feb 13 29 days after the trade | Clerk |
Josh Gottheimer House · D-NJ | Partial sale | CATY Cathay General Bancorp - Common Stock | $1,001 to $15k | Apr 9, 2025 / May 14, 2025 35 days after the trade | Clerk |
Transactions
The newest 50 of 143 rows filed, every code.
| Date | Insider | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Sep 25, 2026 | Albert Sun EVP, Chief Credit Officer | MOption exercise Common Stock | +1,417 | $0.00 | $0 | 1,417 | 18 d ago |
| Sep 25, 2026 | Albert Sun EVP, Chief Credit Officer | FTax withholding Common Stock | -457 | $61.45 | $28k | 960 | 18 d ago |
| Sep 25, 2026 | Albert Sun EVP, Chief Credit Officer | MOption exercise Restricted Stock Unitsderivative | -1,417 | $0.00 | $0 | 0 | 18 d ago |
| Sep 8, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | MOption exercise Common Stock | +4,012 | $0.00 | $0 | 4,012 | 33 d ago |
| Sep 8, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | FTax withholding Common Stock | -1,294 | $61.86 | $80k | 2,718 | 33 d ago |
| Sep 8, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | MOption exercise Restricted Stock Unitsderivative | -4,012 | $0.00 | $0 | 0 | 33 d ago |
| Sep 2, 2026 | Richard Sun director | SOpen-market sale Common Stockindirect: By Ivy Sun
Separate Trust | -1,000 | $62.32 | $62k | 2,200 | 40 d ago |
| Jun 26, 2026 | Chang Liu President & CEO | AGrant or award Restricted Stock Unitsderivative | +9,408 | - | - | 9,408 | Jun 30, 2026 |
| Jun 26, 2026 | Diana G. Deen EVP, Chief Risk Officer | AGrant or award Restricted Stock Unitsderivative | +1,804 | - | - | 1,804 | Jun 30, 2026 |
| Jun 26, 2026 | May K. Chan SVP, General Counsel | AGrant or award Restricted Stock Unitsderivative | +886 | $0.00 | $0 | 886 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | AGrant or award Restricted Stock Unitsderivative | +1,663 | - | - | 1,663 | Jun 30, 2026 |
| Jun 26, 2026 | Thomas M. Lo EVP, Chief Admin Officer | AGrant or award Restricted Stock Unitsderivative | +1,611 | $0.00 | $0 | 1,611 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Sun EVP, Chief Credit Officer | AGrant or award Restricted Stock Unitsderivative | +1,646 | - | - | 1,646 | Jun 30, 2026 |
| Jun 26, 2026 | Chang Liu President & CEO | AGrant or award Restricted Stock Unitsderivative | +8,863 | - | - | 8,863 | Jun 30, 2026 |
| Jun 26, 2026 | Diana G. Deen EVP, Chief Risk Officer | AGrant or award Restricted Stock Unitsderivative | +1,700 | - | - | 1,700 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Sun EVP, Chief Credit Officer | AGrant or award Restricted Stock Unitsderivative | +1,551 | - | - | 1,551 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | AGrant or award Restricted Stock Unitsderivative | +1,567 | - | - | 1,567 | Jun 30, 2026 |
| Jun 26, 2026 | Diana G. Deen EVP, Chief Risk Officer | AGrant or award Restricted Stock Unitsderivative | +3,400 | - | - | 3,400 | Jun 30, 2026 |
| Jun 26, 2026 | Chang Liu President & CEO | AGrant or award Restricted Stock Unitsderivative | +17,727 | - | - | 17,727 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Sun EVP, Chief Credit Officer | AGrant or award Restricted Stock Unitsderivative | +3,102 | - | - | 3,102 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | AGrant or award Restricted Stock Unitsderivative | +3,134 | - | - | 3,134 | Jun 30, 2026 |
| Jun 26, 2026 | Albert Jen-Wen Wang EVP, Chief Financial Officer | AGrant or award Restricted Stock Unitsderivative | +5,640 | $0.00 | $0 | 5,640 | Jun 30, 2026 |
| Jun 26, 2026 | Dunson K Cheng Executive Chairman | AGrant or award Restricted Stock Unitsderivative | +4,875 | - | - | 4,875 | Jun 30, 2026 |
| Jun 26, 2026 | Dunson K Cheng Executive Chairman | AGrant or award Restricted Stock Unitsderivative | +4,593 | - | - | 4,593 | Jun 30, 2026 |
| Jun 26, 2026 | Dunson K Cheng Executive Chairman | AGrant or award Restricted Stock Unitsderivative | +9,186 | - | - | 9,186 | Jun 30, 2026 |
| Jun 9, 2026 | Anthony M Tang Vice Chairman | SOpen-market sale Common Stock | -5,000 | $59.92 | $300k | 147,876 | Jun 10, 2026 |
| Jun 4, 2026 | Anthony M Tang Vice Chairman | SOpen-market sale Common Stock | -10,000 | $58.16 | $582k | 167,876 | Jun 8, 2026 |
| Jun 5, 2026 | Anthony M Tang Vice Chairman | SOpen-market sale Common Stock | -5,000 | $58.37 | $292k | 162,876 | Jun 8, 2026 |
| Jun 8, 2026 | Anthony M Tang Vice Chairman | SOpen-market sale Common Stock | -10,000 | $58.90 | $589k | 152,876 | Jun 8, 2026 |
| May 5, 2026 | Peter Wu Vice Chairman | SOpen-market sale Common Stockindirect: PACJU, LLC | -20,000 | $57.33 | $1.1M | 275,252 | May 7, 2026 |
| Apr 28, 2026 | May K. Chan SVP, General Counsel | SOpen-market sale Common Stock | -558 | $56.00 | $31k | 2,693 | Apr 29, 2026 |
| Apr 15, 2026 | Shally Wang director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 10,908 | Apr 17, 2026 |
| Apr 15, 2026 | Maan-Huei Hung director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 12,707 | Apr 17, 2026 |
| Apr 15, 2026 | Ann Kono director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 3,506 | Apr 17, 2026 |
| Apr 15, 2026 | Elizabeth A. Woo director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 3,506 | Apr 17, 2026 |
| Apr 15, 2026 | Lana Lai-Yan Chan director | AGrant or award Common Stock | +265 | $0.00 | $0 | 265 | Apr 17, 2026 |
| Apr 15, 2026 | Felix S Fernandez director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 1,593 | Apr 17, 2026 |
| Apr 15, 2026 | Jane H Jelenko director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 1,593 | Apr 17, 2026 |
| Apr 15, 2026 | Peter Wu Vice Chairman | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 1,593 | Apr 17, 2026 |
| Apr 15, 2026 | Nelson Chung director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 10,432 | Apr 17, 2026 |
| Apr 15, 2026 | Anthony M Tang Vice Chairman | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 177,876 | Apr 17, 2026 |
| Apr 15, 2026 | Richard Sun director | AGrant or award Common Stock | +1,593 | $0.00 | $0 | 2,593 | Apr 17, 2026 |
| Apr 6, 2026 | Chang Liu President & CEO | SOpen-market sale Common Stock10b5-1 | -4,836 | $50.35 | $244k | 127,819 | Apr 7, 2026 |
| Apr 1, 2026 | Chang Liu President & CEO | MOption exercise Common Stock | +15,385 | $0.00 | $0 | 123,863 | Apr 3, 2026 |
| Apr 1, 2026 | Chang Liu President & CEO | FTax withholding Common Stock | -7,828 | $50.69 | $397k | 116,035 | Apr 3, 2026 |
| Apr 1, 2026 | Chang Liu President & CEO | MOption exercise Common Stock | +19,846 | $0.00 | $0 | 135,881 | Apr 3, 2026 |
| Apr 1, 2026 | Chang Liu President & CEO | FTax withholding Common Stock | -10,098 | $50.69 | $512k | 125,783 | Apr 3, 2026 |
| Apr 1, 2026 | Dunson K Cheng Executive Chairman | MOption exercise Common Stock | +13,281 | $0.00 | $0 | 151,641 | Apr 3, 2026 |
| Apr 1, 2026 | Dunson K Cheng Executive Chairman | FTax withholding Common Stock | -4,081 | $50.69 | $207k | 147,560 | Apr 3, 2026 |
| Apr 1, 2026 | Chang Liu President & CEO | MOption exercise Common Stock | +13,992 | $0.00 | $0 | 139,775 | Apr 3, 2026 |
Insiders
Everyone who has filed a Form 4 here.
- Dunson K ChengExecutive Chairman
- Nelson Chungdirector
- Lana Lai-Yan Chandirector
- May K. ChanSVP, General Counsel
- Diana G. DeenEVP, Chief Risk Officer
- Felix S Fernandezdirector
- Maan-Huei Hungdirector
- Jane H Jelenkodirector
- Ann Konodirector
- Chang LiuPresident & CEO
- Thomas M. LoEVP, Chief Admin Officer
- Albert SunEVP, Chief Credit Officer
- Richard Sundirector
- Anthony M TangVice Chairman
- Peter WuVice Chairman
- Albert Jen-Wen WangEVP, Chief Financial Officer
- Shally Wangdirector
- Elizabeth A. Woodirector
Questions about CATY
Answered from the filings on this page, as of the latest one.
Are insiders buying CATY?
As of Sep 25, 2026, SEC Form 4 filings show 0 open-market buys worth $0 by 0 insiders and 1 open-market sell worth $62k by 1 insider at CATHAY GENERAL BANCORP in the last 90 days, net -$62k. Only purchases (code P) and sales (code S) count; grants, option exercises and tax withholding do not.
Who was the last insider to trade CATY on the open market?
Richard Sun (director) sold $62k of CATY on Sep 2, 2026 and filed the Form 4 on Sep 3, 2026. InsiderTell scored 32 (weak).
How many insiders file Form 4 at CATHAY GENERAL BANCORP?
18 people have filed a Form 4 at CATHAY GENERAL BANCORP, among them Dunson K Cheng (Executive Chairman), Nelson Chung (director), Lana Lai-Yan Chan (director). Officers, directors and holders of more than 10% of a share class must report their trades within two business days.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.